13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,569 holding rows worth $112,344,337,000.
- Accession
- 0001140361-15-006122
- Filer
- CIK 824468
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 17,872 entries on the cover page, a total value of $112,344,337,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,344,337,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PANDORA MEDIA INC | 698354107 | COM | 400,000 | $7,132,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 1,100,348 | $7,131,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 562,743 | $7,130,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 129,500 | $7,116,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 135,690 | $7,111,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 67,064 | $7,102,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 318,324 | $7,102,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 113,000 | $7,082,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 70,164 | $7,074,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 148,852 | $7,061,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 152,765 | $7,054,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 883,012 | $7,054,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 161,346 | $7,052,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 55,800 | $7,043,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 258,000 | $7,041,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 75,000 | $7,028,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 264,731 | $7,023,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 188,777 | $7,022,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 722,600 | $6,973,000 | thousands by filing date | put |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 6,590,000 | $6,962,000 | thousands by filing date | principal |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 231,291 | $6,943,000 | thousands by filing date | call |
| Lowes Companies Inc | 42222G108 | LOW | 129,653 | $6,941,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 274,500 | $6,937,000 | thousands by filing date | put |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 79,158 | $6,935,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 325,222 | $6,927,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 80,050 | $6,923,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 100,000 | $6,919,000 | thousands by filing date | call |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 61,115 | $6,906,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 161,880 | $6,904,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 249,733 | $6,902,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,582,754 | $6,896,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 6,485,000 | $6,890,000 | thousands by filing date | principal |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 430,720 | $6,883,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 50,000 | $6,881,000 | thousands by filing date | call |
| COLONY CAP INC | 19624R106 | CL A | 288,458 | $6,872,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 197,900 | $6,870,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 252,023 | $6,866,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,929,689 | $6,851,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 7,400,000 | $6,831,000 | thousands by filing date | principal |
| iShares TIPS Bond ETF | 464287176 | SHS | 60,838 | $6,815,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 23,517 | $6,809,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 333,219 | $6,801,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 375,000 | $6,795,000 | thousands by filing date | put |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 635,038 | $6,795,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 463,948 | $6,788,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 151,462 | $6,786,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 186,402 | $6,771,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 7,770,000 | $6,755,000 | thousands by filing date | principal |
| CARLISLE COS INC COM | 142339100 | Stock | 74,693 | $6,741,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 50,000 | $6,741,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 250,000 | $6,738,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 1,566,421 | $6,735,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 5,658,000 | $6,733,000 | thousands by filing date | principal |
| RADWARE LTD | M81873107 | COMMON STOCK | 305,641 | $6,730,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 185,583 | $6,719,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 177,877 | $6,715,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 160,936 | $6,710,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 403,944 | $6,681,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 70,121 | $6,666,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 353,231 | $6,654,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 6,725,000 | $6,654,000 | thousands by filing date | principal |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 70,607 | $6,649,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 62,500 | $6,643,000 | thousands by filing date | put |
| CUBESMART COM | 229663109 | REIT | 298,267 | $6,582,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 122,701 | $6,567,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 6,665,000 | $6,565,000 | thousands by filing date | principal |
| PANTRY INC | 698657103 | COM | 176,699 | $6,549,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 183,861 | $6,542,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 789,967 | $6,524,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 143,079 | $6,503,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 139,744 | $6,460,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 190,718 | $6,444,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 220,912 | $6,439,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 94,091 | $6,435,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 319,201 | $6,432,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 188,249 | $6,419,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 66,729 | $6,407,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 583,322 | $6,406,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 46,000 | $6,403,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 120,559 | $6,388,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 76,545 | $6,385,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 465,168 | $6,382,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 269,055 | $6,369,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 4,830,000 | $6,364,000 | thousands by filing date | principal |
| PVH CORPORATION COM | 693656100 | Stock | 49,600 | $6,357,000 | thousands by filing date | call |
| QUESTAR CORP | 748356102 | COM | 251,159 | $6,349,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 561,683 | $6,347,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 162,800 | $6,346,000 | thousands by filing date | call |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 6,669,000 | $6,336,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 5,575,000 | $6,334,000 | thousands by filing date | principal |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 339,050 | $6,323,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 141,874 | $6,321,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 86,790 | $6,295,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 286,804 | $6,286,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 2,267,398 | $6,280,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 78,463 | $6,273,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 316,800 | $6,270,000 | thousands by filing date | call |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 86,436 | $6,269,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,763,729 | $6,261,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 5,710,000 | $6,260,000 | thousands by filing date | principal |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 183,400 | $6,247,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 137,800 | $6,246,000 | thousands by filing date | put |
| Vanguard Extended Market ETF | 922908652 | SHS | 71,065 | $6,239,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 145,749 | $6,229,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 519,535 | $6,223,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 282,764 | $6,222,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 62,825 | $6,162,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 4,805,000 | $6,162,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 858,500 | $6,130,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 108,947 | $6,128,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 5,069,000 | $6,118,000 | thousands by filing date | principal |
| AVIS BUDGET GROUP INC | 053774105 | COM | 92,205 | $6,115,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 95,830 | $6,113,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 113,096 | $6,099,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 80,975 | $6,095,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 186,246 | $6,080,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 270,173 | $6,054,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 224,514 | $6,048,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 75,916 | $6,045,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 57,861 | $6,045,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 244,600 | $6,032,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 204,963 | $6,031,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 137,863 | $6,029,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 5,300,000 | $6,029,000 | thousands by filing date | principal |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 364,657 | $6,022,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 190,710 | $6,016,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 265,107 | $5,993,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 136,975 | $5,985,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 105,361 | $5,965,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 324,300 | $5,961,000 | thousands by filing date | put |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 98,270 | $5,943,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 139,632 | $5,938,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 186,500 | $5,927,000 | thousands by filing date | call |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,348,742 | $5,922,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 93,974 | $5,921,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 145,665 | $5,908,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 207,747 | $5,894,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 60,854 | $5,893,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 215,631 | $5,891,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 50,000 | $5,860,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 30,909 | $5,851,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 351,632 | $5,841,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 61,949 | $5,832,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 173,098 | $5,829,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 83,513 | $5,816,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 349,036 | $5,790,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 126,728 | $5,783,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 252,000 | $5,778,000 | thousands by filing date | call |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 179,035 | $5,774,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 139,139 | $5,773,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 687,359 | $5,771,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 394,678 | $5,759,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 204,346 | $5,754,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 155,762 | $5,741,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 140,006 | $5,737,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 93,802 | $5,730,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 212,869 | $5,726,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 137,594 | $5,724,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 146,926 | $5,723,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 592,873 | $5,722,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 376,018 | $5,720,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 959,553 | $5,700,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 134,611 | $5,692,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 63,275 | $5,690,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 299,705 | $5,684,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 50,000 | $5,679,000 | thousands by filing date | call |
| Lineage, Inc. | 536020100 | COM | 560,150 | $5,674,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 75,421 | $5,672,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 182,080 | $5,672,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 53,085 | $5,671,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 137,393 | $5,666,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 332,249 | $5,658,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 253,213 | $5,655,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 88,612 | $5,650,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 96,054 | $5,645,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 129,392 | $5,643,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 146,542 | $5,642,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 222,308 | $5,638,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 101,000 | $5,635,000 | thousands by filing date | put |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 145,558 | $5,634,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 86,742 | $5,625,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 681,000 | $5,625,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 371,890 | $5,616,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 129,291 | $5,583,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 152,189 | $5,578,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,410,000 | $5,542,000 | thousands by filing date | principal |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 456,522 | $5,538,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 86,775 | $5,537,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 224,138 | $5,516,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 77,302 | $5,513,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 144,243 | $5,507,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 75,000 | $5,474,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 46,075 | $5,449,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 78,999 | $5,439,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 886,288 | $5,433,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 116,155 | $5,420,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 194,939 | $5,419,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 100,000 | $5,409,000 | thousands by filing date | put |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 151,608 | $5,407,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 170,546 | $5,405,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 120,501 | $5,397,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 75,322 | $5,380,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 178,068 | $5,379,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 90,552 | $5,378,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 42,294 | $5,377,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 46,039 | $5,371,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 199,699 | $5,368,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 116,153 | $5,362,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 250,000 | $5,345,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 48,000 | $5,336,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,565,185 | $5,336,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 357,528 | $5,327,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 41,551 | $5,304,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 200,000 | $5,298,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 87,650 | $5,284,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 56,423 | $5,283,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 158,352 | $5,263,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 58,668 | $5,258,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,046,241 | $5,252,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 75,502 | $5,249,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 458,766 | $5,248,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 47,200 | $5,247,000 | thousands by filing date | put |
| GOLUB CAP BDC INC | 38173M102 | COM | 291,811 | $5,232,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 264,560 | $5,223,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 209,835 | $5,213,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 126,121 | $5,205,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 92,873 | $5,202,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 272,221 | $5,189,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 186,662 | $5,179,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 84,855 | $5,170,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 173,743 | $5,168,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 195,245 | $5,156,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 116,600 | $5,156,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 94,000 | $5,153,000 | thousands by filing date | put |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 88,898 | $5,123,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 64,972 | $5,121,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 575,500 | $5,110,000 | thousands by filing date | call |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,063,256 | $5,104,000 | thousands by filing date | |
| SPDR SER TR | 78468R846 | BRCLY HGH YIEL | 221,537 | $5,102,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 279,356 | $5,099,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 280,150 | $5,093,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 230,394 | $5,091,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 660,359 | $5,078,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 41,495 | $5,075,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 319,711 | $5,071,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 256,749 | $5,068,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 65,061 | $5,064,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 184,415 | $5,061,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 288,137 | $5,050,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 165,973 | $5,041,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 88,963 | $5,040,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 87,800 | $5,038,000 | thousands by filing date | put |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 4,920,000 | $5,036,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 48,379 | $5,017,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 162,168 | $5,016,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 196,747 | $5,013,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 185,054 | $5,002,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 133,906 | $4,994,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 428,347 | $4,982,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 82,537 | $4,981,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 512,514 | $4,972,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 3,200,033 | $4,960,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 219,226 | $4,959,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 291,194 | $4,953,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 71,618 | $4,947,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 183,200 | $4,937,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 230,000 | $4,936,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 123,263 | $4,934,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 95,608 | $4,931,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 112,647 | $4,931,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 100,000 | $4,927,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 378,451 | $4,923,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 45,506 | $4,913,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 171,905 | $4,883,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 643,921 | $4,882,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 330,919 | $4,871,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 116,920 | $4,858,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 137,884 | $4,841,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 174,912 | $4,838,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 159,157 | $4,833,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 4,313,000 | $4,830,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 475,916 | $4,821,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 134,638 | $4,821,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 98,871 | $4,821,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 259,103 | $4,818,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 35,288 | $4,815,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 79,609 | $4,814,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 50,992 | $4,813,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 61,000 | $4,811,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 43,902 | $4,799,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 135,829 | $4,794,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 255,592 | $4,790,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 321,895 | $4,788,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 355,095 | $4,787,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 260,227 | $4,785,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 46,901 | $4,780,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 54,769 | $4,777,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 345,941 | $4,767,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 109,444 | $4,760,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 122,556 | $4,758,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 85,106 | $4,755,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 31,999 | $4,742,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 281,674 | $4,732,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 321,782 | $4,721,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 13,800 | $4,714,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 186,400 | $4,710,000 | thousands by filing date | call |
| DIAMOND FOODS INC | 252603105 | COM | 166,693 | $4,706,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 240,864 | $4,702,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 658,945 | $4,698,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 55,872 | $4,695,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 500,000 | $4,695,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 88,191 | $4,693,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 91,439 | $4,680,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 100,000 | $4,678,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 329,822 | $4,667,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 488,500 | $4,660,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 201,132 | $4,655,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 642,099 | $4,655,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 50,103 | $4,654,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 44,456 | $4,641,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 59,100 | $4,639,000 | thousands by filing date | put |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 166,003 | $4,631,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 232,142 | $4,630,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 577,932 | $4,629,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 56,502 | $4,627,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 60,817 | $4,624,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 332,524 | $4,615,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 6,150,000 | $4,613,000 | thousands by filing date | principal |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 120,000 | $4,609,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 1,675,413 | $4,607,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 277,683 | $4,606,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 335,945 | $4,599,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 43,442 | $4,595,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 150,000 | $4,593,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 128,022 | $4,583,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 138,702 | $4,576,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 515,409 | $4,576,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 96,713 | $4,574,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 151,987 | $4,569,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 4,450,000 | $4,569,000 | thousands by filing date | principal |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 180,946 | $4,568,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 40,603 | $4,567,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 119,982 | $4,566,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 74,480 | $4,563,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 45,164 | $4,562,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 399,331 | $4,560,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 331,612 | $4,553,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 146,660 | $4,551,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 578,539 | $4,548,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 32,457 | $4,546,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 124,248 | $4,533,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 333,190 | $4,524,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 185,211 | $4,521,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 64,470 | $4,509,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 6,558 | $4,478,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 627,059 | $4,477,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 39,947 | $4,474,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 4,004,000 | $4,462,000 | thousands by filing date | principal |
| CABOT CORP | 127055101 | COM | 101,485 | $4,450,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 500,000 | $4,445,000 | thousands by filing date | put |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 5,128 | $4,430,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 3,472 | $4,428,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 102,000 | $4,420,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 200,000 | $4,410,000 | thousands by filing date | call |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 149,489 | $4,405,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 35,101 | $4,394,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 60,949 | $4,383,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 49,378 | $4,377,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 78,494 | $4,371,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 321,383 | $4,371,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 30,655 | $4,365,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 112,814 | $4,358,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 114,930 | $4,357,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 164,318 | $4,332,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 41,400 | $4,329,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 246,781 | $4,321,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 250,000 | $4,313,000 | thousands by filing date | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 130,990 | $4,310,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 170,000 | $4,299,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 69,031 | $4,297,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 234,894 | $4,289,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 308,551 | $4,286,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 212,094 | $4,278,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 3,960,000 | $4,274,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 50,000 | $4,271,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 420,042 | $4,271,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 83,238 | $4,267,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 54,684 | $4,263,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 148,669 | $4,259,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 4,380,000 | $4,257,000 | thousands by filing date | principal |
| EMULEX CORP | 292475AF7 | CNV | 4,635,000 | $4,255,000 | thousands by filing date | principal |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 343,542 | $4,249,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 70,918 | $4,238,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 254,767 | $4,237,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 29,881 | $4,234,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 85,470 | $4,233,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 128,500 | $4,224,000 | thousands by filing date | put |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 499,973 | $4,215,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 193,644 | $4,209,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 52,059 | $4,207,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 136,363 | $4,200,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 44,622 | $4,184,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 219,404 | $4,184,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 47,278 | $4,181,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 89,374 | $4,178,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 39,858 | $4,176,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 51,367 | $4,173,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 94,731 | $4,167,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 3,539,000 | $4,163,000 | thousands by filing date | principal |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 125,122 | $4,156,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 240,789 | $4,147,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 159,167 | $4,146,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 247,837 | $4,146,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 182,493 | $4,142,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 254,238 | $4,121,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 180,639 | $4,114,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 13,050 | $4,111,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 60,996 | $4,101,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 102,416 | $4,098,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 87,094 | $4,097,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 404,691 | $4,083,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 37,391 | $4,082,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 56,435 | $4,081,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 150,575 | $4,079,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 177,752 | $4,078,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 49,365 | $4,071,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 121,228 | $4,067,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 2,978,000 | $4,067,000 | thousands by filing date | principal |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 120,372 | $4,064,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 330,056 | $4,060,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 89,197 | $4,055,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 94,857 | $4,050,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 85,668 | $4,048,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 465,106 | $4,046,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 72,784 | $4,044,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 131,578 | $4,040,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 179,474 | $4,036,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 64,747 | $4,034,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 295,936 | $4,031,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 646,090 | $4,025,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 394,184 | $4,017,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 115,510 | $4,016,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 212,548 | $4,015,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 451,035 | $4,010,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 481,001 | $4,007,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 2,670,000 | $4,003,000 | thousands by filing date | principal |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,102,109 | $4,000,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 126,513 | $3,998,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 312,393 | $3,990,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 303,016 | $3,987,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 65,000 | $3,987,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 203,236 | $3,984,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 166,122 | $3,980,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 92,243 | $3,977,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 62,721 | $3,971,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 49,549 | $3,962,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 31,529 | $3,957,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 130,942 | $3,954,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 202,293 | $3,952,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 260,101 | $3,940,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 80,917 | $3,937,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 36,138 | $3,930,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 71,676 | $3,930,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 237,635 | $3,928,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 113,357 | $3,927,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 148,288 | $3,926,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 33,810 | $3,924,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 150,026 | $3,919,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 40,000 | $3,919,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 77,400 | $3,909,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 100,243 | $3,907,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 52,200 | $3,897,000 | thousands by filing date | call |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 55,129 | $3,895,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 61,000 | $3,891,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 42,330 | $3,887,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 157,845 | $3,887,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 295,452 | $3,887,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 131,173 | $3,886,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 453,302 | $3,880,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 68,723 | $3,878,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 29,900 | $3,874,000 | thousands by filing date | call |
| SOLARWINDS INC | 83416B109 | COM | 77,739 | $3,873,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 500,000 | $3,870,000 | thousands by filing date | put |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 251,779 | $3,868,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 67,218 | $3,867,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 95,074 | $3,858,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AA9 | DEBT 2.500% 9/1 | 4,000,000 | $3,856,000 | thousands by filing date | principal |
| QLOGIC CORP | 747277101 | COM | 288,182 | $3,839,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 112,943 | $3,838,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 186,704 | $3,838,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 91,534 | $3,832,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 104,672 | $3,820,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 60,865 | $3,817,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 25,950 | $3,810,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 44,945 | $3,806,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 208,002 | $3,781,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 194,743 | $3,780,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 50,207 | $3,778,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 71,149 | $3,774,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 120,510 | $3,771,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-006122 | this filing | 2015-02-13 | acceptance time not in the bulk data set |