13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-10, with 155 holding rows worth $3,020,532,000.
- Accession
- 0001140361-14-040829
- Filer
- CIK 1222765
- Filed
- 2014-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 191 entries on the cover page, a total value of $3,020,532,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,020,531,601 with VALUE read as dollars, detected, 13F file number 028-10693. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOSTER WHEELER AG | H27178104 | COM | 4,821,814 | $152,465,759 | dollars, detected | |
| TW TELECOM INC | 87311L104 | COM | 3,516,084 | $146,304,255 | dollars, detected | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 14,674,000 | $145,088,918 | dollars, detected | principal |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 12,836,287 | $134,524,288 | dollars, detected | |
| SAFEWAY INC | 786514208 | COM NEW | 3,914,835 | $134,278,841 | dollars, detected | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 1,820,872 | $126,386,726 | dollars, detected | |
| URS CORP NEW | 903236107 | COM | 2,191,831 | $126,271,384 | dollars, detected | |
| DIRECTV | 25490A309 | COM | 1,458,012 | $126,147,198 | dollars, detected | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 447,671 | $115,969,173 | dollars, detected | |
| FAMILY DLR STORES INC | 307000109 | COM | 1,455,604 | $112,430,853 | dollars, detected | |
| PEPCO HOLDINGS INC | 713291102 | COM | 3,858,269 | $103,247,278 | dollars, detected | |
| COVIDIEN PLC | G2554F113 | SHS | 1,182,185 | $102,270,824 | dollars, detected | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 5,352,202 | $102,066,492 | dollars, detected | |
| Concur Technologies, Inc. | 206708109 | COM | 628,115 | $79,657,544 | dollars, detected | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 934,712 | $71,458,732 | dollars, detected | |
| ATHLON ENERGY INC | 047477104 | COM | 1,216,204 | $70,819,559 | dollars, detected | |
| BCE INC COM NEW | 05534B760 | Stock | 1,652,881 | $70,678,596 | dollars, detected | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 656,661 | $66,486,926 | dollars, detected | |
| TIME WARNER CABLE INC | 88732J207 | COM | 423,383 | $60,751,227 | dollars, detected | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 909,491 | $58,953,207 | dollars, detected | |
| TIM HORTONS INC | 88706M103 | COM | 608,852 | $47,943,799 | dollars, detected | |
| COMPUWARE CORP | 205638109 | COM | 4,489,830 | $47,637,096 | dollars, detected | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 1,975,770 | $46,687,445 | dollars, detected | |
| ANNIES INC | 03600T104 | COM | 973,140 | $44,667,126 | dollars, detected | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 533,687 | $43,901,093 | dollars, detected | |
| SIGMA ALDRICH CORP | 826552101 | COM | 309,446 | $42,087,750 | dollars, detected | |
| ALLERGAN INC | 018490102 | COM | 182,300 | $32,484,037 | dollars, detected | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 2,338,754 | $31,666,729 | dollars, detected | |
| CONVERSANT INC | 21249J105 | COM | 922,215 | $31,585,864 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 589,800 | $22,612,932 | dollars, detected | |
| MOVE INC | 62458M207 | COM NEW | 908,765 | $19,047,714 | dollars, detected | |
| CONSOL ENERGY INC | 20854P109 | COM | 439,983 | $16,657,756 | dollars, detected | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 173,662 | $16,199,191 | dollars, detected | |
| HUDSON CITY BANCORP | 443683107 | COM | 1,660,436 | $16,139,438 | dollars, detected | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 399,223 | $16,032,796 | dollars, detected | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 169,670 | $15,974,431 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 485,972 | $15,521,946 | dollars, detected | |
| LINDE PLC F | 532771102 | COM | 696,951 | $15,472,312 | dollars, detected | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 1,118,112 | $15,407,583 | dollars, detected | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,133,679 | $14,851,195 | dollars, detected | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 571,264 | $14,487,151 | dollars, detected | |
| MYLAN INC | 628530107 | COM | 306,826 | $13,957,515 | dollars, detected | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 589,621 | $12,936,285 | dollars, detected | |
| TAMINCO CORP | 87509U106 | COM | 494,290 | $12,900,969 | dollars, detected | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 631,810 | $12,737,290 | dollars, detected | |
| B/E AEROSPACE INC | 073302101 | COM | 146,480 | $12,295,531 | dollars, detected | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 1,434,973 | $12,225,970 | dollars, detected | |
| MANITOWOC COMPANY INC | 563571108 | COM | 471,811 | $11,063,968 | dollars, detected | |
| OUTERWALL INC | 690070107 | COM | 195,431 | $10,963,679 | dollars, detected | |
| TYSON FOODS INC CL A | 902494103 | Stock | 236,973 | $9,329,627 | dollars, detected | |
| PEABODY ENERGY CORP | 704549104 | COM | 725,297 | $8,979,177 | dollars, detected | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 649,967 | $8,820,052 | dollars, detected | |
| T-Mobile US,Inc. | 872590104 | COM | 304,545 | $8,792,214 | dollars, detected | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 8,750,000 | $8,728,125 | dollars, detected | principal |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 8,352,000 | $8,680,860 | dollars, detected | principal |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 415,287 | $8,637,970 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 385,984 | $8,549,546 | dollars, detected | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 382,075 | $8,466,782 | dollars, detected | |
| ACTAVIS PLC | G0083B108 | SHS | 34,200 | $8,251,776 | dollars, detected | |
| VIACOM INC | 92553P201 | CL B | 97,720 | $7,518,577 | dollars, detected | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 112,810 | $7,285,270 | dollars, detected | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 589,800 | $7,269,285 | dollars, detected | put |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 7,072,000 | $6,943,820 | dollars, detected | principal |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 146,273 | $6,762,201 | dollars, detected | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 165,574 | $5,962,320 | dollars, detected | |
| DNOW INC | 67011P100 | COMMON STOCK | 190,236 | $5,785,077 | dollars, detected | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 97,714 | $5,567,744 | dollars, detected | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 283,644 | $5,502,694 | dollars, detected | |
| E M C CORP MASS | 268648102 | COM | 171,000 | $5,003,460 | dollars, detected | |
| TYSON FOODS | 902494301 | COM | 98,379 | $4,948,464 | dollars, detected | |
| SHUTTERFLY INC | 82568P304 | COM | 98,834 | $4,817,169 | dollars, detected | |
| GLOBALSTAR INC | 378973AD3 | NOTE 8.000% 4/0 | 754,661 | $4,613,337 | dollars, detected | principal |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 55,000 | $4,438,500 | dollars, detected | |
| PETSMART INC | 716768106 | COM | 63,199 | $4,429,618 | dollars, detected | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 34,200 | $4,213,782 | dollars, detected | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 14,657 | $4,092,528 | dollars, detected | |
| CIVEO CORP | 178787107 | COM | 347,036 | $4,029,088 | dollars, detected | |
| XRS CORP | 983845108 | COM | 682,995 | $3,790,622 | dollars, detected | |
| Cal Dive International | 12802TAB7 | CONV BOND | 5,741,000 | $3,738,826 | dollars, detected | principal |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 197,954 | $3,321,668 | dollars, detected | |
| VALEANT PHARMACEUTICALS INTE | 91911K902 | COM | 232,900 | $3,251,025 | dollars, detected | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 904,405 | $3,156,373 | dollars, detected | |
| TALISMAN ENERGY INC | 87425E103 | COM | 353,313 | $3,056,157 | dollars, detected | |
| AT&T INC | 00206R952 | PUT | 1,954,000 | $2,794,220 | dollars, detected | put |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 18,217 | $2,757,507 | dollars, detected | put |
| BURGER KING WORLDWIDE INC | 121220957 | Cmn | 487,100 | $2,651,570 | dollars, detected | put |
| SWS GROUP INC | 78503N107 | COM | 333,611 | $2,298,580 | dollars, detected | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 126,415 | $1,946,791 | dollars, detected | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 123,498 | $1,927,804 | dollars, detected | |
| PIKE ELEC CORP | 721283109 | COM | 160,000 | $1,902,400 | dollars, detected | |
| TIME WARNER INC | 887317303 | COM NEW | 24,300 | $1,827,603 | dollars, detected | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 24,429 | $1,818,495 | dollars, detected | |
| CIVEO CORP | 178787957 | OPTION | 351,600 | $1,728,000 | dollars, detected | put |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 118,800 | $1,686,960 | dollars, detected | |
| TIME WARNER CABLE | 88732J957 | COM | 294,500 | $1,553,955 | dollars, detected | put |
| CAREFUSION CORP | 14170T101 | COM | 31,501 | $1,425,420 | dollars, detected | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 39,296 | $1,224,856 | dollars, detected | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 47,511,674 | $1,210,797 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 43,388 | $1,095,113 | dollars, detected | |
| COVIDIEN PLC | G2554F953 | COM | 877,100 | $847,310 | dollars, detected | put |
| IRON MTN INC NEW REIT | 462846106 | COM | 24,431 | $797,672 | dollars, detected | |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 500,000 | $652,500 | dollars, detected | principal |
| OUTERWALL INC | 690070957 | Cmn | 195,400 | $581,315 | dollars, detected | put |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 500,000 | $515,938 | dollars, detected | principal |
| ALLERGAN INC | 018490902 | COM | 40,000 | $479,500 | dollars, detected | call |
| WEATHERFORD INTL PLC | G48833950 | PUT | 732,800 | $440,873 | dollars, detected | put |
| KODIAK OIL GAS CORP | 50015Q950 | COM | 653,300 | $424,645 | dollars, detected | put |
| MEDTRONIC INC | 585055106 | COM | 6,500 | $402,675 | dollars, detected | |
| TRW AUTOMOTIVE HOLDINGS CORP | 87264S906 | COM | 99,800 | $394,210 | dollars, detected | call |
| ALLERGAN INC | 018490952 | COM | 341,100 | $381,470 | dollars, detected | put |
| MYLAN INC | 628530957 | COM | 293,200 | $368,927 | dollars, detected | put |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 2,950,869 | $354,104 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203R954 | COM | 781,600 | $337,144 | dollars, detected | put |
| Albemarle Corp | 012653951 | PUT | 161,000 | $324,435 | dollars, detected | put |
| SHIRE PLC-ADR | 82481R956 | COM | 402,800 | $269,960 | dollars, detected | put |
| DNOW INC | 67011P950 | COM | 293,000 | $258,858 | dollars, detected | put |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 195,000 | $254,378 | dollars, detected | put |
| B/E AEROSPACE INC | 073302951 | COM | 146,400 | $248,880 | dollars, detected | put |
| EMC CORP/MA | 268648952 | COM | 317,600 | $243,717 | dollars, detected | put |
| T-MOBILE US INC | 872590954 | COM | 293,200 | $225,764 | dollars, detected | put |
| ABBVIE INC | 00287Y959 | COM | 379,600 | $206,640 | dollars, detected | put |
| BREAD FINANCIAL HOLDINGS INC | 018581958 | PUT | 42,800 | $192,240 | dollars, detected | put |
| DISH NETWORK CORP-A | 25470M959 | COM | 112,300 | $187,273 | dollars, detected | put |
| ACTAVIS PLC | G0083B958 | COM | 34,200 | $177,840 | dollars, detected | put |
| KINDRED HEALTHCARE INC | 494580953 | COM | 294,500 | $161,975 | dollars, detected | put |
| VIACOM INC-CLASS B | 92553P951 | COM | 97,700 | $161,205 | dollars, detected | put |
| TW TELECOM INC | 87311L904 | COM | 76,100 | $150,298 | dollars, detected | call |
| BALLY TECHNOLOGIES INC | 05874B907 | COM | 55,000 | $144,375 | dollars, detected | call |
| Salesforce.com, Inc | 79466L302 | COM | 2,100 | $120,813 | dollars, detected | |
| CONCUR TECHNOLOGIES INC | 206708959 | COM | 58,373 | $109,300 | dollars, detected | put |
| TYSON FOODS INC | 902494953 | CL A | 341,700 | $98,903 | dollars, detected | put |
| ILLUMINA INC | 452327109 | COM | 600 | $98,352 | dollars, detected | |
| AGILENT TECHNOLOGIES INC | 00846U951 | COM | 171,000 | $84,863 | dollars, detected | put |
| GENTIVA HEALTH SERVICES CMN STOCK | 37247A952 | Cmn | 195,500 | $83,088 | dollars, detected | put |
| CF INDUSTRIES HOLD | 125269950 | PUT | 19,500 | $82,388 | dollars, detected | put |
| TW TELECOM INC CMN STK | 87311L954 | Cmn | 49,900 | $82,335 | dollars, detected | put |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 2,000,000 | $70,000 | dollars, detected | put |
| MOLSON COORS BEVERAGE CO | 60871R959 | CL B | 50,000 | $68,750 | dollars, detected | put |
| SHUTTERFLY INC | 82568P954 | COM | 97,600 | $68,320 | dollars, detected | put |
| BALLY TECHNOLOGIES INC | 05874B957 | COM | 55,000 | $64,625 | dollars, detected | put |
| ENERGIZER HOLDINGS INC | 29266R958 | COM | 39,100 | $64,515 | dollars, detected | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 25,100 | $62,248 | dollars, detected | |
| EXPRESS INC | 30219E953 | COM | 246,800 | $50,985 | dollars, detected | put |
| PETSMART INC | 716768956 | COM | 63,500 | $33,338 | dollars, detected | put |
| BERRY PLASTICS GROUP INC | 08579W953 | COM | 97,700 | $26,868 | dollars, detected | put |
| CHARTER COMMUNICATIONS INC D | 16117M955 | CL A NEW | 19,500 | $25,838 | dollars, detected | put |
| IRON MOUNTAIN INC | 462846956 | COM | 48,900 | $25,673 | dollars, detected | put |
| INTERNATIONAL RECTIFIER COMMON NEW YORK | 460254955 | Cmn | 195,800 | $12,715 | dollars, detected | put |
| ILLUMINA INC | 452327959 | PUT | 19,800 | $8,910 | dollars, detected | put |
| CIVEO CORP | 178787907 | Cmn | 140,300 | $3,508 | dollars, detected | call |
| GLIMCHER RLTY TR SH BEN INT | 379302952 | OPTION | 82,300 | $3,143 | dollars, detected | put |
| FAMILY DOLLAR STORES | 307000959 | COM | 119,800 | $2,995 | dollars, detected | put |
| PROTECTIVE LIFE CORP CMN STK | 743674953 | Cmn | 19,700 | $2,463 | dollars, detected | put |
| PIKE ELECTRIC CORP COMMON STOCK | 721283959 | Cmn | 75,800 | $1,895 | dollars, detected | put |
| SIGMA-ALDRICH | 826552951 | COM | 2,100 | $473 | dollars, detected | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-040829 | this filing | 2014-11-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-041212 | base | 2014-11-12 | acceptance time not in the bulk data set |