13F-HR/A filed by TOCQUEVILLE ASSET MANAGEMENT L.P.
TOCQUEVILLE ASSET MANAGEMENT L.P. filed this 13F-HR/A for the quarter ended 2014-06-30, filed 2014-09-18, with 1,793 holding rows worth $10,275,572,000.
- Accession
- 0001140361-14-035987
- Filer
- CIK 883961
- Filed
- 2014-09-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, amendment of type restatement, 1,863 entries on the cover page, a total value of $10,275,572,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,275,572,000 with VALUE read as thousands by filing date, 13F file number 028-03589. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Homefed | 43739d307 | COM | 237 | $14,000 | thousands by filing date | |
| MONITISE PLC SHS | G6258F105 | PLC SHS | 15,800 | $14,000 | thousands by filing date | |
| Bayer AG | D07112119 | COM | 100 | $14,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 300 | $13,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 200 | $13,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 375 | $13,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 255 | $13,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 757 | $13,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 300 | $13,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 400 | $13,000 | thousands by filing date | |
| FEDERATED HERMES EQUITY FUNDS | 314172644 | MF | 1,975 | $13,000 | thousands by filing date | |
| CONRAD INDUSTRIES INCORPORATED | 208305102 | Equities | 325 | $13,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 395 | $13,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,000 | $13,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 200 | $13,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,910 | $13,000 | thousands by filing date | |
| Maiden Holdings 8.25%Prp Cl8/2 | g5753u120 | PFD | 500 | $13,000 | thousands by filing date | |
| COUNTRYWIDE CAP IVGTD TR PFD SECS | 22238E206 | EQUITIES | 500 | $13,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 369 | $12,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 324 | $12,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 250 | $12,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,000 | $12,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 300 | $12,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 240 | $12,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 300 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 500 | $12,000 | thousands by filing date | |
| Citigroup 5.8% B1 Call 4/18 QD | 172967366 | PFD | 500 | $12,000 | thousands by filing date | |
| Dreyfus Research Growth Fund I | 26203H409 | COM | 871 | $12,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 179 | $11,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 71 | $11,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,000 | $11,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 697 | $11,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 224 | $11,000 | thousands by filing date | |
| FUNDAMENTAL INVESTORS | 360802102 | MFD | 204 | $11,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,000 | $11,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 328 | $11,000 | thousands by filing date | |
| JANUS HENDERSON MID-CAP VALUE FUND CLASS T | 471023598 | OPEN END TAXABLE NO LOAD FUND | 443 | $11,000 | thousands by filing date | |
| Bfc Financial Corp. Cl A | 055384200 | COM | 2,850 | $11,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 440 | $11,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 100 | $10,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 475 | $10,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 709 | $10,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 420 | $10,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 200 | $10,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 350 | $10,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 367 | $10,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,600 | $10,000 | thousands by filing date | |
| INVSTMNT CO OF AMER CL-A | 461308108 | MFD | 249 | $10,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 490 | $10,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 100 | $10,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 700 | $10,000 | thousands by filing date | |
| TAG Oil Ltd | 87377N200 | Common Stock | 4,000 | $10,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 188 | $9,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 308 | $9,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 300 | $9,000 | thousands by filing date | |
| IMAGEWARE SYSTEMS INC COM | 45245S108 | COM | 3,800 | $9,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 700 | $9,000 | thousands by filing date | |
| HELLENIC TELECOM ORG | 423325307 | Common Stock | 1,245 | $9,000 | thousands by filing date | |
| DFA INTERNATIONAL REAL ESTATE SEC I | 233203348 | Mutual Fund | 1,618 | $9,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 137 | $9,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 140 | $9,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 200 | $8,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 537 | $8,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 125 | $8,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,000 | $8,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 100 | $8,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 250 | $8,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 181 | $8,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 290 | $8,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 196 | $8,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 100 | $7,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 167 | $7,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 125 | $7,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 416 | $7,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 968 | $7,000 | thousands by filing date | |
| FALCON OIL & GAS LTD COM | 306071101 | SHS | 40,000 | $7,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,200 | $7,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,000 | $7,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 346 | $7,000 | thousands by filing date | |
| KEYON COMMUNICATIONS HOLDINGS | 493312201 | COM | 340,604 | $7,000 | thousands by filing date | |
| TERRACE ENERGY CORP COM | 88103M102 | COM | 3,800 | $7,000 | thousands by filing date | |
| KONINKLIJKE AHOLD NV-SP ADR | 500467105 | ADR | 366 | $7,000 | thousands by filing date | |
| Allied World Assurance Co | 026192226 | COM | 177 | $7,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 87 | $6,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 200 | $6,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $6,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 400 | $6,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 150 | $6,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 400 | $6,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 400 | $6,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 2,538 | $6,000 | thousands by filing date | |
| Sun Life Financial Services of | 886796105 | COM | 152 | $6,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 72 | $5,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 167 | $5,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 439 | $5,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 255 | $5,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 150 | $5,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 252 | $5,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 157 | $5,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 10,244 | $5,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,000 | $5,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,800 | $5,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 90 | $5,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 187 | $5,000 | thousands by filing date | |
| URANIUM PARTN CORP COM | 917017105 | Common Stock | 1,000 | $5,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 278 | $4,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 425 | $4,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 103 | $4,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 156 | $4,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 90 | $4,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 346 | $4,000 | thousands by filing date | |
| LUFTHANSA-SPONS ADR | 251561304 | COM | 183 | $4,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 300 | $4,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 209 | $4,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 1,025 | $4,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 214 | $4,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 5,800 | $4,000 | thousands by filing date | |
| TELECOM CORP NEW ZEALAND LTD SPON ADR | 879278208 | ADR | 354 | $4,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 310 | $4,000 | thousands by filing date | |
| HENDERSON EUROPEAN FC | 425067642 | MUTUAL | 99 | $4,000 | thousands by filing date | |
| ALIMENT COUCHE-TARD GAS | 01626P403 | CLASS B | 160 | $4,000 | thousands by filing date | |
| SPROTT INC COM NEW | 852066109 | Stock | 1,500 | $4,000 | thousands by filing date | |
| HIPCRICKET INC NEW COM | 433507100 | COM | 30,000 | $4,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 213 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 38 | $3,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 20 | $3,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 300 | $3,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 50 | $3,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 70 | $3,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 150 | $3,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 45 | $3,000 | thousands by filing date | |
| DANONE SPONSORED ADR | 23636T100 | COM | 180 | $3,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 113 | $3,000 | thousands by filing date | |
| INTERNTNL CONS AIRLS A FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 459348108 | AMERICAN DEPOSITORY | 87 | $3,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 107 | $3,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 42 | $3,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 140 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 82 | $3,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 78 | $3,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | 036419750 | Common | 269 | $3,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 685 | $3,000 | thousands by filing date | |
| Goldman Sachs Satellite Strategies Ptf, Insti | 38143H332 | Com | 317 | $3,000 | thousands by filing date | |
| PUTNAM EQUITY SPECTRUM FUND CL | 74676P219 | COM | 64 | $3,000 | thousands by filing date | |
| FUJI HEAVY INDUS-UNSPONS ADR | 359556206 | COM | 62 | $3,000 | thousands by filing date | |
| VIRTUS ALPHASECTOR FD | 92828R230 | MUTUAL | 144 | $3,000 | thousands by filing date | |
| DAVIS NY VENTURE FD I | 239080401 | MUTUAL | 68 | $3,000 | thousands by filing date | |
| DWS RREEF GLB INFRAS | 233379692 | MUTUAL | 165 | $3,000 | thousands by filing date | |
| PRUDENTIAL EQTY INCOM | 74441L832 | MUTUAL | 183 | $3,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A101 | COM | 1,000 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 715 | $3,000 | thousands by filing date | |
| Internet Gold Golden Lines Ltd | 011564470 | CMN | 245 | $3,000 | thousands by filing date | |
| ING Equity Midcap Opportunitie | 44978A806 | COM | 119 | $3,000 | thousands by filing date | |
| Excelsior Large Cap Growth Fun | 300722683 | COM | 191 | $3,000 | thousands by filing date | |
| FIDELITY FINL TR STG DVINCM IN | 316145804 | COM | 197 | $3,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 600 | $2,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 31 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 600 | $2,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 13 | $2,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 124 | $2,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 75 | $2,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 80 | $2,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 833 | $2,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 163 | $2,000 | thousands by filing date | |
| MITSUI & CO LTD ADR | 606827202 | ADUS | 7 | $2,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 162 | $2,000 | thousands by filing date | |
| OAKMARK INTL FD | 413838202 | Equity Mutual Fu | 93 | $2,000 | thousands by filing date | |
| STORA ENSO OYJ - SPONS ADR | 86210M106 | COM | 201 | $2,000 | thousands by filing date | |
| First Eagle Overseas Fund I | 32008F200 | ETF | 94 | $2,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 600 | $2,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 149 | $2,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 200 | $2,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 35 | $2,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 70 | $2,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 110 | $2,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 292 | $2,000 | thousands by filing date | |
| MAINSTAY MARKETFIELD FD CL I | 56064B852 | Equity Mutual Fu | 124 | $2,000 | thousands by filing date | |
| H&R REIT | 404428203 | COM | 78 | $2,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 202 | $2,000 | thousands by filing date | |
| Newcrest Mining ADS | 651191108 | ADR | 244 | $2,000 | thousands by filing date | |
| PIMCO ALL ASSET AUTH | 72201M438 | MUTUAL | 196 | $2,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 4,000 | $2,000 | thousands by filing date | |
| WINTHROP RLTY TR | 976391102 | SH BEN INT | 127 | $2,000 | thousands by filing date | |
| Terastor Corp Ser-E Pfd | 8807779E9 | COM | 1,891 | $2,000 | thousands by filing date | |
| Terastor Corp Ser-A Pfd | 8807779B5 | COM | 1,668 | $2,000 | thousands by filing date | |
| Terastor Corp Ser-B Pfd | 8807779C3 | COM | 1,984 | $2,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 141 | $1,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 58 | $1,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 51 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 20 | $1,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1 | $1,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 58 | $1,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 51 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 37 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 115 | $1,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 43 | $1,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 10 | $1,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 61 | $1,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 37 | $1,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 137 | $1,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 94 | $1,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 19 | $1,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 700 | $1,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 200 | $1,000 | thousands by filing date | |
| FUJIFILM HLDGS CORP ADR | 35958N107 | ADR | 30 | $1,000 | thousands by filing date | |
| Edp - Energias De Portugal Sa | 268353109 | Equity | 16 | $1,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 17 | $1,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 85 | $1,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 5 | $1,000 | thousands by filing date | |
| JANUS HENDERSON GLOBAL SELECT T | 471023648 | NTF EQUITY FUNDS | 58 | $1,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 250 | $1,000 | thousands by filing date | |
| JANUS HENDERSON RESEARCH FUND CLASS T | 471023853 | OPEN END TAXABLE NO LOAD FUND | 32 | $1,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 50 | $1,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 175 | $1,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 200 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 112 | $1,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 100 | $1,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 10 | $1,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 109 | $1,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 27 | $1,000 | thousands by filing date | |
| RioCan Real Estate Investment | 766910103 | COM | 26 | $1,000 | thousands by filing date | |
| Franklin Credit Management | 353491103 | COM | 29,025 | $1,000 | thousands by filing date | |
| KEPPEL REIT UNIT REIT | Y4740G104 | COM | 840 | $1,000 | thousands by filing date | |
| Terastor Corp Ser-F Pfd | 8807779F6 | COM | 649 | $1,000 | thousands by filing date | |
| Indust. Dev Bank of Israel Pfd | 456056878 | COM | 1 | $1,000 | thousands by filing date | |
| SilverWillow Energy Corp. | 828513101 | COM | 3,500 | $1,000 | thousands by filing date | |
| Tax Exempt Secs Tr UT Natl Tr | 876946104 | COM | 13 | $1,000 | thousands by filing date | |
| Tax Exempt Secs Tr UT Natl Tr | 876946427 | COM | 5 | $1,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO LTD SHS | G491BT108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XILINX INC | 983919101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC ROC | 53220K215 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wells Fargo & Co Pfd | 949746887 | Preferred Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB LIQUIDATING INC | 05532D107 | COM | 211 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hugoton Royalty Trust | 444717102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Softbrands Inc ACQUIRED | 83402A990 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 313400624 | Preferred | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Walter Energy Inc | 93317Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HSN INC | 404303109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 155,051 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHARD SUPPLY HARDWARE | 685691503 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP - WARRANT | 92839U115 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIG Fractional CUSIP | ACG874152 | Com | 10,384 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 10,320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANAVEX LIFE SCIENCES CORP | 032797102 | cs | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GENERAL MOTORS CO CVP 0 | 370ESC717 | CONVERT | 110,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q2 GOLD RES INC | 74731U104 | COM | 75,131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENGUET CORP | 081851206 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aura Systems, Inc. | 051526200 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Franklin Credit Holding Corp | 353487200 | COM | 29,025 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL STEM CELL CORP C | 460378102 | COM | 6,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB LIQUIDATING INC - CLASS B | 05532D206 | Com | 211 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUDA COAL INC XXX | 744674300 | Common Stock | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANSFELDER METALS LTD COM | 56418U101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC GLUCN CONT RT | 53220K181 | Common Stock | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC GNRAL CONT RT | 53220K199 | Common Stock | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC TR BET CONT RT | 53220K173 | Common Stock | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q MED INC | 747914109 | COMMON STOCK | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rainier Pacific Financial Group Inc | 75087U101 | Common / Ordinary Stock | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Chelsea Therapeutics Contingen | 163esc908 | COM | 80,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cache Exploration Inc | 12715T107 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Reeves Telecom LP (NOT QUOTED) | 75865P209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Refocus Group Inc | 75865x202 | COM | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schoolwurks Inc (DELISTED) | 80802m103 | COM | 4,070 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Selectica Inc (RESTRICTED) | 998syd909 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lauzun Corp | 518994363 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tsingyuan Brewery Ltd. | 89853G105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Umicore Strip VVPR | B95505176 | COM | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| I-Carauction.com Inc (DELISTED | 44934H200 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOC 1/2 Int Rapallo Condo | 999z50787 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOC 1/4 Int Rapallo Condo | 999z50761 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| A21 Inc (Certificate) | 002184109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concept Digital Inc (NOT QUOTE | 20589Y102 | COM | 1,234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Terastor Corp | 8807779A7 | COM | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Terastor Corp Ser-C Pfd | 8807779D1 | COM | 432 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-029889 | superseded | 2014-07-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-035987 | this filing | 2014-09-18 | acceptance time not in the bulk data set |