13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,099 holding rows worth $250,437,020,000.
- Accession
- 0001140361-14-041822
- Filer
- CIK 914208
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 12,331 entries on the cover page, a total value of $250,437,020,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $250,437,020,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc.028-00255
- included managerINVESCO CANADA LTD.028-06137
- included managerInvesco National Trust Company
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management LTD028-05683
- included managerInvesco Asset Management, S.A
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A
- included managerInvesco Taiwan Limited
- included managerInvesco Asset Management (Japan) Limited
- included managerInvesco Global Asset Management Ltd.
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC028-11365
- included managerInvesco PowerShares Capital Management LLC028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OPENLANE INC | 48238T109 | COM | 1,110,911 | $31,806,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,336,291 | $31,790,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,419,718 | $31,745,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 681,506 | $31,656,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 25,105,000 | $31,617,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 2,659,066 | $31,616,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,967,782 | $31,562,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 5,275,951 | $31,550,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,800,627 | $31,528,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 925,572 | $31,506,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 566,547 | $31,472,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 15,548,000 | $31,465,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,191,244 | $31,444,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 851,087 | $31,397,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 26,726,000 | $31,236,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 26,416,000 | $30,923,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 492,335 | $30,776,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 2,927,106 | $30,764,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 5,374,094 | $30,740,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 506,195 | $30,716,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 1,254,409 | $30,644,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 876,440 | $30,605,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 362,720 | $30,553,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 645,586 | $30,530,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 620,957 | $30,492,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 275,558 | $30,490,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 923,407 | $30,445,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 291,475 | $30,375,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,875,964 | $30,315,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,947,867 | $30,251,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 600,000 | $30,216,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,364,455 | $30,099,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 639,137 | $29,905,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,110,755 | $29,813,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,239,902 | $29,707,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 2,034,835 | $29,668,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 483,169 | $29,652,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,242,442 | $29,619,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 654,987 | $29,572,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 756,663 | $29,532,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,938,585 | $29,504,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 447,232 | $29,472,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 639,041 | $29,390,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 1,173,451 | $29,348,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 28,302,000 | $29,204,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 2,348,895 | $29,080,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 531,808 | $28,867,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 18,000,000 | $28,733,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,850,949 | $28,622,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,772,805 | $28,613,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,596,551 | $28,588,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,465,299 | $28,427,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 609,660 | $28,343,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 496,604 | $28,257,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 2,281,206 | $28,173,000 | thousands by filing date | principal |
| CELADON GROUP INC | 150838100 | COM | 1,444,571 | $28,097,000 | thousands by filing date | |
| ILLUMINA INC (ILMN) 144A CVT 0 | 452327AG4 | CONVERT | 26,250,000 | $28,088,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 757,855 | $27,920,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 662,163 | $27,891,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,414,342 | $27,765,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 374,431 | $27,727,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 3,336,570 | $27,727,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 727,927 | $27,596,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,963,541 | $27,588,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 159,743 | $27,562,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 685,900 | $27,539,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 244,600 | $27,487,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 995,374 | $27,462,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 784,524 | $27,419,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 361,755 | $27,416,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 496,194 | $27,288,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,781,700 | $27,207,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,170,634 | $27,159,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMEN CVT 1 | 538034AH2 | CONVERT | 26,308,000 | $27,147,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 267,475 | $27,082,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 4,005,376 | $27,051,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 604,121 | $26,818,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,189,704 | $26,732,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 467,000 | $26,703,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 830,395 | $26,698,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 4,094,636 | $26,656,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,228,038 | $26,648,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 510,345 | $26,564,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 15,500,000 | $26,563,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 4,790,043 | $26,526,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,924,293 | $26,171,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 20,920,000 | $25,797,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,640,409 | $25,692,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 18,642,000 | $25,691,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 1,303,796 | $25,646,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 385,722 | $25,613,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 731,609 | $25,548,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 554,053 | $25,547,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 608,257 | $25,542,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 26,688,000 | $25,520,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,726,791 | $25,504,000 | thousands by filing date | |
| FLUOR CVT BOND ENHD TRST 144A | 21255CAA9 | CONVERT | 10,000,000 | $25,451,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 197,320 | $25,386,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,218,641 | $25,315,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 375,186 | $25,314,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 429,254 | $25,274,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 560,724 | $25,250,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 22,400,000 | $25,144,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 10,000,000 | $24,813,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 321,061 | $24,798,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,476,062 | $24,768,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 7,215,123 | $24,747,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 2,231,656 | $24,727,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 259,501 | $24,640,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,150,122 | $24,439,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,379,812 | $24,368,000 | thousands by filing date | |
| ELECTRNCS FR IMGNG(EFFI)CVT144 | 286082AB8 | CONVERT | 23,900,000 | $24,139,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 410,192 | $24,005,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,023,008 | $23,989,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 4,279,374 | $23,964,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AF4 | NOTE 1.125% 9/0 | 22,188,000 | $23,935,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,015,291 | $23,841,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 302,220 | $23,829,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,166,455 | $23,749,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,218,097 | $23,637,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 383,174 | $23,549,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 17,230,000 | $23,540,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 674,533 | $23,433,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,616,966 | $23,382,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 891,973 | $23,361,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 615,372 | $23,359,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 609,194 | $23,356,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 27,948,000 | $23,144,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 524,896 | $23,122,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 24,300,000 | $23,085,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 17,900,000 | $22,767,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 637,741 | $22,614,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 414,200 | $22,611,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 516,256 | $22,565,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 296,865 | $22,532,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 209,487 | $22,508,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 17,500,000 | $22,466,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 882,707 | $22,341,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 576,280 | $22,325,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 16,680,000 | $22,289,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 865,587 | $22,280,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,837,754 | $22,182,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 333,371 | $22,163,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 256,400 | $22,155,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 15,700,000 | $22,127,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,667,368 | $21,872,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 892,359 | $21,712,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 597,443 | $21,692,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 2,890,203 | $21,676,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 4,213,359 | $21,370,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 1,960,323 | $21,250,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,881,689 | $21,244,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 404,595 | $21,230,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 504,229 | $21,184,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,060,802 | $21,148,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 1,383,448 | $21,125,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 549,921 | $21,079,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 171,007 | $21,071,000 | thousands by filing date | |
| Portfolio Recovery Associates | 73640QAA3 | CONV | 19,434,000 | $21,049,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 6,000,000 | $21,008,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,101,138 | $20,936,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 606,035 | $20,787,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 138,744 | $20,782,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 18,570,000 | $20,775,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 890,768 | $20,773,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 408,000 | $20,726,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 437,046 | $20,684,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 308,534 | $20,627,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,691,676 | $20,554,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 205,443 | $20,541,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 837,582 | $20,521,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,380,799 | $20,505,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 185,349 | $20,447,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 259,733 | $20,389,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 261,066 | $20,363,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,049,531 | $20,340,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 259,308 | $20,331,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 165,000 | $20,315,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 651,740 | $20,262,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,270,742 | $20,167,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 20,000,000 | $20,150,000 | thousands by filing date | |
| Cardtronics, Inc. | 14161HAF5 | CONV | 21,000,000 | $20,147,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 269,191 | $20,130,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 20,416,000 | $20,097,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 266,099 | $20,070,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 658,731 | $20,039,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 898,329 | $19,925,000 | thousands by filing date | |
| NAVISTAR INTL (NAV) CVT 144A 4 | 63934EAR9 | CONVERT | 19,900,000 | $19,912,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 14,900,000 | $19,892,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,690,008 | $19,891,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 365,535 | $19,852,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 895,856 | $19,807,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 496,251 | $19,801,000 | thousands by filing date | |
| CEPHEID INC | 15670RAB3 | CONV BND | 20,000,000 | $19,688,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 2,526,624 | $19,657,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 332,900 | $19,604,000 | thousands by filing date | |
| Twitter Inc | 90184LAC6 | CONV | 20,000,000 | $19,563,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 152,051 | $19,540,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 82,087 | $19,429,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 165,426 | $19,426,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 526,295 | $19,420,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 11,235,000 | $19,359,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 586,252 | $19,264,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,035,721 | $19,176,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,559,427 | $19,119,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,119,939 | $19,006,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 892,100 | $18,850,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 411,720 | $18,848,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 3,945,179 | $18,740,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,646,089 | $18,733,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 739,011 | $18,726,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 329,790 | $18,706,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 354,362 | $18,643,000 | thousands by filing date | |
| SL GREEN OPERATING PAR 144A 3. | 78444FAC0 | CONVERT | 14,312,000 | $18,525,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 13,647,000 | $18,517,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 1,189,757 | $18,370,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 234,833 | $18,338,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 2,572,833 | $18,267,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 726,691 | $18,211,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 410,816 | $18,203,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,810,345 | $18,067,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 18,717,000 | $18,015,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 449,982 | $17,862,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 46,795 | $17,830,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 444,757 | $17,830,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 363,126 | $17,725,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 13,883,000 | $17,710,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 269,048 | $17,706,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 518,820 | $17,702,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 318,080 | $17,701,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 261,540 | $17,677,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAA0 | CONV | 16,800,000 | $17,672,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,488,204 | $17,665,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 254,045 | $17,634,000 | thousands by filing date | |
| DOMINION RESOURCES INC/VA | 25746UAT6 | CNV | 8,500,000 | $17,632,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 568,729 | $17,591,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 711,041 | $17,549,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 176,972 | $17,483,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 17,303,000 | $17,444,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 105,249 | $17,337,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 14,500,000 | $17,318,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 933,471 | $17,311,000 | thousands by filing date | |
| HOMEAWAY INC(AWAY) CVT 144A 0. | 43739QAA8 | CONVERT | 17,730,000 | $17,309,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 705,307 | $17,209,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 418,642 | $17,171,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 668,237 | $17,154,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 661,196 | $17,098,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 17,450,000 | $17,079,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 469,942 | $17,073,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 11,797,000 | $17,054,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 391,539 | $17,047,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 278,480 | $17,019,000 | thousands by filing date | |
| Akamai Technologies Inc | 00971TAF8 | CONV | 16,850,000 | $16,882,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 194,865 | $16,874,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 12,687,000 | $16,810,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 299,166 | $16,798,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,281,334 | $16,786,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 298,000 | $16,763,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,534,534 | $16,741,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 258,945 | $16,702,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,140,383 | $16,684,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 13,500,000 | $16,656,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 229,482 | $16,609,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 356,633 | $16,580,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,026,731 | $16,559,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 164,037 | $16,522,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 341,338 | $16,484,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 265,454 | $16,454,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,390,326 | $16,419,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 221,711 | $16,351,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 336,292 | $16,310,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,007,881 | $16,297,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 3,952,799 | $16,285,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 16,055,000 | $16,246,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 15,440,000 | $16,231,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 14,000,000 | $16,214,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 446,608 | $16,146,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 118,196 | $16,095,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 741,784 | $16,060,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 16,200,000 | $16,048,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 473,355 | $16,038,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP CVP 144 | 165167776 | CONVERT | 14,401 | $15,976,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 135,817 | $15,955,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 259,730 | $15,932,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 710,946 | $15,918,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 180,432 | $15,869,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,869,499 | $15,782,000 | thousands by filing date | principal |
| GANNETT INC | 364730101 | COM | 531,895 | $15,781,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 242,694 | $15,731,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 789,877 | $15,726,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 1,264,867 | $15,672,000 | thousands by filing date | |
| iStar Financial Inc | 45031UBV2 | Note 1.5000% 15-Nov-2016 | 15,200,000 | $15,647,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 487,304 | $15,609,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 15,598,000 | $15,598,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 326,153 | $15,586,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 416,302 | $15,565,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 635,087 | $15,560,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 16,000,000 | $15,530,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 14,820,000 | $15,404,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,303,788 | $15,398,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 917,426 | $15,394,000 | thousands by filing date | |
| Liberty Interactive Llc | 530610AB0 | CONV | 14,950,000 | $15,342,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 116,188 | $15,253,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,080,155 | $15,241,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 924,642 | $15,219,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 16,000,000 | $15,200,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 15,500,000 | $15,190,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 350,589 | $15,092,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 629,338 | $15,054,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 490,084 | $14,937,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 461,700 | $14,913,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 455,170 | $14,893,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 572,941 | $14,879,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 813,673 | $14,866,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 472,104 | $14,862,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 902,113 | $14,749,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 151,406 | $14,724,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 979,103 | $14,716,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 11,529,000 | $14,671,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 293,000 | $14,650,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 546,050 | $14,644,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 1,063,325 | $14,632,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 420,137 | $14,612,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 13,919,000 | $14,580,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 356,597 | $14,563,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,582,289 | $14,557,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 11,519,000 | $14,528,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,037,713 | $14,487,000 | thousands by filing date | principal |
| AOL INC 0.75 09-01-19 | 00184XAA3 | cv | 14,000,000 | $14,481,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,457,133 | $14,426,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 230,601 | $14,415,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 2,182,803 | $14,406,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 161,160 | $14,397,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 16,100,000 | $14,389,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 568,531 | $14,361,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 100,993 | $14,353,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 640,748 | $14,340,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 300,935 | $14,331,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 794,670 | $14,272,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 468,121 | $14,254,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 259,611 | $14,250,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,073,530 | $14,245,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 122,500 | $14,236,000 | thousands by filing date | |
| MCDERMOTT INTL CVT PREF | 580037141 | PFD CONV | 655,200 | $14,231,000 | thousands by filing date | |
| ENERGY XXI BERMUDA LTD | 29274UAA9 | CONV | 17,406,000 | $14,208,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 981,698 | $14,195,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 321,133 | $14,178,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP CVP 4. | 97650W306 | CONVERT | 11,650 | $14,177,000 | thousands by filing date | |
| PRICELINE GROUP INC 144A CVT 0 | 741503AT3 | CONVERT | 15,000,000 | $14,147,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 2,249,234 | $14,102,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 524,164 | $14,074,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 857,133 | $14,022,000 | thousands by filing date | |
| SUNEDISON INC(SUNE) CVT 2.0 14 | 86732YAA7 | CONVERT | 9,625,000 | $14,004,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 11,875,000 | $13,983,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 719,210 | $13,981,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 319,897 | $13,973,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 620,902 | $13,933,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 412,602 | $13,926,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 813,763 | $13,924,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 578,666 | $13,796,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 349,122 | $13,790,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 13,360,000 | $13,769,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 608,138 | $13,738,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 195,607 | $13,709,000 | thousands by filing date | |
| Maiden Holdings, Ltd. | G5753U203 | PFD CV | 306,587 | $13,701,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 12,880,000 | $13,637,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 9,650,000 | $13,607,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,711,455 | $13,606,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 595,666 | $13,551,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,139,056 | $13,544,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 368,916 | $13,540,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 946,007 | $13,518,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,821,128 | $13,512,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 945,729 | $13,505,000 | thousands by filing date | |
| Scorpio Tankers Inc. | 80918TAA7 | CVBOND | 14,000,000 | $13,493,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 573,022 | $13,427,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 11,879 | $13,423,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 289,134 | $13,416,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 10,900,000 | $13,407,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 479,087 | $13,400,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 665,030 | $13,394,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,268,845 | $13,386,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 682,409 | $13,307,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 477,155 | $13,284,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 994,151 | $13,232,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 13,400,000 | $13,216,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 180,535 | $13,204,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 312,067 | $13,185,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 274,041 | $13,181,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 355,955 | $13,150,000 | thousands by filing date | |
| SEACOR HOLDINGS INC 30000% 11/15/2028 | 81170YAA7 | CONB | 14,150,000 | $13,142,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 9,585,000 | $13,060,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 543,274 | $13,050,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 948,182 | $13,038,000 | thousands by filing date | |
| EMERALD OIL INC | 29101UAA8 | CONV | 14,000,000 | $12,994,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 909,095 | $12,892,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 2,565,561 | $12,879,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 348,190 | $12,866,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,050,024 | $12,852,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 421,577 | $12,841,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,286,673 | $12,841,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 4,731,121 | $12,821,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 920,051 | $12,816,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 330,411 | $12,813,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 312,507 | $12,794,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 565,400 | $12,770,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 812,343 | $12,770,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 385,061 | $12,753,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 936,909 | $12,742,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 594,338 | $12,737,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 1,092,033 | $12,722,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,225,567 | $12,721,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 900,612 | $12,663,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 807,783 | $12,658,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 483,550 | $12,641,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 461,672 | $12,636,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 12,483,000 | $12,608,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 375,533 | $12,591,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 223,297 | $12,571,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 319,918 | $12,422,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,002,912 | $12,417,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 400,353 | $12,416,000 | thousands by filing date | |
| COWEN GROUP INC | 223622AA9 | CONV BND | 12,500,000 | $12,383,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 84,535 | $12,372,000 | thousands by filing date | |
| HOST HOTELS & RESORTS LPCVT2.5 | 44107TAG1 | CONVERT | 7,500,000 | $12,370,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 1,672,402 | $12,359,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 258,828 | $12,346,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 104,505 | $12,314,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 187,845 | $12,313,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 299,367 | $12,311,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,634,327 | $12,306,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 101,450 | $12,291,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 210,844 | $12,277,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 64,861 | $12,259,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 698,050 | $12,251,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 202,193 | $12,239,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 576,291 | $12,235,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 950,522 | $12,230,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 303,444 | $12,229,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 285,653 | $12,218,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 649,925 | $12,212,000 | thousands by filing date | |
| NAVISTAR INTL CORP(NAV)CVT 144 | 63934EAP3 | CONVERT | 12,543,000 | $12,206,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 285,008 | $12,198,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 11,000,000 | $12,196,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 562,100 | $12,181,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 126,424 | $12,175,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 10,250,000 | $12,172,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 134,668 | $12,140,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 90,013 | $12,136,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 538,990 | $12,122,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 338,254 | $12,099,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 564,757 | $12,035,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 301,086 | $12,001,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 316,024 | $11,973,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 344,869 | $11,968,000 | thousands by filing date | |
| Jarden Corp | 471109AK4 | CONV | 12,000,000 | $11,963,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,181,930 | $11,949,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 252,832 | $11,948,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 106,590 | $11,945,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 389,530 | $11,893,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 546,447 | $11,869,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882403 | CONV PRF | 119,900 | $11,846,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 222,786 | $11,817,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 278,562 | $11,753,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 16,500,000 | $11,725,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 6,000,000 | $11,700,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,248,462 | $11,698,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 895,268 | $11,692,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 13,000,000 | $11,692,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 124,152 | $11,662,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 1,459,144 | $11,656,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 5,714,691 | $11,655,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 540,292 | $11,492,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 393,383 | $11,479,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 522,262 | $11,469,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 385,556 | $11,465,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 226,340 | $11,432,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 702,300 | $11,391,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 126,533 | $11,385,000 | thousands by filing date | |
| 0 | 761283AA8 | 0 | 12,000,000 | $11,333,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 457,530 | $11,328,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 752,542 | $11,318,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 354,482 | $11,280,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 869,973 | $11,223,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 225,828 | $11,219,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 338,912 | $11,211,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 9,980,000 | $11,203,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 2,669,924 | $11,187,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 242,896 | $11,149,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 220,234 | $11,076,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 150,803 | $11,039,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 371,422 | $11,016,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 10,000,000 | $11,006,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 230,004 | $10,989,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 10,400,000 | $10,953,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 288,887 | $10,938,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 638,628 | $10,901,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 323,760 | $10,875,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 310,132 | $10,869,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 427,395 | $10,821,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-041822 | this filing | 2014-11-14 | acceptance time not in the bulk data set |