13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,569 holding rows worth $112,344,337,000.
- Accession
- 0001140361-15-006122
- Filer
- CIK 824468
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 17,872 entries on the cover page, a total value of $112,344,337,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,344,337,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 162,287 | $3,768,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 105,947 | $3,766,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 150,410 | $3,756,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 533,131 | $3,749,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 270,000 | $3,745,000 | thousands by filing date | call |
| POPULAR INC | 733174700 | COM NEW | 109,973 | $3,744,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 81,066 | $3,743,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 85,888 | $3,743,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,794,375 | $3,731,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 33,835 | $3,726,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 179,426 | $3,720,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 41,522 | $3,713,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 67,283 | $3,704,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 72,836 | $3,704,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 42,312 | $3,695,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 40,400 | $3,686,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 67,061 | $3,684,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 52,120 | $3,679,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 206,933 | $3,679,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 188,300 | $3,674,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 106,600 | $3,672,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 50,000 | $3,670,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 50,000 | $3,670,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 1,300,000 | $3,666,000 | thousands by filing date | put |
| SPARTANNASH CO | 847215100 | COM | 140,194 | $3,665,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 60,847 | $3,664,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 133,917 | $3,664,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 35,743 | $3,658,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 151,174 | $3,656,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 3,565,000 | $3,654,000 | thousands by filing date | principal |
| WESCO INTL INC COM | 95082P105 | Stock | 47,926 | $3,653,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 218,452 | $3,653,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 216,377 | $3,652,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 123,535 | $3,647,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 88,500 | $3,647,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 3,645,000 | $3,638,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075F106 | COM | 409,000 | $3,636,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 280,000 | $3,634,000 | thousands by filing date | put |
| ISHARES TR | 464287101 | S&P 100 ETF | 39,852 | $3,624,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 71,386 | $3,621,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 346,251 | $3,615,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 205,994 | $3,613,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 109,817 | $3,608,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 43,949 | $3,606,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 117,056 | $3,605,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 65,955 | $3,603,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 315,087 | $3,602,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 232,728 | $3,595,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 233,310 | $3,592,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 95,085 | $3,592,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 60,054 | $3,590,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 75,000 | $3,590,000 | thousands by filing date | put |
| MEDLEY CAP CORP | 58503F106 | COM | 388,323 | $3,588,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 115,071 | $3,585,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 68,335 | $3,579,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 44,824 | $3,574,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 77,174 | $3,574,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 66,831 | $3,574,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 151,523 | $3,566,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 136,886 | $3,566,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 154,995 | $3,565,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 60,599 | $3,559,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 37,280 | $3,556,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 69,372 | $3,543,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 184,270 | $3,537,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 147,198 | $3,534,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 37,500 | $3,532,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 70,568 | $3,530,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 30,195 | $3,529,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 135,324 | $3,529,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 68,237 | $3,528,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 117,044 | $3,525,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 222,976 | $3,517,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 379,717 | $3,516,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 2,543,126 | $3,509,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 318,341 | $3,508,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 107,897 | $3,497,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 357,835 | $3,496,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 261,951 | $3,491,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 41,136 | $3,487,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 145,518 | $3,469,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 37,960 | $3,460,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 44,583 | $3,454,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 3,468,000 | $3,449,000 | thousands by filing date | principal |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 57,543 | $3,444,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,108,962 | $3,438,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 133,773 | $3,438,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 29,970 | $3,435,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 380,303 | $3,434,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 329,543 | $3,434,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 215,745 | $3,428,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 565,295 | $3,425,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 3,742,000 | $3,422,000 | thousands by filing date | principal |
| CUBIC CORP | 229669106 | COM | 64,938 | $3,419,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 104,221 | $3,417,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 29,727 | $3,413,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 53,617 | $3,412,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 167,293 | $3,408,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 71,729 | $3,405,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 541,013 | $3,402,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 91,401 | $3,399,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 182,910 | $3,393,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 64,071 | $3,391,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 42,557 | $3,389,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 95,171 | $3,385,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 3,742,000 | $3,382,000 | thousands by filing date | principal |
| PANERA BREAD CO | 69840W108 | CL A | 19,319 | $3,378,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 262,935 | $3,373,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 62,667 | $3,361,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 162,267 | $3,361,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 208,272 | $3,360,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 30,984 | $3,341,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 86,473 | $3,341,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 58,907 | $3,334,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 262,593 | $3,327,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 49,689 | $3,322,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 62,609 | $3,311,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 55,153 | $3,310,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 114,018 | $3,304,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 30,185 | $3,303,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 49,239 | $3,298,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 85,116 | $3,295,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 76,936 | $3,284,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 174,018 | $3,280,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 80,000 | $3,275,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 140,345 | $3,273,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 66,241 | $3,262,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 81,302 | $3,262,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 113,221 | $3,254,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 51,404 | $3,251,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 104,846 | $3,245,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 442,570 | $3,235,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 76,179 | $3,235,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 315,000 | $3,229,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 3,101,000 | $3,225,000 | thousands by filing date | principal |
| FELCOR LODGING TR INC | 31430F101 | COM | 297,289 | $3,216,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 4,440,000 | $3,205,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 796,600 | $3,202,000 | thousands by filing date | put |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 490,000 | $3,195,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487105 | COM | 171,193 | $3,190,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 296,403 | $3,190,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 154,262 | $3,187,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 61,750 | $3,181,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,137,138 | $3,173,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 2,540,000 | $3,167,000 | thousands by filing date | principal |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 56,810 | $3,163,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 98,623 | $3,158,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 98,219 | $3,154,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 104,679 | $3,129,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 58,441 | $3,128,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 98,489 | $3,127,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 20,429 | $3,123,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 76,321 | $3,119,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 170,041 | $3,116,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 68,177 | $3,110,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 167,725 | $3,105,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 27,267 | $3,104,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 28,973 | $3,099,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 2,714,000 | $3,097,000 | thousands by filing date | principal |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 72,943 | $3,087,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 928,953 | $3,084,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 150,000 | $3,081,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 85,900 | $3,081,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 439,069 | $3,078,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,465,000 | $3,074,000 | thousands by filing date | principal |
| CACI INTL INC CL A | 127190304 | Stock | 35,626 | $3,070,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 68,911 | $3,069,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 98,816 | $3,061,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 73,983 | $3,057,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 135,332 | $3,057,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 105,826 | $3,055,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 29,772 | $3,054,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 62,015 | $3,053,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 180,866 | $3,053,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 119,502 | $3,053,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 135,003 | $3,051,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 33,757 | $3,051,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,129,322 | $3,049,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 156,863 | $3,044,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 92,370 | $3,042,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 77,921 | $3,042,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 107,831 | $3,041,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 179,530 | $3,033,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 425,513 | $3,021,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 167,541 | $3,021,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 46,991 | $3,020,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 117,642 | $3,011,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 107,335 | $3,008,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D845 | ETN IDX-LKD 20 | 163,547 | $3,008,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 176,220 | $3,005,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 28,379 | $2,999,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 60,000 | $2,997,000 | thousands by filing date | put |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 3,133,000 | $2,997,000 | thousands by filing date | principal |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 17,636 | $2,996,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 69,152 | $2,991,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 120,000 | $2,987,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 101,352 | $2,987,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 92,792 | $2,983,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 20,459 | $2,982,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 105,670 | $2,981,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 437,288 | $2,979,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 161,906 | $2,977,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 7,363 | $2,972,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 56,186 | $2,962,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 135,894 | $2,949,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,533 | $2,949,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 194,713 | $2,949,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 42,411 | $2,945,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 37,998 | $2,941,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 58,548 | $2,941,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 70,207 | $2,939,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 39,310 | $2,939,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 111,163 | $2,935,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 72,754 | $2,915,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 33,670 | $2,913,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 39,335 | $2,912,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 130,623 | $2,912,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 215,678 | $2,901,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 74,261 | $2,898,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 164,830 | $2,897,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 93,192 | $2,897,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 200,000 | $2,894,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,165,000 | $2,884,000 | thousands by filing date | principal |
| SWIFT ENERGY CO | 870738101 | COM | 709,453 | $2,873,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 121,635 | $2,867,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 93,957 | $2,866,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 36,001 | $2,864,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 84,355 | $2,861,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 50,000 | $2,859,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 69,380 | $2,855,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 292,893 | $2,853,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 30,000 | $2,842,000 | thousands by filing date | put |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 612,497 | $2,842,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 30,705 | $2,839,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 157,846 | $2,835,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 62,900 | $2,832,000 | thousands by filing date | call |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 2,965,000 | $2,832,000 | thousands by filing date | principal |
| STAG INDUSTRIAL INC | 85254J102 | COM | 115,524 | $2,831,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 51,700 | $2,830,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 219,606 | $2,830,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 50,500 | $2,829,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 172,207 | $2,829,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 160,703 | $2,829,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 900,247 | $2,827,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 40,456 | $2,826,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 75,695 | $2,816,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 3,420,000 | $2,815,000 | thousands by filing date | principal |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 80,357 | $2,814,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 2,820,000 | $2,814,000 | thousands by filing date | principal |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 274,536 | $2,812,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 26,179 | $2,807,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 167,137 | $2,807,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 120,000 | $2,803,000 | thousands by filing date | put |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 51,000 | $2,803,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 53,273 | $2,798,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 271,413 | $2,798,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 22,833 | $2,797,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,568,955 | $2,792,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 406,256 | $2,791,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 55,324 | $2,790,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 189,848 | $2,789,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 135,897 | $2,785,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 118,993 | $2,785,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 170,874 | $2,784,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 115,964 | $2,783,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 99,000 | $2,782,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 54,650 | $2,781,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 91,178 | $2,781,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 50,137 | $2,778,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 120,344 | $2,773,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 50,056 | $2,771,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 43,846 | $2,764,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 111,251 | $2,764,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 56,200 | $2,764,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 40,147 | $2,763,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 66,398 | $2,762,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 149,642 | $2,761,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 70,197 | $2,757,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 1,000,000 | $2,756,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 3,055,000 | $2,755,000 | thousands by filing date | principal |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 90,464 | $2,741,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 233,292 | $2,739,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 88,700 | $2,736,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 86,761 | $2,734,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 76,369 | $2,732,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 242,933 | $2,727,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 83,685 | $2,727,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 216,987 | $2,725,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 65,014 | $2,723,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 43,824 | $2,716,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 99,457 | $2,713,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 32,889 | $2,709,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 2,859,574 | $2,708,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 55,000 | $2,706,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 2,255,000 | $2,700,000 | thousands by filing date | principal |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 148,627 | $2,699,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 73,643 | $2,690,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 62,400 | $2,685,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 132,073 | $2,677,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 100,397 | $2,676,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 532,390 | $2,673,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 97,427 | $2,673,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 274,890 | $2,669,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 46,769 | $2,666,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 62,083 | $2,663,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 50,001 | $2,660,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 221,851 | $2,655,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 305,327 | $2,653,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 250,199 | $2,650,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,478,000 | $2,647,000 | thousands by filing date | principal |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 113,978 | $2,645,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 76,313 | $2,644,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 56,568 | $2,643,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 159,566 | $2,641,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 130,524 | $2,641,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,390,000 | $2,636,000 | thousands by filing date | principal |
| FULTON FINL CORP PA | 360271100 | COM | 213,231 | $2,635,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 475,275 | $2,633,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 211,402 | $2,629,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 202,725 | $2,628,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 2,515,000 | $2,616,000 | thousands by filing date | principal |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 103,837 | $2,614,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 60,472 | $2,612,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 100,000 | $2,601,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 33,417 | $2,599,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 132,168 | $2,598,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 64,777 | $2,597,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 77,560 | $2,597,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 236,417 | $2,596,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 42,486 | $2,591,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 33,410 | $2,589,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 85,988 | $2,588,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 84,622 | $2,587,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 78,104 | $2,586,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 42,964 | $2,581,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 183,545 | $2,581,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 25,759 | $2,576,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 80,802 | $2,572,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 76,000 | $2,571,000 | thousands by filing date | put |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 66,056 | $2,563,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 945,000 | $2,552,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 35,000 | $2,550,000 | thousands by filing date | put |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 28,826 | $2,538,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 27,318 | $2,535,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 146,400 | $2,533,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 94,093 | $2,528,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 90,817 | $2,525,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 83,103 | $2,522,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 2,360,000 | $2,521,000 | thousands by filing date | principal |
| CIRCOR INTL INC | 17273K109 | COM | 41,770 | $2,518,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,381,755 | $2,515,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 67,078 | $2,512,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 56,271 | $2,507,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 87,520 | $2,507,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 32,888 | $2,499,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 73,022 | $2,496,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 100,925 | $2,496,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 84,734 | $2,494,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 115,019 | $2,480,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 127,978 | $2,478,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 37,452 | $2,478,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 328,102 | $2,477,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 274,364 | $2,475,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 71,214 | $2,473,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 369,775 | $2,470,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 71,180 | $2,469,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 45,715 | $2,467,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 67,900 | $2,466,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 48,782 | $2,465,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 176,276 | $2,464,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 55,800 | $2,464,000 | thousands by filing date | call |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 34,584 | $2,464,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 87,048 | $2,456,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 89,063 | $2,454,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 116,666 | $2,450,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 119,948 | $2,448,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 83,437 | $2,448,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 200,068 | $2,447,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 192,114 | $2,446,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 98,299 | $2,446,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 180,917 | $2,442,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 66,420 | $2,433,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,860 | $2,432,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 33,700 | $2,430,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 215,000 | $2,427,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 56,304 | $2,421,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 26,800 | $2,419,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572207 | CL A | 20,024 | $2,414,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 108,795 | $2,412,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 51,800 | $2,410,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 47,176 | $2,408,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 58,809 | $2,404,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 183,734 | $2,403,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 101,045 | $2,402,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 58,710 | $2,397,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 297,165 | $2,394,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 22,446 | $2,393,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 25,774 | $2,392,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 227,104 | $2,387,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 2,245,000 | $2,387,000 | thousands by filing date | principal |
| ENERNOC INC | 292764107 | COMMON STOCK | 154,137 | $2,381,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 132,046 | $2,378,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 148,143 | $2,377,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 49,744 | $2,376,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 105,369 | $2,371,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 2,125,000 | $2,365,000 | thousands by filing date | principal |
| WEBSTER FINL CORP | 947890109 | COM | 72,589 | $2,363,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 163,153 | $2,360,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 53,513 | $2,352,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 65,596 | $2,347,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 52,192 | $2,347,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 91,101 | $2,344,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 26,988 | $2,343,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 35,000 | $2,343,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,349,000 | $2,342,000 | thousands by filing date | principal |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 33,177 | $2,337,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 48,850 | $2,332,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 47,963 | $2,330,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 162,064 | $2,330,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 61,571 | $2,329,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 60,973 | $2,329,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 46,219 | $2,325,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 152,489 | $2,325,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 238,617 | $2,318,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 87,479 | $2,316,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 48,352 | $2,313,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 107,800 | $2,305,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 110,146 | $2,305,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 519,224 | $2,305,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 166,170 | $2,304,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 577,641 | $2,299,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 79,176 | $2,295,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 179,538 | $2,293,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 447,965 | $2,289,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 140,041 | $2,278,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 76,616 | $2,275,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 103,129 | $2,272,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 6,210 | $2,272,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 434,832 | $2,268,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 243,330 | $2,267,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 67,839 | $2,266,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 34,784 | $2,263,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 111,979 | $2,263,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 86,539 | $2,263,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 236,815 | $2,257,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 34,268 | $2,255,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 124,822 | $2,249,000 | thousands by filing date | |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 167,500 | $2,243,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 1,500,000 | $2,241,000 | thousands by filing date | principal |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 64,923 | $2,239,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 107,101 | $2,238,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 19,223 | $2,235,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 74,257 | $2,234,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 52,910 | $2,230,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 64,535 | $2,228,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 55,836 | $2,222,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1,818,312 | $2,218,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 126,213 | $2,217,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 156,571 | $2,216,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 41,775 | $2,215,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 173,710 | $2,215,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 36,117 | $2,211,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 127,134 | $2,206,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 29,416 | $2,205,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 62,035 | $2,200,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 41,480 | $2,200,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 62,533 | $2,199,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 67,725 | $2,198,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 39,610 | $2,193,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 60,573 | $2,191,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 21,290 | $2,186,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 47,814 | $2,181,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 35,655 | $2,168,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 149,747 | $2,167,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 97,569 | $2,161,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 232,442 | $2,160,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 7,588 | $2,156,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 46,146 | $2,153,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 101,787 | $2,152,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 262,748 | $2,151,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 28,014 | $2,148,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 35,000 | $2,142,000 | thousands by filing date | put |
| FINISH LINE/THE CL A | 317923100 | COM | 88,110 | $2,142,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 58,200 | $2,137,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 44,050 | $2,134,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 45,275 | $2,129,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 42,178 | $2,118,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 33,349 | $2,116,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 111,524 | $2,107,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 38,900 | $2,107,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 177,785 | $2,104,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 31,532 | $2,101,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 173,363 | $2,099,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 152,000 | $2,099,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 56,341 | $2,096,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 99,267 | $2,092,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 35,624 | $2,085,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 59,770 | $2,084,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 31,411 | $2,083,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 32,109 | $2,082,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-006122 | this filing | 2015-02-13 | acceptance time not in the bulk data set |