13F-HR filed by Stifel Trust Company, N.A.
Stifel Trust Company, N.A. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 503 holding rows worth $522,217,000.
- Accession
- 0001140361-14-041760
- Filer
- CIK 1135986
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 503 entries on the cover page, a total value of $522,217,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $522,217,000 with VALUE read as thousands by filing date, 13F file number 028-06397. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerLEGG MASON, INC.028-01700
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXXON MOBIL CORP | 30231G102 | COM | 164,672 | $15,488,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 243,460 | $11,594,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 156,937 | $10,363,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 136,653 | $9,807,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 97,059 | $9,200,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 92,067 | $8,060,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 77,066 | $7,765,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 140,316 | $7,279,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 66,665 | $7,228,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 68,272 | $7,210,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 82,879 | $7,149,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 95,348 | $7,125,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 50,409 | $6,964,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 57,206 | $6,826,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 87,209 | $6,627,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 147,020 | $6,513,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 85,334 | $6,494,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 74,896 | $6,480,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 108,485 | $6,420,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 54,596 | $6,233,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 86,512 | $6,228,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 78,175 | $6,222,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 99,402 | $6,221,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 61,066 | $6,210,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 123,059 | $6,209,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 49,835 | $6,065,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 70,664 | $5,918,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 73,209 | $5,896,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 60,423 | $5,729,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 157,564 | $5,718,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 31,756 | $5,659,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 69,046 | $5,284,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 55,619 | $5,178,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 120,743 | $5,163,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 68,521 | $5,124,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 71,194 | $5,029,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 61,672 | $5,016,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 161,639 | $4,930,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 34,507 | $4,889,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 45,812 | $4,877,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 121,222 | $4,786,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 35,407 | $4,778,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 50,736 | $4,776,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 78,933 | $4,755,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 79,047 | $4,686,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 101,028 | $4,684,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 72,309 | $4,583,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 204,055 | $4,573,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 62,788 | $4,531,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 34,867 | $4,498,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 48,331 | $4,443,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 91,204 | $4,399,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 40,341 | $4,300,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 45,740 | $4,295,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 20,017 | $4,272,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 50,175 | $4,176,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 20,496 | $3,891,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 70,978 | $3,735,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 64,610 | $3,646,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 24,917 | $3,630,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 65,007 | $3,599,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 88,237 | $3,502,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 85,217 | $3,263,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 71,304 | $3,064,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 38,595 | $3,026,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 47,372 | $3,002,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 60,000 | $2,834,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 14,226 | $2,803,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 36,841 | $2,781,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 27,575 | $2,731,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 75,333 | $2,724,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7,530 | $2,715,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 54,983 | $2,700,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 31,572 | $2,666,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 52,039 | $2,602,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 23,225 | $2,575,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 53,871 | $2,545,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 80,182 | $2,497,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 21,375 | $2,467,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 29,873 | $2,450,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 33,650 | $2,388,000 | thousands by filing date | |
| 38259p508 | COM | 3,937 | $2,317,000 | thousands by filing date | ||
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 68,433 | $2,251,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 53,751 | $2,249,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 75,181 | $2,224,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 3,770 | $2,177,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 16,300 | $2,122,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 18,031 | $2,013,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 42,123 | $1,929,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 39,235 | $1,923,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 9,023 | $1,808,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 10,776 | $1,787,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 28,631 | $1,706,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 66,531 | $1,705,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 21,190 | $1,697,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 17,531 | $1,646,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 15,000 | $1,635,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 38,234 | $1,632,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 16,543 | $1,587,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 18,729 | $1,568,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 17,052 | $1,565,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 28,747 | $1,522,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 27,709 | $1,505,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 27,208 | $1,489,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 15,848 | $1,484,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 17,589 | $1,462,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 17,527 | $1,426,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 27,680 | $1,417,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 18,635 | $1,372,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 20,356 | $1,362,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 9,911 | $1,348,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 9,017 | $1,320,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 50,755 | $1,278,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 16,012 | $1,219,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 18,283 | $1,173,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 20,326 | $1,152,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 27,553 | $1,150,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 28,242 | $1,102,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 30,201 | $1,044,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,628 | $1,036,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 21,687 | $986,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 28,788 | $913,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 26,863 | $885,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 11,313 | $884,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 10,955 | $881,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 14,930 | $850,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23,083 | $814,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 19,598 | $793,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 8,196 | $747,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 10,131 | $693,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,434 | $631,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,486 | $620,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,112 | $594,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 5,800 | $593,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,020 | $566,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,975 | $562,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,750 | $554,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 11,200 | $550,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,011 | $549,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,383 | $547,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 21,600 | $540,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 29,538 | $526,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,745 | $506,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 5,335 | $498,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 4,100 | $482,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 6,340 | $464,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 14,800 | $454,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 8,727 | $445,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 3,500 | $422,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 5,060 | $411,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,800 | $405,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,512 | $389,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,750 | $384,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,859 | $360,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 6,010 | $357,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,740 | $352,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,716 | $339,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 7,330 | $327,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,630 | $326,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,000 | $313,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,300 | $308,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,655 | $292,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 2,737 | $258,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6,490 | $254,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,285 | $253,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,205 | $242,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 3,390 | $240,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,393 | $238,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 7,707 | $235,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 14,932 | $232,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,075 | $226,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 884 | $221,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 11,980 | $220,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,860 | $216,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,843 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,936 | $206,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,500 | $205,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,948 | $204,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,597 | $199,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,720 | $196,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,583 | $191,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,599 | $190,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,645 | $188,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,359 | $186,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 2,020 | $185,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,295 | $182,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 5,000 | $181,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,725 | $180,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,110 | $176,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,025 | $169,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,005 | $166,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,700 | $165,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 12,000 | $165,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 12,700 | $165,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,595 | $158,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 4,400 | $157,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 850 | $156,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,745 | $156,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,222 | $156,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,595 | $152,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 3,800 | $150,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 700 | $146,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,400 | $144,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,266 | $143,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,400 | $142,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,950 | $140,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,325 | $139,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,400 | $139,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 2,290 | $130,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,300 | $128,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,400 | $128,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,775 | $128,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,059 | $125,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 980 | $123,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 4,000 | $121,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,000 | $120,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 826 | $119,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 1,133 | $119,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,210 | $117,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,075 | $116,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,000 | $111,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,683 | $110,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,120 | $107,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 1,280 | $98,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 6,534 | $97,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 960 | $96,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,129 | $96,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 8,550 | $93,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,000 | $92,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,678 | $91,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 819 | $88,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,675 | $88,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,490 | $84,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,700 | $83,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 800 | $82,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,500 | $81,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 720 | $79,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,750 | $77,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,300 | $74,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 832 | $74,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,372 | $72,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 800 | $72,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,698 | $71,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 700 | $69,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 529 | $66,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,191 | $66,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 5,400 | $66,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 708 | $65,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,052 | $65,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,000 | $65,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,733 | $61,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 590 | $59,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 457 | $59,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,400 | $59,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 1,287 | $59,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,202 | $59,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,500 | $58,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,500 | $57,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,000 | $57,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 300 | $56,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 717 | $56,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,000 | $55,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 525 | $55,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 1,150 | $54,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,600 | $53,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 400 | $52,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 1,437 | $52,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 400 | $51,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 800 | $50,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 1,000 | $50,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,826 | $49,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 400 | $49,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 626 | $49,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 600 | $49,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 300 | $48,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 141 | $46,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 925 | $46,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 875 | $46,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 1,000 | $46,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 400 | $44,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,275 | $44,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 798 | $44,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 940 | $43,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,193 | $42,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 704 | $41,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 400 | $41,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 700 | $41,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,477 | $40,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 400 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 141 | $39,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 917 | $39,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 185 | $39,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 500 | $38,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 356 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 800 | $38,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 400 | $37,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 495 | $37,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,500 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 886 | $36,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 300 | $36,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 240 | $36,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 400 | $36,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 50 | $35,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 975 | $35,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 1,568 | $35,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,700 | $33,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 700 | $33,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 423 | $33,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 500 | $33,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 820 | $33,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,571 | $32,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 600 | $32,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 800 | $32,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 6,000 | $32,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 900 | $31,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,053 | $31,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 425 | $30,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 412 | $30,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 600 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 900 | $29,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 30,000 | $29,000 | thousands by filing date | principal |
| NUCOR CORP COM | 670346105 | Stock | 500 | $28,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 359 | $28,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 26,000 | $28,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522109 | COM | 560 | $27,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 30,000 | $27,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 400 | $26,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 420 | $26,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 250 | $26,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,000 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 1,000 | $26,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 25,000 | $26,000 | thousands by filing date | principal |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 400 | $25,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 300 | $25,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 374 | $25,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 25,000 | $25,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 25,000 | $25,000 | thousands by filing date | principal |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 2,563 | $25,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 275 | $24,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 583 | $24,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 200 | $24,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 200 | $24,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 958 | $24,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 19,000 | $24,000 | thousands by filing date | principal |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 23,000 | $24,000 | thousands by filing date | principal |
| CIENA CORP | 171779AE1 | NOTE | 25,000 | $24,000 | thousands by filing date | principal |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 900 | $23,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 6,275 | $23,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 24,000 | $23,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 250 | $22,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 850 | $22,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 458 | $22,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 250 | $21,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 500 | $21,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 300 | $21,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 419 | $20,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 200 | $20,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 190 | $20,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 180 | $19,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 425 | $19,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 159 | $18,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 18,000 | $18,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 17,000 | $18,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 17,000 | $18,000 | thousands by filing date | principal |
| THAI FUND INC | 882904105 | CMN | 1,396 | $18,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 305 | $17,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 150 | $17,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,010 | $17,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 20,000 | $17,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 20,000 | $17,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 13,000 | $17,000 | thousands by filing date | principal |
| GOODRICH | 382410AG3 | NOTE5 | 16,000 | $17,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 300 | $16,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 333 | $16,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 400 | $16,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 250 | $16,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 250 | $16,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 16,000 | $16,000 | thousands by filing date | principal |
| DRESSER-RAND GROUP INC | 261608103 | COM | 194 | $16,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 1,055 | $16,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 298 | $15,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 222 | $15,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 200 | $15,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 58 | $15,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 127 | $15,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 400 | $15,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 600 | $15,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 16,000 | $15,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 15,000 | $15,000 | thousands by filing date | principal |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 258 | $14,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 191 | $14,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 286 | $14,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 250 | $14,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 14,000 | $14,000 | thousands by filing date | principal |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 147 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 200 | $13,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 600 | $13,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 107 | $13,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 300 | $13,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 13,000 | $13,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 13,000 | $13,000 | thousands by filing date | principal |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 200 | $12,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 183 | $12,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 320 | $12,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 88 | $12,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,062 | $12,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 250 | $12,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 200 | $11,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 338 | $11,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 10,000 | $11,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 12,000 | $11,000 | thousands by filing date | principal |
| CYTEC INDS INC | 232820100 | COM | 230 | $11,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 11,000 | $11,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 10,000 | $11,000 | thousands by filing date | principal |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 13,000 | $11,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 11,000 | $11,000 | thousands by filing date | principal |
| GARTNERINC | 366651107 | STOK | 134 | $10,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 165 | $10,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 100 | $10,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 190 | $10,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 163 | $10,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 210 | $10,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 100 | $10,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 137 | $10,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 121 | $10,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 10,000 | $10,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 160 | $9,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 140 | $9,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 259 | $9,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 100 | $9,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,600 | $9,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 200 | $9,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 141 | $9,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 8,000 | $9,000 | thousands by filing date | principal |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 300 | $9,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 9,000 | $9,000 | thousands by filing date | principal |
| Washington Prime Group | 939647103 | COM | 501 | $9,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 10,000 | $9,000 | thousands by filing date | principal |
| Intuit Inc. | 461202103 | COM | 91 | $8,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 400 | $8,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 134 | $8,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 73 | $8,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 134 | $8,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 200 | $8,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 121 | $8,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 83 | $8,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 300 | $8,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 115 | $8,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 8,000 | $8,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 462 | $7,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,000 | $7,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 49 | $7,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $7,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 42 | $7,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 100 | $7,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 200 | $7,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 100 | $7,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,050 | $7,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 541 | $7,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 7,000 | $7,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 7,000 | $7,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 50 | $6,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 104 | $6,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 112 | $6,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 50 | $6,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 297 | $6,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 50 | $6,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 147 | $6,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 56 | $6,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 7,000 | $6,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 6,000 | $6,000 | thousands by filing date | principal |
| CARLISLE COS INC COM | 142339100 | Stock | 53 | $5,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 60 | $5,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 113 | $5,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 66 | $5,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 133 | $5,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 135 | $5,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 103 | $5,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 147 | $5,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 133 | $5,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 218 | $5,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 100 | $5,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 4,000 | $5,000 | thousands by filing date | principal |
| ENERGIZER HLDGS INC | 29266R108 | COM | 37 | $5,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 8,000 | $5,000 | thousands by filing date | principal |
| TOWERS WATSON & CO | 891894107 | CL A | 42 | $5,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 33 | $5,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,025 | $4,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 94 | $4,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 200 | $4,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 35 | $4,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 103 | $4,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 74 | $4,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 5,500 | $4,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 77 | $3,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 39 | $3,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 106 | $3,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 400 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-041760 | this filing | 2014-11-14 | acceptance time not in the bulk data set |