13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 8,102 holding rows worth $309,145,581,000.
- Accession
- 0001140361-14-041917
- Filer
- CIK 70858
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 17,932 entries on the cover page, a total value of $309,145,581,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $309,145,581,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 44,464 | $992,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 11,900 | $982,000 | thousands by filing date | put |
| Crown Castle | 228227104 | COM | 12,200 | $982,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R103 | COM | 16,276 | $978,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 18,136 | $977,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 72,691 | $975,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 76,241 | $975,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 38,214 | $975,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 29,000 | $975,000 | thousands by filing date | put |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 193,618 | $974,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 89,535 | $973,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 73,922 | $972,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 24,288 | $971,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 38,750 | $971,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 66,593 | $966,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 37,309 | $966,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 15,100 | $966,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 36,480 | $965,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 80,253 | $964,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 45,029 | $962,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 37,000 | $962,000 | thousands by filing date | put |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 28,400 | $958,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 20,100 | $956,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 43,427 | $956,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 25,424 | $956,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 37,947 | $956,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 17,239 | $954,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 41,461 | $953,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 77,085 | $953,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 42,252 | $952,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 79,334 | $951,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 13,900 | $950,000 | thousands by filing date | call |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 7,700 | $948,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 25,800 | $948,000 | thousands by filing date | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 5,900 | $947,000 | thousands by filing date | put |
| SHYD | 57061R486 | ETF | 37,394 | $947,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 55,237 | $947,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 41,012 | $946,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 38,227 | $945,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 15,719 | $945,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 5,800 | $944,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 31,000 | $944,000 | thousands by filing date | put |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 34,900 | $943,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 30,651 | $943,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 17,236 | $940,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 40,864 | $940,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 7,448 | $939,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 19,528 | $934,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 20,700 | $932,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 23,922 | $931,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 13,785 | $930,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 79,447 | $929,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 33,872 | $929,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 88,146 | $927,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 49,567 | $927,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 69,900 | $926,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 73,430 | $925,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 26,841 | $925,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 109,787 | $924,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 37,434 | $921,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 42,140 | $917,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 11,610 | $914,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 35,244 | $914,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 47,000 | $911,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 12,671 | $910,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 102,646 | $908,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 20,596 | $907,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 43,800 | $906,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 93,175 | $904,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 13,833 | $902,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 20,000 | $899,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 14,200 | $898,000 | thousands by filing date | call |
| BlackRock Muniy Michigan | 09254V105 | Fund | 67,216 | $898,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 14,326 | $896,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 72,061 | $896,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 22,997 | $895,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 17,765 | $894,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 84,000 | $892,000 | thousands by filing date | call |
| HEARTLAND EXPRESS INC | 422347104 | COM | 37,185 | $891,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 182,685 | $887,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 48,475 | $886,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 25,308 | $884,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 40,000 | $884,000 | thousands by filing date | call |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 30,880 | $884,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 20,939 | $884,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 13,000 | $882,000 | thousands by filing date | call |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 30,226 | $882,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 173,000 | $882,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 50,500 | $880,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 24,800 | $879,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 16,421 | $878,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 12,700 | $877,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 77,290 | $877,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7,200 | $876,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 41,020 | $876,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 34,464 | $876,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 11,215 | $875,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 36,770 | $874,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 7,745 | $873,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 25,353 | $873,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 59,845 | $873,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 41,973 | $870,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 13,370 | $869,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 49,588 | $868,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 69,081 | $866,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 29,327 | $864,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 62,348 | $864,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 19,292 | $863,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 28,793 | $863,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 38,900 | $862,000 | thousands by filing date | put |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 49,793 | $861,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 70,600 | $861,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 23,566 | $861,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 22,027 | $859,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 46,500 | $858,000 | thousands by filing date | call |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 40,491 | $858,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 13,295 | $858,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 33,156 | $857,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 49,417 | $857,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 48,321 | $857,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 19,792 | $857,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 61,567 | $857,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 56,246 | $857,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 25,008 | $856,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 35,454 | $856,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 81,300 | $855,000 | thousands by filing date | call |
| SPANSION INC | 84649R200 | COM CL A NEW | 37,527 | $855,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 20,290 | $855,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 75,053 | $854,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 90,985 | $852,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 17,849 | $850,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 24,071 | $849,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 34,257 | $849,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 29,225 | $849,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 108,400 | $846,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 32,376 | $845,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 7,969 | $844,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 17,360 | $844,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 60,846 | $838,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 65,400 | $837,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 173,642 | $835,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 27,346 | $835,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 13,300 | $832,000 | thousands by filing date | call |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 47,362 | $832,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 13,000 | $832,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 69,910 | $831,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 28,057 | $830,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 61,308 | $827,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 23,100 | $826,000 | thousands by filing date | call |
| CALAVO GROWERS INC | 128246105 | COM | 18,297 | $826,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 65,000 | $826,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 8,100 | $825,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 36,881 | $825,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 81,180 | $824,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 34,640 | $823,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 31,100 | $823,000 | thousands by filing date | put |
| RBC BEARINGS INC COM | 75524B104 | Stock | 14,484 | $821,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 83,828 | $820,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1,214 | $819,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 12,700 | $818,000 | thousands by filing date | call |
| SIGMA ALDRICH CORP | 826552101 | COM | 6,000 | $816,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 11,613 | $814,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 53,421 | $814,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 36,400 | $814,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 25,038 | $813,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 49,009 | $812,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 30,423 | $812,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 58,900 | $812,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 4,215 | $811,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 18,075 | $811,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 47,850 | $810,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 32,683 | $806,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 131,945 | $804,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 55,317 | $803,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 12,100 | $802,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 31,471 | $799,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 14,842 | $796,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 32,053 | $796,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 21,700 | $796,000 | thousands by filing date | call |
| PRIMERICA INC | 74164M108 | COM | 16,475 | $795,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 62,501 | $794,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 149,633 | $793,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 10,300 | $792,000 | thousands by filing date | put |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 12,900 | $791,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 29,607 | $790,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 18,400 | $790,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 43,855 | $790,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 68,400 | $789,000 | thousands by filing date | call |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 15,313 | $787,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 6,700 | $787,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 97,821 | $787,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 14,558 | $785,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 44,705 | $785,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 69,770 | $784,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 10,306 | $782,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 8,600 | $782,000 | thousands by filing date | call |
| INPHI CORP | 45772F107 | COM | 54,274 | $781,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 47,123 | $781,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 8,000 | $779,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 18,807 | $777,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 28,037 | $777,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 65,200 | $777,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 50,300 | $775,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 6,600 | $775,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 45,400 | $774,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 21,300 | $774,000 | thousands by filing date | put |
| HIVE | 007786106 | Stock | 96,446 | $773,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 27,199 | $772,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 57,423 | $771,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 581 | $771,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 16,398 | $770,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 74,549 | $770,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 19,300 | $769,000 | thousands by filing date | call |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 46,664 | $768,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 6,181 | $768,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 13,481 | $767,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 25,456 | $766,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 15,161 | $765,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 29,730 | $764,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 18,734 | $762,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 27,883 | $761,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 96,688 | $761,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 34,500 | $760,000 | thousands by filing date | call |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 83,823 | $759,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 11,800 | $759,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 108,859 | $759,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 52,857 | $759,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 59,044 | $758,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 9,800 | $757,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 28,682 | $757,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 7,354 | $757,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 42,300 | $757,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 25,052 | $754,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 34,739 | $753,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 59,300 | $753,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 12,900 | $752,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 20,200 | $752,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 30,013 | $752,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 15,065 | $752,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 19,200 | $749,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,800 | $748,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 20,252 | $746,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 22,800 | $746,000 | thousands by filing date | put |
| HSN INC | 404303109 | COM | 12,156 | $746,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 23,900 | $745,000 | thousands by filing date | call |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 52,445 | $745,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 6,000 | $744,000 | thousands by filing date | put |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 15,505 | $744,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 40,200 | $742,000 | thousands by filing date | put |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 39,524 | $742,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 30,027 | $740,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 36,800 | $740,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 19,900 | $738,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 9,878 | $738,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 19,760 | $738,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 53,380 | $737,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 60,233 | $737,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 805,000 | $736,000 | thousands by filing date | principal |
| ORBITAL SCIENCES CORP | 685564106 | COM | 26,408 | $734,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 8,700 | $733,000 | thousands by filing date | put |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 7,776 | $731,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 8,400 | $731,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 12,200 | $730,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 8,771 | $730,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 54,083 | $730,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 20,400 | $730,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 617,000 | $730,000 | thousands by filing date | principal |
| INTERDIGITAL INC COM | 45867G101 | Stock | 18,300 | $729,000 | thousands by filing date | put |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 37,321 | $729,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 26,500 | $728,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 8,300 | $728,000 | thousands by filing date | put |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 29,210 | $727,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 9,600 | $727,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 22,000 | $725,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 21,100 | $725,000 | thousands by filing date | put |
| REXNORD CORP | 76169B102 | COMMON STOCK | 25,467 | $724,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 3,400 | $722,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 12,000 | $718,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 8,081 | $718,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 156,200 | $717,000 | thousands by filing date | put |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $717,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 23,740 | $716,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 125,489 | $716,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 29,778 | $715,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,400 | $714,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 7,600 | $712,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,600 | $711,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 143,520 | $711,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 41,548 | $711,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 41,243 | $711,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 7,300 | $709,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 16,926 | $707,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 60,635 | $706,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 285,672 | $706,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 12,734 | $705,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 164,263 | $705,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 9,652 | $703,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 21,033 | $702,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 33,117 | $702,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 21,000 | $701,000 | thousands by filing date | put |
| ULTRATECH INC | 904034105 | COM | 30,798 | $701,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 30,100 | $700,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 31,702 | $699,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 48,262 | $699,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 11,000 | $696,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 28,100 | $696,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 19,395 | $690,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 25,155 | $690,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 19,958 | $688,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 42,553 | $687,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 20,600 | $687,000 | thousands by filing date | call |
| TRIANGLE CAP CORP | 895848109 | COM | 27,138 | $687,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 17,108 | $685,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 640,000 | $685,000 | thousands by filing date | principal |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 35,104 | $684,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 62,800 | $683,000 | thousands by filing date | call |
| QUIKSILVER INC | 74838C106 | COM | 396,990 | $683,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 56,971 | $682,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 131,231 | $682,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 36,675 | $682,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 47,096 | $681,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 47,885 | $680,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 49,308 | $677,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 52,814 | $676,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 15,700 | $674,000 | thousands by filing date | call |
| WILSHIRE BANCORP INC | 97186T108 | COM | 72,986 | $674,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 249,300 | $673,000 | thousands by filing date | call |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 23,974 | $673,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 15,000 | $672,000 | thousands by filing date | put |
| ENTEGRIS INC COM | 29362U104 | Stock | 58,474 | $672,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 22,165 | $670,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 39,371 | $667,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 29,093 | $666,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 16,426 | $665,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 15,524 | $662,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 15,700 | $662,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 25,235 | $660,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 25,200 | $660,000 | thousands by filing date | call |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 29,300 | $659,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 33,317 | $659,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 16,100 | $659,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 21,205 | $658,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 29,862 | $656,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19,843 | $655,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 29,208 | $652,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 18,133 | $652,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 47,180 | $651,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 26,608 | $651,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 26,780 | $650,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,100 | $648,000 | thousands by filing date | put |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 46,900 | $648,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 21,159 | $647,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 7,361 | $647,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 6,568 | $647,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 29,641 | $646,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 6,600 | $646,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 32,376 | $646,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 20,701 | $646,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 17,887 | $646,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 44,400 | $646,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,728 | $644,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 17,400 | $643,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 18,400 | $643,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 259,900 | $642,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 47,745 | $642,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 16,200 | $640,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 4,900 | $638,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 4,900 | $638,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 12,779 | $637,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 185,993 | $636,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 69,424 | $635,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,500 | $633,000 | thousands by filing date | call |
| SIMPSON MFG INC | 829073105 | COM | 21,656 | $632,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 8,300 | $631,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 15,400 | $631,000 | thousands by filing date | put |
| ISHARES INC | 464286368 | MSCI GL SL MET | 34,610 | $631,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 88,857 | $629,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 39,023 | $629,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 53,938 | $629,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 5,200 | $628,000 | thousands by filing date | call |
| Taser Intl Inc | 87651B104 | COM | 40,630 | $628,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 80,400 | $627,000 | thousands by filing date | call |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 27,400 | $627,000 | thousands by filing date | call |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 13,179 | $625,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 50,455 | $624,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 11,388 | $623,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 45,904 | $622,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 568,000 | $622,000 | thousands by filing date | principal |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 16,000 | $621,000 | thousands by filing date | put |
| ISHARES TR | 46429B184 | UTILITIES SECT | 12,197 | $621,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 3,800 | $618,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 249,244 | $618,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 27,272 | $617,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 44,236 | $617,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 25,178 | $617,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 7,223 | $616,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 26,701 | $616,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 11,876 | $613,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 30,161 | $613,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 24,700 | $612,000 | thousands by filing date | call |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 35,032 | $612,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 90,205 | $612,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,800 | $611,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890109 | COM | 20,977 | $611,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 29,400 | $611,000 | thousands by filing date | call |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 26,700 | $611,000 | thousands by filing date | put |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 43,198 | $609,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 24,404 | $608,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 13,772 | $608,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 26,006 | $606,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,900 | $605,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 10,668 | $605,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 17,600 | $605,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 56,022 | $604,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 42,065 | $604,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 46,100 | $604,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 166,115 | $604,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 111,800 | $604,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 43,213 | $602,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 56,637 | $602,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 4,912 | $602,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 21,988 | $601,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 22,859 | $601,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 119,757 | $601,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 14,965 | $599,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 36,628 | $599,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 13,481 | $598,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 44,269 | $598,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 44,958 | $597,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 7,973 | $597,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 40,110 | $596,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 13,622 | $595,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 50,649 | $595,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 22,142 | $594,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 303,010 | $594,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 59,400 | $594,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 31,522 | $593,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 55,700 | $592,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 24,845 | $591,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 13,204 | $590,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 11,979 | $589,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 14,869 | $589,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 43,199 | $589,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 21,706 | $589,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 24,389 | $585,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 10,900 | $584,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 31,242 | $584,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 16,718 | $584,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 15,000 | $582,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 23,750 | $582,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 107,673 | $581,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 13,870 | $580,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 35,475 | $579,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 11,046 | $578,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 40,592 | $578,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 17,868 | $578,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 43,636 | $577,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 49,021 | $577,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,982 | $576,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 31,002 | $576,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 9,900 | $575,000 | thousands by filing date | call |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 19,000 | $575,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 28,300 | $575,000 | thousands by filing date | call |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 28,959 | $574,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 75,375 | $572,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 48,400 | $571,000 | thousands by filing date | call |
| PLANTRONICS INC NEW | 727493108 | COM | 11,947 | $571,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 24,100 | $571,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 40,647 | $569,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 44,800 | $569,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 6,000 | $567,000 | thousands by filing date | call |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 102,491 | $567,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 48,060 | $566,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 35,913 | $566,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 89,022 | $565,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 10,100 | $565,000 | thousands by filing date | put |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 60,215 | $565,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 21,300 | $564,000 | thousands by filing date | call |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 53,063 | $564,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 75,949 | $564,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 24,003 | $564,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 17,669 | $564,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 23,800 | $563,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 18,599 | $563,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 43,112 | $562,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 15,016 | $560,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 22,992 | $559,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 25,242 | $559,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 12,231 | $558,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 8,375 | $557,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 35,310 | $557,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 16,864 | $557,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 7,932 | $555,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 35,776 | $555,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 40,346 | $555,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 15,900 | $554,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A318 | NUVN S&P VRDO MN | 18,505 | $553,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 41,944 | $552,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 88,460 | $552,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 13,844 | $551,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-041917 | this filing | 2014-11-14 | acceptance time not in the bulk data set |