13F-HR filed by EnTrustPermal Management LLC
EnTrustPermal Management LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 30 holding rows worth $87,439,000.
- Accession
- 0001140361-14-041768
- Filer
- CIK 1438129
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 30 entries on the cover page, a total value of $87,439,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,439,000 with VALUE read as thousands by filing date, 13F file number 028-14027. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerLEGG MASON, INC.028-01700
- included managerPermal Investment Management Services Ltd028-14026
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 862,522 | $20,933,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 229,150 | $8,772,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 92,580 | $5,602,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 174,910 | $4,429,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 33,128 | $4,184,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 45,500 | $3,875,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 64,661 | $3,642,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 68,100 | $3,620,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 89,900 | $3,588,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 303,561 | $3,573,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 92,439 | $3,500,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 28,100 | $3,266,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 108,970 | $2,600,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 12,000 | $1,811,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 180,311 | $1,749,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 61,500 | $1,656,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 63,696 | $936,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 29,420 | $901,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 97,177 | $892,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 89,446 | $886,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 38,886 | $870,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 52,398 | $847,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 37,329 | $820,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 269,477 | $819,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 110,182 | $819,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 84,033 | $813,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 164,378 | $801,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 24,582 | $434,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 22,582 | $416,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 106,692 | $385,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-041768 | this filing | 2014-11-14 | acceptance time not in the bulk data set |