13F-HR filed by Ulysses Management LLC
Ulysses Management LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 53 holding rows worth $784,247,000.
- Accession
- 0001140361-14-042097
- Filer
- CIK 1510912
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 104 entries on the cover page, a total value of $784,247,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $782,247,027 with VALUE read as dollars, detected, 13F file number 028-14306. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,222,500 | $240,856,950 | dollars, detected | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,040,000 | $113,724,000 | dollars, detected | put |
| PepsiCo,Inc. | 713448108 | COM | 493,300 | $45,921,297 | dollars, detected | call |
| SHUTTERFLY INC | 82568P304 | COM | 703,000 | $34,264,220 | dollars, detected | |
| MOVE INC | 62458M207 | COM NEW | 1,495,840 | $31,352,806 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 354,700 | $18,380,554 | dollars, detected | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 339,600 | $18,345,192 | dollars, detected | |
| SHUTTERFLY INC | 82568P304 | COM | 374,100 | $18,233,634 | dollars, detected | call |
| Microsoft Corp | 594918104 | COM | 389,100 | $18,038,676 | dollars, detected | |
| IAC INTERACTIVECORP | 44919P508 | COM | 250,000 | $16,475,000 | dollars, detected | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 147,000 | $16,294,950 | dollars, detected | |
| IAC INTERACTIVECORP | 44919P508 | COM | 233,096 | $15,361,026 | dollars, detected | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 439,853 | $14,783,459 | dollars, detected | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 370,000 | $14,733,400 | dollars, detected | |
| CROWN HLDGS INC COM | 228368106 | Stock | 290,000 | $12,910,800 | dollars, detected | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 1,560,491 | $12,639,977 | dollars, detected | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 6,000,000 | $11,880,000 | dollars, detected | |
| EBIX INC | 278715206 | COM NEW | 820,600 | $11,636,108 | dollars, detected | put |
| COMERICA INC-CW18 | 200340115 | WTS | 500,000 | $10,340,000 | dollars, detected | |
| Dow Chemical Company | 260543103 | COM | 166,500 | $8,731,260 | dollars, detected | |
| T-Mobile US,Inc. | 872590104 | COM | 259,700 | $7,497,540 | dollars, detected | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 400,000 | $7,260,000 | dollars, detected | |
| ALLY FINL INC COM | 02005N100 | Stock | 266,653 | $6,170,350 | dollars, detected | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,550,000 | $6,029,500 | dollars, detected | |
| TIME WARNER INC | 887317303 | COM NEW | 80,000 | $6,016,800 | dollars, detected | |
| 38259p508 | COM | 10,000 | $5,884,100 | dollars, detected | call | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 228,895 | $4,939,554 | dollars, detected | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 260,000 | $4,872,400 | dollars, detected | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 100,000 | $3,982,000 | dollars, detected | call |
| POPULAR INC | 733174700 | COM NEW | 130,000 | $3,826,552 | dollars, detected | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 70,000 | $3,447,500 | dollars, detected | |
| CALLAWAY GOLF CO | 131193104 | COM | 420,000 | $3,040,800 | dollars, detected | |
| Apple Inc | 037833100 | COM | 30,000 | $3,022,500 | dollars, detected | call |
| T-Mobile US,Inc. | 872590104 | COM | 100,000 | $2,887,000 | dollars, detected | call |
| EBAY INC. COM | 278642103 | Stock | 50,000 | $2,831,500 | dollars, detected | |
| WALGREEN CO | 931422109 | COM | 47,500 | $2,815,325 | dollars, detected | |
| SIERRA BANCORP | 82620P102 | COM | 126,000 | $2,111,760 | dollars, detected | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 180,000 | $2,093,400 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 80,000 | $2,049,600 | dollars, detected | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 43,500 | $2,017,095 | dollars, detected | put |
| AV HOMES INC | 00234P102 | COM | 135,595 | $1,986,467 | dollars, detected | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 125,000 | $1,573,750 | dollars, detected | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 70,000 | $1,500,100 | dollars, detected | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 60,000 | $1,476,600 | dollars, detected | |
| Micron Technology,Inc. | 595112103 | COM | 40,000 | $1,370,400 | dollars, detected | call |
| Cisco Systems,Inc. | 17275R102 | COM | 50,000 | $1,258,500 | dollars, detected | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 25,000 | $1,032,750 | dollars, detected | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 40,000 | $1,012,400 | dollars, detected | |
| RUCKUS WIRELESS INC | 781220108 | COM | 75,000 | $1,002,000 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 10,000 | $930,900 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 7,500 | $628,050 | dollars, detected | |
| SYMANTEC CORP | 871503108 | COM | 25,000 | $587,750 | dollars, detected | call |
| Cisco Systems,Inc. | 17275R102 | COM | 7,500 | $188,775 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042097 | this filing | 2014-11-14 | acceptance time not in the bulk data set |