13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,099 holding rows worth $250,437,020,000.
- Accession
- 0001140361-14-041822
- Filer
- CIK 914208
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 12,331 entries on the cover page, a total value of $250,437,020,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $250,437,020,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc.028-00255
- included managerINVESCO CANADA LTD.028-06137
- included managerInvesco National Trust Company
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management LTD028-05683
- included managerInvesco Asset Management, S.A
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A
- included managerInvesco Taiwan Limited
- included managerInvesco Asset Management (Japan) Limited
- included managerInvesco Global Asset Management Ltd.
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC028-11365
- included managerInvesco PowerShares Capital Management LLC028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANDERSONS INC COM | 034164103 | Stock | 171,308 | $10,771,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 9,500,000 | $10,765,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 128,119 | $10,751,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 508,050 | $10,740,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 1,653,842 | $10,696,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 149,548 | $10,683,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 9,500,000 | $10,664,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 10,000,000 | $10,663,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 304,439 | $10,646,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 714,309 | $10,593,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 620,888 | $10,568,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 328,964 | $10,566,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 910,926 | $10,557,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 10,000,000 | $10,556,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 112,663 | $10,509,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 403,058 | $10,499,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 39,920 | $10,455,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 97,208 | $10,428,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 890,700 | $10,421,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,189,569 | $10,361,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 484,521 | $10,354,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 117,091 | $10,319,000 | thousands by filing date | |
| OWENS-ILLINOIS (OI) CVT 144A 3 | 69073TAQ6 | CONVERT | 10,250,000 | $10,314,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 334,600 | $10,302,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 433,947 | $10,301,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 394,485 | $10,284,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 161,630 | $10,249,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 219,945 | $10,232,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 525,078 | $10,139,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 200,351 | $10,118,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 7,440,336 | $10,116,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 479,765 | $10,085,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 438,381 | $10,043,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 5,915,000 | $10,015,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 4,240,000 | $10,012,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 814,848 | $10,010,000 | thousands by filing date | |
| Sunedison Inc | 86732YAE9 | CONV | 10,229,000 | $9,999,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 528,717 | $9,983,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 200,000 | $9,980,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 348,367 | $9,925,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 9,100,000 | $9,879,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 930,633 | $9,855,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 104,867 | $9,811,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 141,834 | $9,806,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 189,024 | $9,768,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 180,950 | $9,739,000 | thousands by filing date | |
| HURN CONSLTING GRP(HURN)CVT144 | 447462AA0 | CONVERT | 10,000,000 | $9,725,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 100,006 | $9,720,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 203,302 | $9,685,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 546,593 | $9,680,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 2,530,672 | $9,667,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 191,244 | $9,648,000 | thousands by filing date | |
| CTRIPCOM IN LTD(CTRP)CVT 144A1 | 22943FAC4 | CONVERT | 9,250,000 | $9,626,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 544,375 | $9,619,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 949,247 | $9,616,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 5,000,000 | $9,616,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 126,011 | $9,553,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 980,199 | $9,518,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 758,747 | $9,515,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 74,392 | $9,495,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 812,601 | $9,491,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 314,380 | $9,444,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 215,654 | $9,421,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 885,499 | $9,413,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 181,700 | $9,391,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 1,108,743 | $9,391,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 224,264 | $9,377,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 439,416 | $9,360,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 263,453 | $9,348,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 552,112 | $9,314,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 202,553 | $9,309,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 193,060 | $9,296,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 305,581 | $9,293,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,039,049 | $9,289,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 165,500 | $9,278,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 121,496 | $9,250,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 374,094 | $9,248,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 6,427,000 | $9,179,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 146,395 | $9,132,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 477,967 | $9,115,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 360,910 | $9,096,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 8,500,000 | $9,095,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 278,227 | $9,084,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 204,404 | $9,073,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 35,405 | $9,069,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 497,716 | $9,054,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 835,282 | $9,046,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 291,687 | $9,013,000 | thousands by filing date | |
| InvenSense, Inc. | 46123DAA4 | CONV | 8,100,000 | $9,006,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 704,411 | $8,981,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 400,192 | $8,980,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 1,457,968 | $8,966,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 118,415 | $8,963,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 347,339 | $8,934,000 | thousands by filing date | |
| FORESTAR GROUP INC CVP 6.0 12- | 346232309 | CONVERT | 362,700 | $8,904,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 729,557 | $8,894,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 172,224 | $8,883,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 202,943 | $8,880,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 822,003 | $8,853,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 159,444 | $8,834,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 432,997 | $8,826,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 558,889 | $8,775,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 108,856 | $8,722,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 620,414 | $8,699,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 360,692 | $8,678,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 170,423 | $8,671,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 216,595 | $8,655,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 113,380 | $8,642,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 712,282 | $8,597,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 125,180 | $8,563,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 669,461 | $8,516,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 104,304 | $8,511,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 147,731 | $8,511,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 274,525 | $8,499,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 207,305 | $8,490,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 113,535 | $8,486,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 946,657 | $8,464,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 322,153 | $8,462,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 385,257 | $8,460,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 666,589 | $8,452,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 188,690 | $8,446,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 803,759 | $8,446,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 711,651 | $8,405,000 | thousands by filing date | principal |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 487,619 | $8,358,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,275,089 | $8,352,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 80,073 | $8,336,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 145,585 | $8,284,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 391,643 | $8,272,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 165,129 | $8,265,000 | thousands by filing date | |
| Proofpoint, Inc. | 743424AA1 | CONV | 7,000,000 | $8,238,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 62,323 | $8,207,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 369,825 | $8,195,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 165,592 | $8,173,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 86,884 | $8,168,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 148,006 | $8,164,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 594,104 | $8,151,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 293,764 | $8,105,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 323,149 | $8,088,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 252,886 | $8,070,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 256,848 | $8,055,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 213,456 | $7,961,000 | thousands by filing date | |
| Spire Inc | 505597500 | CONVERTIBLE PREFERRED STOCK | 150,000 | $7,950,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 751,987 | $7,919,000 | thousands by filing date | principal |
| SKECHERS U S A INC | 830566105 | CL A | 148,485 | $7,915,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 2,189,700 | $7,913,000 | thousands by filing date | |
| XM SATELLITE RADIO INC CVT 7 1 | 98375YAU0 | CONVERT | 4,150,000 | $7,890,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 382,670 | $7,887,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 389,787 | $7,870,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 166,362 | $7,855,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 227,843 | $7,808,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 96,670 | $7,801,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 435,212 | $7,799,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 100,495 | $7,790,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 278,774 | $7,772,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 267,417 | $7,766,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 535,515 | $7,765,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 546,776 | $7,753,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 154,065 | $7,751,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 128,689 | $7,729,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 128,286 | $7,711,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 173,516 | $7,703,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015129 | EXDISTRIB WI | 105,558 | $7,701,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 393,470 | $7,700,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 107,843 | $7,698,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 140,390 | $7,684,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 8,645,676 | $7,656,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 205,765 | $7,644,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 129,404 | $7,617,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 206,857 | $7,608,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 339,446 | $7,597,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 7,000,000 | $7,569,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 555,698 | $7,563,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 38,346 | $7,555,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 330,567 | $7,532,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 3,152,758 | $7,530,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 46,139 | $7,508,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 89,044 | $7,505,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 702,391 | $7,459,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 523,612 | $7,452,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 70,000 | $7,449,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 356,495 | $7,433,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 138,572 | $7,413,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 100,952 | $7,407,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 319,395 | $7,394,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 272,485 | $7,393,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 444,961 | $7,391,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 431,815 | $7,366,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 502,981 | $7,329,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 798,093 | $7,327,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,061,739 | $7,326,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 167,670 | $7,312,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 272,115 | $7,307,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 132,499 | $7,303,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 105,767 | $7,303,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 651,080 | $7,292,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 526,808 | $7,244,000 | thousands by filing date | principal |
| COCA COLA CONS INC | 191098102 | COM | 96,888 | $7,231,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 600,363 | $7,222,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 151,254 | $7,217,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 555,676 | $7,202,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 722,777 | $7,192,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 673,557 | $7,180,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 571,084 | $7,150,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 134,718 | $7,147,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 595,880 | $7,145,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 512,483 | $7,139,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 7,800,000 | $7,127,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 904,383 | $7,117,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 277,961 | $7,111,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 131,762 | $7,103,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 831,370 | $7,075,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 208,331 | $7,058,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 553,712 | $7,049,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 403,084 | $7,042,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 414,410 | $7,011,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 204,541 | $6,995,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 202,944 | $6,993,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 128,300 | $6,991,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 2,606 | $6,971,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 230,273 | $6,940,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 152,753 | $6,929,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 150,164 | $6,918,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 808,001 | $6,917,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 83,519 | $6,909,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 592,999 | $6,908,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 566,291 | $6,903,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 144,276 | $6,896,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 445,435 | $6,891,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 155,476 | $6,886,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 344,860 | $6,873,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 254,100 | $6,856,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 458,988 | $6,847,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 400,239 | $6,844,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 565,231 | $6,840,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 555,050 | $6,827,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 918,285 | $6,823,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 198,322 | $6,809,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 268,540 | $6,765,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 752,538 | $6,750,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 549,545 | $6,737,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 6,460,000 | $6,735,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 414,198 | $6,730,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 242,348 | $6,710,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 789,369 | $6,710,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 203,166 | $6,698,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 85,742 | $6,688,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,026,112 | $6,680,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 27,975 | $6,674,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 382,612 | $6,665,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 255,847 | $6,639,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 685,367 | $6,628,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 491,357 | $6,628,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 826,022 | $6,616,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 133,299 | $6,606,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,203,775 | $6,597,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 552,590 | $6,592,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 69,156 | $6,591,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 672,190 | $6,581,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 163,804 | $6,573,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 157,612 | $6,572,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 392,624 | $6,568,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 284,995 | $6,566,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 124,852 | $6,561,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 294,959 | $6,550,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 37,700 | $6,548,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 445,726 | $6,539,000 | thousands by filing date | principal |
| SILGAN HLDGS INC | 827048109 | COM | 138,525 | $6,511,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 144,899 | $6,502,000 | thousands by filing date | |
| MercadoLibre, Inc. | 58733RAA0 | CONV | 6,000,000 | $6,499,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 117,825 | $6,491,000 | thousands by filing date | |
| FINISAR CORP | 31787AAL5 | CONV | 7,000,000 | $6,479,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 84,071 | $6,458,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 345,461 | $6,453,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,047,494 | $6,452,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 477,916 | $6,451,000 | thousands by filing date | |
| SUNPOWER CORP(SPWR) 144A 0.875 | 867652AH2 | CONVERT | 6,000,000 | $6,428,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 504,355 | $6,425,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 116,584 | $6,412,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 366,114 | $6,411,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 246,115 | $6,397,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,489,298 | $6,395,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 197,836 | $6,394,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 459,954 | $6,393,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 114,062 | $6,387,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 5,510,000 | $6,374,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 99,267 | $6,352,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 256,934 | $6,349,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 445,148 | $6,343,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 217,337 | $6,311,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 3,250,000 | $6,309,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 434,475 | $6,300,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 285,035 | $6,290,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 101,513 | $6,280,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 102,338 | $6,280,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 242,753 | $6,275,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 445,241 | $6,273,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 171,299 | $6,260,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 53,965 | $6,259,000 | thousands by filing date | |
| NEWS CORP NWS DR | U9598Q116 | COMMON | 378,607 | $6,254,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 659,825 | $6,209,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416T100 | COM | 104,086 | $6,203,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 167,783 | $6,186,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 528,108 | $6,174,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 222,008 | $6,173,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 6,000,000 | $6,173,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 347,890 | $6,171,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 410,669 | $6,156,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 309,584 | $6,151,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 138,968 | $6,138,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 208,381 | $6,134,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 241,521 | $6,133,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 318,470 | $6,105,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 134,559 | $6,103,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 579,219 | $6,088,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 475,595 | $6,083,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 685,554 | $6,074,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 198,743 | $6,061,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 322,678 | $6,061,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 537,526 | $6,053,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 569,442 | $6,047,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 91,291 | $6,036,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 4,650,000 | $6,022,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 139,585 | $6,016,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 260,880 | $6,010,000 | thousands by filing date | |
| LENNAR CORP | 526057BG8 | CONV BND | 3,500,000 | $6,003,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 67,778 | $5,992,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 895,467 | $5,991,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 455,070 | $5,984,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 91,702 | $5,976,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 512,645 | $5,916,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 121,603 | $5,907,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 412,528 | $5,896,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 190,321 | $5,885,000 | thousands by filing date | |
| BIOMED REALTY LP CVT 3.75 01-1 | 09064AAB7 | CONVERT | 5,000,000 | $5,875,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 69,202 | $5,871,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 139,304 | $5,869,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 1,500,000 | $5,858,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 328,209 | $5,849,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 170,009 | $5,847,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 506,679 | $5,847,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 130,849 | $5,842,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 363,148 | $5,792,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 94,289 | $5,792,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 122,295 | $5,785,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 976,201 | $5,769,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 706,796 | $5,761,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,525,000 | $5,749,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 87,201 | $5,748,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 45,738 | $5,726,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 101,146 | $5,674,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 215,215 | $5,660,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 133,148 | $5,632,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 249,019 | $5,630,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 605,190 | $5,598,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 131,947 | $5,588,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 13,365 | $5,588,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 224,417 | $5,587,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 162,265 | $5,579,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 414,749 | $5,578,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 383,921 | $5,575,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 100,079 | $5,565,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 294,927 | $5,563,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 73,672 | $5,556,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 221,959 | $5,542,000 | thousands by filing date | principal |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 329,520 | $5,536,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 660,398 | $5,534,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 334,427 | $5,532,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 4,200,000 | $5,520,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 161,725 | $5,515,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 190,462 | $5,498,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 40,821 | $5,481,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 439,277 | $5,465,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 68,628 | $5,465,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 216,228 | $5,463,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 106,351 | $5,460,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 119,935 | $5,452,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 124,437 | $5,451,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 201,325 | $5,444,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 386,746 | $5,441,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 317,584 | $5,428,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 106,523 | $5,408,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 236,689 | $5,397,000 | thousands by filing date | principal |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 202,606 | $5,385,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 221,168 | $5,379,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 164,107 | $5,356,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 71,602 | $5,352,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 400,485 | $5,342,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 831,876 | $5,341,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,717,454 | $5,341,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 222,394 | $5,317,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 190,731 | $5,302,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 44,786 | $5,292,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 35,257 | $5,289,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 92,955 | $5,281,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 81,916 | $5,277,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAA0 | CONV BND | 5,000,000 | $5,269,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 217,777 | $5,263,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 94,831 | $5,248,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 256,982 | $5,240,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 169,375 | $5,232,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 108,723 | $5,230,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 523,494 | $5,214,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 836,746 | $5,213,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 5,000,000 | $5,213,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 74,281 | $5,212,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 83,941 | $5,196,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 143,572 | $5,192,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 183,928 | $5,170,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 498,844 | $5,168,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 535,520 | $5,167,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 569,293 | $5,152,000 | thousands by filing date | principal |
| AFFYMETRIX INC | 00826T108 | COM | 644,482 | $5,143,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 40,728 | $5,135,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 215,768 | $5,124,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 103,859 | $5,115,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 34,386 | $5,103,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 427,276 | $5,102,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 161,733 | $5,098,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 272,903 | $5,098,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 375,723 | $5,095,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 263,528 | $5,089,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 152,033 | $5,087,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 166,700 | $5,084,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 798,212 | $5,069,000 | thousands by filing date | principal |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 351,385 | $5,060,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 391,187 | $5,050,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 203,876 | $5,044,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 110,151 | $5,038,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 1,655,168 | $5,032,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 94,035 | $5,029,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 361,864 | $4,994,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 113,246 | $4,984,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 202,512 | $4,977,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,158,615 | $4,971,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 116,241 | $4,965,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 363,830 | $4,949,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 496,234 | $4,945,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 4,600,000 | $4,945,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 247,709 | $4,939,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 378,251 | $4,936,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 381,202 | $4,929,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 135,196 | $4,922,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 77,501 | $4,920,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP (SN US)CVP | 79970Y402 | CONVERT | 74,000 | $4,919,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 341,725 | $4,918,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 226,748 | $4,918,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 151,052 | $4,917,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 290,473 | $4,909,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 174,561 | $4,904,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 260,825 | $4,899,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 72,863 | $4,896,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 189,573 | $4,892,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 347,699 | $4,889,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 126,418 | $4,888,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 214,260 | $4,883,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 973,963 | $4,879,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 131,813 | $4,876,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 228,194 | $4,863,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 245,186 | $4,840,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 40,101 | $4,834,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 438,748 | $4,831,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 296,680 | $4,821,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 161,073 | $4,818,000 | thousands by filing date | |
| SOLARCITY CORP(SCTY) CVT 144A | 83416TAB6 | CONVERT | 5,000,000 | $4,816,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 163,054 | $4,812,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 643,286 | $4,799,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 197,842 | $4,796,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 66,081 | $4,781,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 145,418 | $4,780,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 238,559 | $4,778,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 177,207 | $4,774,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 134,862 | $4,774,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 4,525,000 | $4,768,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 155,845 | $4,757,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 100,072 | $4,737,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 349,638 | $4,734,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 332,548 | $4,729,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 356,321 | $4,725,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 169,756 | $4,718,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 281,903 | $4,708,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 185,637 | $4,688,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 86,049 | $4,685,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 104,679 | $4,682,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 107,100 | $4,653,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 342,209 | $4,651,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 88,787 | $4,648,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 823,784 | $4,638,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 101,106 | $4,629,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 125,339 | $4,628,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 4,740,000 | $4,616,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 454,556 | $4,613,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 174,233 | $4,600,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 78,314 | $4,599,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 264,761 | $4,596,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 491,060 | $4,596,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 336,139 | $4,595,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 85,122 | $4,594,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 472,181 | $4,585,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 85,847 | $4,581,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 381,171 | $4,563,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-041822 | this filing | 2014-11-14 | acceptance time not in the bulk data set |