13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-10, with 103 holding rows worth $2,999,541,000.
- Accession
- 0001140361-15-005067
- Filer
- CIK 1222765
- Filed
- 2015-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 106 entries on the cover page, a total value of $2,999,541,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,999,541,284 with VALUE read as dollars, detected, 13F file number 028-10693. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COVIDIEN PLC | G2554F113 | SHS | 2,165,420 | $221,479,158 | dollars, detected | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 7,817,258 | $217,225,957 | dollars, detected | |
| ALLERGAN INC | 018490102 | COM | 1,013,046 | $215,363,449 | dollars, detected | |
| DIRECTV | 25490A309 | COM | 2,340,096 | $202,886,323 | dollars, detected | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 2,562,628 | $178,487,040 | dollars, detected | |
| SAFEWAY INC | 786514208 | COM NEW | 5,040,357 | $177,017,338 | dollars, detected | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 14,277,913 | $169,907,165 | dollars, detected | |
| FAMILY DLR STORES INC | 307000109 | COM | 1,828,839 | $144,862,337 | dollars, detected | |
| COVANCE INC | 222816100 | COM | 1,225,758 | $127,282,711 | dollars, detected | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 1,171,716 | $117,933,215 | dollars, detected | |
| CAREFUSION CORP | 14170T101 | COM | 1,752,157 | $103,972,996 | dollars, detected | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 3,880,482 | $96,546,392 | dollars, detected | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 934,004 | $96,062,311 | dollars, detected | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 2,352,168 | $93,851,503 | dollars, detected | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 5,306,423 | $89,943,870 | dollars, detected | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 1,066,738 | $84,058,954 | dollars, detected | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 819,354 | $67,023,157 | dollars, detected | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 4,303,386 | $59,128,524 | dollars, detected | |
| VOLCANO CORPORATION | 928645100 | COM | 3,116,216 | $55,717,942 | dollars, detected | |
| SIGMA ALDRICH CORP | 826552101 | COM | 330,812 | $45,410,563 | dollars, detected | |
| PANTRY INC | 698657103 | COM | 825,589 | $30,596,328 | dollars, detected | |
| AMREIT INC | 03216B208 | CL B | 1,100,064 | $29,195,699 | dollars, detected | |
| PEPCO HOLDINGS INC | 713291102 | COM | 1,037,878 | $27,950,055 | dollars, detected | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 1,305,220 | $24,864,441 | dollars, detected | |
| B/E AEROSPACE INC | 073302101 | COM | 391,839 | $22,734,499 | dollars, detected | |
| CUBIST PHARMACEUTICALS INC | 229678AF4 | NOTE 1.125% 9/0 | 12,312,000 | $16,321,095 | dollars, detected | principal |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,198,724 | $16,098,863 | dollars, detected | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 193,891 | $14,235,477 | dollars, detected | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 432,848 | $11,756,152 | dollars, detected | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 243,408 | $11,749,304 | dollars, detected | |
| ACTUATE CORP | 00508B102 | COM | 1,711,251 | $11,294,257 | dollars, detected | |
| YUM BRANDS INC COM | 988498101 | Stock | 153,752 | $11,200,833 | dollars, detected | |
| Media Gen Inc. New | 584441K10 | COM | 625,360 | $10,462,273 | dollars, detected | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 534,909 | $10,029,544 | dollars, detected | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 9,845,000 | $9,752,703 | dollars, detected | principal |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 8,352,000 | $8,482,500 | dollars, detected | principal |
| KLX INC | 482539103 | COM | 201,508 | $8,312,205 | dollars, detected | |
| T-Mobile US,Inc. | 872590104 | COM | 297,705 | $8,020,173 | dollars, detected | |
| PENFORD CORP | 707051108 | COM | 400,893 | $7,492,690 | dollars, detected | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 223,513 | $7,282,054 | dollars, detected | |
| Hubbell Inc Class B | 443510201 | COM | 62,788 | $6,707,642 | dollars, detected | |
| BAKER HUGHES INC | 057224107 | COM | 117,212 | $6,572,077 | dollars, detected | |
| DNOW INC | 67011P100 | COMMON STOCK | 243,998 | $6,278,069 | dollars, detected | |
| E M C CORP MASS | 268648102 | COM | 207,008 | $6,156,418 | dollars, detected | |
| CONSOL ENERGY INC | 20854P109 | COM | 179,638 | $6,073,561 | dollars, detected | |
| BOB EVANS FARMS | 096761101 | COM | 117,118 | $5,994,099 | dollars, detected | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 517,292 | $5,922,993 | dollars, detected | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 184,588 | $5,823,751 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 247,357 | $5,521,008 | dollars, detected | |
| METHANEX CORP COM | 59151K108 | Stock | 112,655 | $5,162,979 | dollars, detected | |
| TYSON FOODS INC CL A | 902494103 | Stock | 127,361 | $5,105,902 | dollars, detected | |
| ELLIS PERRY INTL INC | 288853104 | COM | 191,103 | $4,955,301 | dollars, detected | |
| ENDO INTL PLC | G30401106 | SHS | 68,176 | $4,916,853 | dollars, detected | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 37,408 | $4,809,172 | dollars, detected | |
| MACERICH CO | 554382101 | COM | 57,134 | $4,765,547 | dollars, detected | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 191,312 | $4,440,352 | dollars, detected | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 132,268 | $4,428,333 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 287,854 | $4,110,555 | dollars, detected | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 220,641 | $4,011,253 | dollars, detected | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 50,390 | $3,755,063 | dollars, detected | |
| GLOBALSTAR INC | 378973AD3 | NOTE 8.000% 4/0 | 763,150 | $3,453,254 | dollars, detected | principal |
| AVG TECHNOLOGIES | N07831105 | SHS | 174,347 | $3,441,610 | dollars, detected | |
| HC2 HLDGS INC | 404139107 | COM | 360,389 | $3,038,079 | dollars, detected | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 90,848 | $2,443,811 | dollars, detected | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 73,958 | $2,330,417 | dollars, detected | |
| AT&T INC | 00206R952 | PUT | 1,470,200 | $1,825,641 | dollars, detected | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 24,402 | $1,778,662 | dollars, detected | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 35,698 | $1,762,767 | dollars, detected | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 5,201,000 | $1,661,069 | dollars, detected | principal |
| CIVEO CORP | 178787957 | OPTION | 299,500 | $1,420,725 | dollars, detected | put |
| CIVEO CORP | 178787107 | COM | 293,365 | $1,205,730 | dollars, detected | |
| VIACOM INC | 92553P201 | CL B | 15,793 | $1,188,423 | dollars, detected | |
| PEABODY ENERGY CORP | 704549104 | COM | 147,687 | $1,143,097 | dollars, detected | |
| GLOBALSTAR INC | 378973408 | COM | 288,743 | $794,043 | dollars, detected | |
| TRW AUTOMOTIVE HOLDINGS CORP | 87264S906 | COM | 99,800 | $469,060 | dollars, detected | call |
| CONMED CORP COM | 207410101 | Stock | 9,616 | $432,335 | dollars, detected | |
| STERIS CORP | 859152100 | COMMON STOCK | 6,394 | $414,651 | dollars, detected | |
| TELEFLEX INCORPORATED | 879369106 | COM | 3,563 | $409,104 | dollars, detected | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 10,885 | $407,317 | dollars, detected | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,028 | $405,910 | dollars, detected | |
| MANITOWOC COMPANY INC | 563571108 | COM | 15,800 | $349,180 | dollars, detected | |
| Salesforce.com, Inc | 79466L302 | COM | 4,200 | $249,102 | dollars, detected | |
| VALEANT PHARMACEUTICALS INTE | 91911K902 | COM | 15,000 | $215,250 | dollars, detected | |
| ACTAVIS PLC | G0083B108 | SHS | 825 | $212,363 | dollars, detected | |
| DNOW INC | 67011P950 | COM | 97,600 | $143,960 | dollars, detected | put |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 2,950,869 | $118,035 | dollars, detected | |
| ILLUMINA INC | 452327109 | COM | 600 | $110,748 | dollars, detected | |
| T-MOBILE US INC | 872590954 | COM | 195,200 | $81,008 | dollars, detected | |
| KINDRED HEALTHCARE INC | 494580953 | COM | 146,300 | $73,150 | dollars, detected | put |
| B/E AEROSPACE INC | 073302951 | COM | 76,100 | $66,588 | dollars, detected | put |
| Walter Energy Inc | 93317Q105 | COM | 42,800 | $59,064 | dollars, detected | |
| ACTAVIS PLC | G0083B908 | COM | 12,400 | $50,840 | dollars, detected | call |
| EXTERRAN HOLDINGS INC | 30225X953 | Cmn | 97,600 | $46,360 | dollars, detected | put |
| BAKER HUGHES INC | 057224957 | COM | 146,500 | $42,485 | dollars, detected | put |
| EMC CORP/MA | 268648952 | COM | 146,400 | $38,796 | dollars, detected | put |
| YUM BRANDS INC | 988498951 | PUT | 195,100 | $36,567 | dollars, detected | put |
| CONSOL ENERGY INC. | 20854P959 | COM | 48,500 | $30,798 | dollars, detected | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 9,100 | $29,666 | dollars, detected | |
| WEATHERFORD INTL PLC | G48833950 | PUT | 195,100 | $24,388 | dollars, detected | |
| TYSON FOODS INC | 902494953 | CL A | 122,000 | $15,250 | dollars, detected | put |
| CALIFORNIA RES CORP | 13057Q907 | Cmn | 195,300 | $9,765 | dollars, detected | call |
| Hubbell Inc. | 443510952 | CL A | 47,200 | $8,260 | dollars, detected | put |
| MYLAN INC | 628530957 | COM | 48,900 | $978 | dollars, detected | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-005067 | this filing | 2015-02-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-005083 | base | 2015-02-10 | acceptance time not in the bulk data set |