13F-HR/A filed by Lombard Odier Asset Management (Europe) Ltd
Lombard Odier Asset Management (Europe) Ltd filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-11-17, with 104 holding rows worth $1,413,999,000.
- Accession
- 0001140361-14-042475
- Filer
- CIK 1535784
- Filed
- 2014-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 104 entries on the cover page, a total value of $1,413,999,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,413,999,000 with VALUE read as thousands by filing date, 13F file number 028-16246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCompagnie Lombard, Odier SCA028-16235
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 137,750,000 | $154,837,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 62,500,000 | $105,162,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 95,450,000 | $91,715,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 54,107,000 | $69,791,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 51,200,000 | $57,225,000 | thousands by filing date | principal |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 51,450,000 | $53,846,000 | thousands by filing date | principal |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 10,955,000 | $51,364,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 46,807,000 | $47,626,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 32,650,000 | $43,662,000 | thousands by filing date | principal |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 41,500,000 | $42,282,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 34,200,000 | $37,430,000 | thousands by filing date | principal |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 28,550,000 | $34,163,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 31,900,000 | $34,087,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 31,500,000 | $33,928,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 31,100,000 | $32,329,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 25,630,000 | $31,744,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 25,480,000 | $29,101,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 23,880,000 | $26,596,000 | thousands by filing date | principal |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 19,700,000 | $25,832,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 22,500,000 | $23,163,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 17,050,000 | $23,029,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678AH0 | NOTE 1.875% 9/0 | 20,250,000 | $22,565,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 22,850,000 | $22,328,000 | thousands by filing date | principal |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 17,725,000 | $20,851,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 19,500,000 | $20,447,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 18,500,000 | $19,057,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 14,600,000 | $14,318,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 6,550,000 | $10,799,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 9,800,000 | $10,706,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 9,800,000 | $10,373,000 | thousands by filing date | principal |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 2,740,000 | $9,372,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 8,824,000 | $9,264,000 | thousands by filing date | principal |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 5,125,000 | $8,833,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 8,900,000 | $8,745,000 | thousands by filing date | principal |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 7,725,000 | $7,765,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 7,500,000 | $7,579,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 4,250,000 | $6,434,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,750,000 | $6,353,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 5,800,000 | $6,087,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,750,000 | $6,017,000 | thousands by filing date | principal |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 5,200,000 | $5,472,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 47,300 | $4,461,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 4,273,000 | $4,447,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849106 | COM | 113,872 | $4,280,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 41,913 | $4,262,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 3,300,000 | $4,220,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 41,365 | $4,196,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 42,664 | $4,176,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 60,891 | $4,163,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 63,561 | $4,100,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 30,800 | $3,897,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 49,200 | $3,765,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 103,400 | $3,764,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 3,600,000 | $3,717,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 3,000,000 | $3,414,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 3,100,000 | $3,176,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,850,000 | $3,038,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 3,000,000 | $2,979,000 | thousands by filing date | principal |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 217,700 | $2,954,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 31,900 | $2,920,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 46,499 | $2,907,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 63,136 | $2,640,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 68,000 | $2,607,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 25,014 | $2,477,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 32,515 | $2,431,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 66,307 | $2,168,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 1,700,000 | $2,161,000 | thousands by filing date | principal |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 61,585 | $2,003,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 25,345 | $1,929,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 35,450 | $1,908,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 30,000 | $1,877,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,500,000 | $1,845,000 | thousands by filing date | principal |
| ROSETTA RESOURCES INC | 777779307 | COM | 39,210 | $1,747,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,700,000 | $1,721,000 | thousands by filing date | principal |
| FLOWSERVE CORP | 34354P105 | COM | 24,000 | $1,692,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 18,700 | $1,672,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 28,500 | $1,622,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 12,500 | $1,613,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,500,000 | $1,578,000 | thousands by filing date | principal |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 1,500,000 | $1,569,000 | thousands by filing date | principal |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,600,000 | $1,503,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,500,000 | $1,502,000 | thousands by filing date | principal |
| QUANTA SVCS INC | 74762E102 | COM | 40,780 | $1,480,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 20,000 | $1,428,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 66,000 | $1,410,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 1,300,000 | $1,363,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 38,500 | $1,346,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 28,320 | $1,310,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 42,145 | $1,290,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,200,000 | $1,243,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 14,000 | $940,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 165,800 | $922,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 550,000 | $725,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 700,000 | $716,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 650,000 | $621,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 225,000 | $418,000 | thousands by filing date | principal |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 275,000 | $348,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 130,000 | $314,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678AF4 | NOTE 1.125% 9/0 | 200,000 | $216,000 | thousands by filing date | principal |
| DDR CORP | 251591AX1 | NOTE | 100,000 | $116,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 100,000 | $113,000 | thousands by filing date | principal |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 100,000 | $104,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 100,000 | $100,000 | thousands by filing date | principal |
| CIENA CORP | 171779AE1 | NOTE | 100,000 | $98,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042345 | superseded | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-042475 | this filing | 2014-11-17 | acceptance time not in the bulk data set |