13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 8,102 holding rows worth $309,145,581,000.
- Accession
- 0001140361-14-041917
- Filer
- CIK 70858
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 17,932 entries on the cover page, a total value of $309,145,581,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $309,145,581,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Western Midstream Partners | 95825r103 | COM | 29,180 | $1,779,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 73,237 | $1,777,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 35,300 | $1,776,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 78,800 | $1,772,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 271,621 | $1,768,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 73,965 | $1,767,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 93,301 | $1,766,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 69,090 | $1,762,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 64,773 | $1,759,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 29,399 | $1,756,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 142,844 | $1,754,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 57,200 | $1,748,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 161,145 | $1,748,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 30,468 | $1,742,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 65,000 | $1,739,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 267,549 | $1,739,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 101,776 | $1,734,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 20,324 | $1,732,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 16,338 | $1,730,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 29,387 | $1,729,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 105,592 | $1,728,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 52,500 | $1,728,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 26,000 | $1,725,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 37,945 | $1,722,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 45,444 | $1,722,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 77,445 | $1,720,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 36,410 | $1,718,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 111,512 | $1,711,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 47,859 | $1,709,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 122,540 | $1,708,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 187,490 | $1,708,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 41,615 | $1,701,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 200,389 | $1,699,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 33,223 | $1,698,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 30,106 | $1,697,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 86,041 | $1,694,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 356,474 | $1,693,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 127,151 | $1,693,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 75,293 | $1,690,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 72,837 | $1,690,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 1,781,873 | $1,684,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 29,725 | $1,681,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 19,174 | $1,681,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 26,218 | $1,677,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 34,477 | $1,674,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 55,966 | $1,674,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 54,334 | $1,673,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 28,965 | $1,671,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 67,519 | $1,668,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 22,900 | $1,664,000 | thousands by filing date | put |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 20,656 | $1,657,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 143,985 | $1,653,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 83,695 | $1,653,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 26,152 | $1,652,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 44,358 | $1,651,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 43,433 | $1,649,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 131,816 | $1,649,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 70,660 | $1,648,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 17,154 | $1,647,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 69,000 | $1,645,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 92,459 | $1,645,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 62,772 | $1,644,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 19,900 | $1,642,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 12,500 | $1,640,000 | thousands by filing date | call |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 137,400 | $1,638,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 37,000 | $1,635,000 | thousands by filing date | call |
| AMBER ROAD INC | 02318Y108 | COM | 94,185 | $1,633,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 66,493 | $1,631,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 15,000 | $1,630,000 | thousands by filing date | call |
| TECHNIPFMC PLC | 30249U101 | COM | 30,000 | $1,629,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 45,197 | $1,627,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 84,584 | $1,627,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 64,912 | $1,623,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 10,980 | $1,621,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 63,328 | $1,620,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 100,128 | $1,620,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 38,497 | $1,617,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 17,200 | $1,615,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 32,278 | $1,613,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 336,698 | $1,613,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 45,383 | $1,610,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 17,185 | $1,607,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 36,360 | $1,607,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 39,806 | $1,604,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 127,378 | $1,603,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 48,702 | $1,603,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 232,273 | $1,603,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 646,017 | $1,595,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 29,515 | $1,595,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 89,942 | $1,595,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 1,774,000 | $1,592,000 | thousands by filing date | principal |
| DENTSPLY INTL INC | 249030107 | COM | 34,900 | $1,591,000 | thousands by filing date | put |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 101,875 | $1,590,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 60,665 | $1,580,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 182,500 | $1,579,000 | thousands by filing date | put |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 23,136 | $1,579,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 21,985 | $1,577,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 401,272 | $1,577,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 50,201 | $1,576,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 39,200 | $1,575,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 104,168 | $1,575,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 314,144 | $1,574,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 48,298 | $1,572,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 21,632 | $1,571,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 110,321 | $1,570,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 44,840 | $1,570,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 69,849 | $1,568,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 27,800 | $1,568,000 | thousands by filing date | call |
| BRUKER CORP | 116794108 | COM | 84,598 | $1,567,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 17,600 | $1,567,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 786,785 | $1,566,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 63,400 | $1,564,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 70,300 | $1,562,000 | thousands by filing date | call |
| ISHARES TR | 464288422 | S&P DEV EX-US | 42,673 | $1,561,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 23,341 | $1,559,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 52,626 | $1,557,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 80,255 | $1,556,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 23,300 | $1,551,000 | thousands by filing date | call |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 17,458 | $1,550,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 23,700 | $1,546,000 | thousands by filing date | call |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 60,000 | $1,543,000 | thousands by filing date | call |
| LDR HLDG CORP | 50185U105 | COM | 49,489 | $1,541,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 113,752 | $1,539,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 32,330 | $1,537,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 76,800 | $1,537,000 | thousands by filing date | put |
| CORELOGIC INC | 21871D103 | COM | 56,784 | $1,537,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 120,928 | $1,533,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 122,660 | $1,533,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 22,652 | $1,532,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 169,831 | $1,523,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 38,534 | $1,522,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 9,766 | $1,519,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 156,503 | $1,519,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 90,800 | $1,518,000 | thousands by filing date | put |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 1,500,000 | $1,515,000 | thousands by filing date | principal |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 39,000 | $1,511,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 634,701 | $1,510,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 391,561 | $1,507,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 40,124 | $1,503,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 100,279 | $1,502,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 27,814 | $1,500,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 52,836 | $1,500,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 8,200 | $1,499,000 | thousands by filing date | call |
| DYAX CORP | 26746E103 | COM | 148,170 | $1,499,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 93,459 | $1,496,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 399,612 | $1,495,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 46,941 | $1,491,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 29,215 | $1,488,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 346,900 | $1,488,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 48,732 | $1,487,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 29,684 | $1,486,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 29,027 | $1,483,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 28,174 | $1,480,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 44,000 | $1,479,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 113,944 | $1,478,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 109,825 | $1,474,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 291,600 | $1,473,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 15,700 | $1,470,000 | thousands by filing date | put |
| Ashland | 044209104 | Common | 14,100 | $1,468,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 80,000 | $1,466,000 | thousands by filing date | call |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 109,696 | $1,466,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 97,387 | $1,463,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 88,865 | $1,463,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 107,137 | $1,460,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 71,445 | $1,457,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 100,000 | $1,454,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 29,590 | $1,453,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 14,949 | $1,452,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 227,868 | $1,451,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 39,305 | $1,450,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 89,396 | $1,447,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 47,520 | $1,447,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 39,100 | $1,444,000 | thousands by filing date | call |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 73,979 | $1,443,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 123,129 | $1,441,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 1,129,000 | $1,439,000 | thousands by filing date | principal |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 66,000 | $1,437,000 | thousands by filing date | put |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 85,495 | $1,437,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 114,088 | $1,435,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 117,400 | $1,431,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 20,733 | $1,427,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 132,342 | $1,427,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 38,400 | $1,425,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 90,260 | $1,425,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 39,776 | $1,425,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 24,238 | $1,422,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 49,200 | $1,420,000 | thousands by filing date | call |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 33,288 | $1,419,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 15,400 | $1,412,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 39,600 | $1,410,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 40,255 | $1,410,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 43,641 | $1,409,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 72,783 | $1,409,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 43,120 | $1,406,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 32,063 | $1,405,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 120,313 | $1,405,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 17,954 | $1,403,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 16,000 | $1,402,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 89,626 | $1,400,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 62,600 | $1,400,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 94,717 | $1,399,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 167,812 | $1,395,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 44,154 | $1,391,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 1,461,000 | $1,388,000 | thousands by filing date | principal |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 67,278 | $1,387,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 33,900 | $1,387,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 25,400 | $1,385,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 97,147 | $1,383,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 216,127 | $1,383,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 58,640 | $1,383,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 56,036 | $1,382,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 141,498 | $1,380,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 16,025 | $1,379,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 55,900 | $1,379,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 45,299 | $1,378,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 29,516 | $1,378,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 72,461 | $1,378,000 | thousands by filing date | |
| NEWCASTLE INVESTMENT CORP | 65105M504 | COM | 108,655 | $1,378,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 115,378 | $1,377,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 40,000 | $1,376,000 | thousands by filing date | put |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 350,000 | $1,376,000 | thousands by filing date | put |
| DEMAND MEDIA INC | 24802N208 | Cmn | 155,331 | $1,375,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 198,605 | $1,374,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 46,364 | $1,373,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 50,715 | $1,372,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 70,650 | $1,371,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 20,160 | $1,370,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 14,484 | $1,369,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 181,657 | $1,368,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 52,578 | $1,368,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 23,116 | $1,367,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 159,901 | $1,366,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 28,710 | $1,364,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 357,037 | $1,364,000 | thousands by filing date | |
| ISHARES MSCI EM ENRGY | 464286376 | CMN | 37,106 | $1,364,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 14,800 | $1,361,000 | thousands by filing date | call |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 24,856 | $1,360,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 55,100 | $1,358,000 | thousands by filing date | call |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 45,437 | $1,358,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 58,288 | $1,356,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 98,784 | $1,355,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 67,453 | $1,350,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 104,176 | $1,350,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 39,489 | $1,349,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 202,018 | $1,349,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 28,544 | $1,349,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 30,931 | $1,348,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 41,000 | $1,346,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 103,212 | $1,346,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 13,932 | $1,346,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 60,000 | $1,345,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 81,155 | $1,343,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 84,241 | $1,343,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 198,800 | $1,340,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 17,700 | $1,338,000 | thousands by filing date | call |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 77,493 | $1,338,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 10,338 | $1,333,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E267 | GBLX JR MNRS NEW | 97,067 | $1,330,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 45,728 | $1,328,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 89,902 | $1,327,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 198,040 | $1,325,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 19,846 | $1,325,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 25,736 | $1,322,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 10,900 | $1,321,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 253,565 | $1,319,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 7,582 | $1,317,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 47,400 | $1,317,000 | thousands by filing date | put |
| BIO REFERENCE LABS INC | 09057G602 | COM | 46,917 | $1,316,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 119,727 | $1,315,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 52,812 | $1,313,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 528,475 | $1,311,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 40,200 | $1,308,000 | thousands by filing date | put |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 75,766 | $1,308,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 114,232 | $1,305,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 34,900 | $1,300,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 31,500 | $1,295,000 | thousands by filing date | put |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 15,280 | $1,293,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 43,312 | $1,292,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 29,783 | $1,292,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 26,895 | $1,291,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 138,655 | $1,291,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 105,287 | $1,290,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 17,231 | $1,289,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 957,000 | $1,288,000 | thousands by filing date | principal |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 2,136,369 | $1,287,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 80,291 | $1,286,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 5,794 | $1,285,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 304,937 | $1,284,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 10,900 | $1,283,000 | thousands by filing date | call |
| CLECO CORP NEW | 12561W105 | COM | 26,616 | $1,281,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 162,567 | $1,280,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 18,825 | $1,279,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 35,739 | $1,272,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 84,857 | $1,270,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 73,940 | $1,269,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 60,100 | $1,268,000 | thousands by filing date | call |
| FLIR SYS INC | 302445101 | COM | 40,429 | $1,267,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 102,073 | $1,264,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 22,906 | $1,262,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 135,897 | $1,257,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 27,571 | $1,255,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 1,672,000 | $1,254,000 | thousands by filing date | principal |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 97,571 | $1,253,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 156,995 | $1,249,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 95,000 | $1,247,000 | thousands by filing date | call |
| CALGON CARBON CORP | 129603106 | COM | 64,321 | $1,247,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 84,355 | $1,246,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 81,500 | $1,245,000 | thousands by filing date | put |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 24,277 | $1,244,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 115,303 | $1,244,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 59,600 | $1,240,000 | thousands by filing date | put |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 103,894 | $1,239,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 12,200 | $1,236,000 | thousands by filing date | call |
| INVENSENSE INC | 46123D205 | COM | 62,500 | $1,233,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 143,991 | $1,232,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 222,381 | $1,232,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 45,573 | $1,231,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 131,542 | $1,230,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 26,701 | $1,228,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 52,655 | $1,227,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 115,290 | $1,227,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 30,115 | $1,226,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 92,268 | $1,225,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 37,765 | $1,224,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 50,000 | $1,223,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 46,443 | $1,222,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 60,875 | $1,221,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 20,000 | $1,218,000 | thousands by filing date | put |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 20,000 | $1,218,000 | thousands by filing date | call |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 73,351 | $1,218,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 57,608 | $1,217,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 26,555 | $1,215,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 90,000 | $1,215,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 15,000 | $1,213,000 | thousands by filing date | put |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 44,710 | $1,213,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 282,600 | $1,212,000 | thousands by filing date | call |
| ICU MED INC | 44930G107 | COM | 18,878 | $1,211,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 111,800 | $1,211,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 94,309 | $1,209,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 64,181 | $1,207,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 10,247 | $1,206,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 955,000 | $1,204,000 | thousands by filing date | principal |
| NEUSTAR INC | 64126X201 | CL A | 48,436 | $1,202,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 47,611 | $1,202,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 48,506 | $1,201,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 61,718 | $1,201,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 42,300 | $1,200,000 | thousands by filing date | put |
| DENTSPLY INTL INC | 249030107 | COM | 26,300 | $1,199,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 33,080 | $1,198,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 40,616 | $1,195,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 39,822 | $1,195,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 93,488 | $1,191,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 42,800 | $1,190,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 35,066 | $1,189,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 107,971 | $1,188,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 24,120 | $1,187,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 47,114 | $1,187,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 99,452 | $1,187,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 207,460 | $1,187,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 18,000 | $1,185,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 26,821 | $1,182,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 10,000 | $1,182,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 29,900 | $1,180,000 | thousands by filing date | call |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 92,927 | $1,178,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 436,100 | $1,177,000 | thousands by filing date | put |
| MAVENIR SYS INC | 577675101 | COM | 93,706 | $1,177,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 34,288 | $1,174,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 108,840 | $1,172,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 15,600 | $1,169,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 148,329 | $1,167,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 83,505 | $1,166,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 42,422 | $1,164,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 19,077 | $1,164,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 69,703 | $1,164,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 57,931 | $1,159,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 103,307 | $1,157,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 27,159 | $1,157,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 12,054 | $1,156,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 8,905 | $1,153,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 18,838 | $1,152,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 38,063 | $1,152,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 16,033 | $1,149,000 | thousands by filing date | |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 21,671 | $1,149,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 42,497 | $1,148,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 186,400 | $1,146,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,157,400 | $1,146,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 27,900 | $1,144,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 47,026 | $1,143,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 55,197 | $1,143,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 28,178 | $1,142,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 15,803 | $1,140,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 12,100 | $1,137,000 | thousands by filing date | put |
| Viacom Inc Cl A | 92553P102 | CL A | 14,715 | $1,133,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 80,938 | $1,132,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 46,782 | $1,131,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 14,200 | $1,130,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 111,800 | $1,122,000 | thousands by filing date | call |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 48,287 | $1,122,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 76,211 | $1,121,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 36,010 | $1,119,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 9,000 | $1,116,000 | thousands by filing date | call |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 81,943 | $1,116,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 77,083 | $1,115,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 24,075 | $1,114,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 47,287 | $1,113,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 50,664 | $1,112,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 12,235 | $1,111,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 187,900 | $1,110,000 | thousands by filing date | put |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 79,856 | $1,107,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 127,800 | $1,106,000 | thousands by filing date | call |
| XOOM CORP | 98419Q101 | COM | 50,334 | $1,105,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 172,545 | $1,101,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 17,456 | $1,101,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 51,726 | $1,100,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 40,843 | $1,099,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461365 | BLUE CHIP ETF | 57,847 | $1,099,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 25,140 | $1,098,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 39,658 | $1,098,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 48,500 | $1,096,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 182,600 | $1,096,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 32,800 | $1,095,000 | thousands by filing date | put |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 39,397 | $1,087,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 88,134 | $1,087,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 25,428 | $1,087,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 33,883 | $1,086,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 20,600 | $1,084,000 | thousands by filing date | call |
| Equinix, Inc. | 29444U502 | EQIX | 5,100 | $1,084,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 100,682 | $1,083,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 43,292 | $1,083,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 28,644 | $1,082,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 33,668 | $1,081,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 48,954 | $1,081,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 22,775 | $1,079,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 74,117 | $1,078,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 17,629 | $1,075,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 59,884 | $1,075,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 32,571 | $1,074,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 30,204 | $1,073,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 181,759 | $1,072,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 9,300 | $1,072,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 48,850 | $1,072,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 10,400 | $1,071,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 66,217 | $1,068,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 432,100 | $1,068,000 | thousands by filing date | call |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 13,900 | $1,068,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 18,290 | $1,066,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,600 | $1,065,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 44,000 | $1,063,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760106 | COM | 39,933 | $1,063,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 52,290 | $1,062,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 88,438 | $1,062,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 29,657 | $1,061,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 31,300 | $1,060,000 | thousands by filing date | call |
| Flushing Financial Corp | 343873105 | Common Stock | 58,030 | $1,060,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 302,700 | $1,056,000 | thousands by filing date | put |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 71,030 | $1,056,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 175,258 | $1,052,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 10,520 | $1,050,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 105,137 | $1,048,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 15,300 | $1,047,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 89,542 | $1,047,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 27,360 | $1,046,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 10,000 | $1,045,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 31,840 | $1,042,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 18,600 | $1,041,000 | thousands by filing date | call |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 17,134 | $1,040,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 76,351 | $1,038,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 47,300 | $1,038,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 18,797 | $1,037,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 12,701 | $1,037,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 23,401 | $1,036,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 34,402 | $1,035,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 55,995 | $1,035,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 51,763 | $1,034,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 33,273 | $1,034,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 50,151 | $1,034,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 84,945 | $1,033,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 20,000 | $1,031,000 | thousands by filing date | call |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 42,409 | $1,028,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 51,869 | $1,027,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 242,320 | $1,027,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 19,100 | $1,022,000 | thousands by filing date | put |
| ASTRONOVA INC | 04638F108 | COM | 77,408 | $1,021,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 54,112 | $1,020,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,800 | $1,019,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 25,600 | $1,019,000 | thousands by filing date | call |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 480,100 | $1,018,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 73,941 | $1,018,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 45,200 | $1,016,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 30,400 | $1,015,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 92,174 | $1,014,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 20,456 | $1,013,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 11,400 | $1,012,000 | thousands by filing date | call |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 33,800 | $1,012,000 | thousands by filing date | put |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 167,999 | $1,010,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 114,393 | $1,010,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 11,100 | $1,009,000 | thousands by filing date | put |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 18,638 | $1,009,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 455,273 | $1,001,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 56,850 | $996,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-041917 | this filing | 2014-11-14 | acceptance time not in the bulk data set |