13F-HR/A filed by TOCQUEVILLE ASSET MANAGEMENT L.P.
TOCQUEVILLE ASSET MANAGEMENT L.P. filed this 13F-HR/A for the quarter ended 2014-06-30, filed 2014-09-18, with 1,793 holding rows worth $10,275,572,000.
- Accession
- 0001140361-14-035987
- Filer
- CIK 883961
- Filed
- 2014-09-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, amendment of type restatement, 1,863 entries on the cover page, a total value of $10,275,572,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,275,572,000 with VALUE read as thousands by filing date, 13F file number 028-03589. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AECOM COM | 00766T100 | Stock | 5,335 | $172,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 4,500 | $172,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,900 | $171,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 7,000 | $171,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,742 | $170,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 17,700 | $170,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 2,538 | $169,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 2,025 | $168,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 10,300 | $168,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 7,300 | $167,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 25,000 | $166,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 15,000 | $165,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 1,370 | $165,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,838 | $164,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 3,300 | $163,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,390 | $163,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 2,618 | $163,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,287 | $163,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 13,500 | $163,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 3,675 | $163,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 8,965 | $163,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,962 | $162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 7,200 | $162,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 8,633 | $160,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,554 | $160,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,700 | $160,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,400 | $160,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 4,000 | $160,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 7,233 | $160,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,994 | $159,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,025 | $159,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 8,793 | $158,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 13,600 | $155,000 | thousands by filing date | |
| COLUMBIA ACORN FUND INSTITUTIONAL CLASS | 197199409 | OPEN END TAXABLE NO LOAD FUND | 4,142 | $155,000 | thousands by filing date | |
| T. ROWE PRICE REAL ESTATE FUND | 779919109 | OPEN END TAXABLE NO LOAD FUND | 6,289 | $155,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,010 | $154,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 3,400 | $154,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 2,164 | $153,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 518,000 | $153,000 | thousands by filing date | |
| SEADRILL LTD | 022416162 | com | 3,820 | $153,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,217 | $152,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 2,500 | $152,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,400 | $152,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 2,582 | $151,000 | thousands by filing date | |
| The Swatch Group AG-BR | h83949141 | COM | 250 | $151,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,750 | $149,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 2,166 | $149,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 6,700 | $149,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,300 | $148,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 3,054 | $148,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,469 | $147,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 50,000 | $147,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 6,500 | $147,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 372 | $146,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,300 | $145,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 3,665 | $145,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,500 | $144,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 15,000 | $144,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 6,002 | $143,000 | thousands by filing date | |
| Goldman Sachs Intl Equity Div | 38144N494 | COM | 17,415 | $143,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,500 | $142,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 8,600 | $142,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 44,000 | $142,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 2,705 | $142,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 20,700 | $142,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,480 | $141,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 5,795 | $141,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 10,184 | $140,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 1,341 | $140,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U407 | GBL ALTER ENRG | 2,122 | $140,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 5,500 | $138,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,100 | $138,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 4,211 | $138,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 8,219 | $138,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,484 | $137,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,170 | $136,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 11,600 | $136,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,750 | $135,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,865 | $135,000 | thousands by filing date | |
| Swiss Re Ltd. | 870886108 | COM | 1,524 | $135,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 2,100 | $134,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,600 | $134,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 4,067 | $133,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,850 | $132,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,900 | $131,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 4,665 | $131,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 3,100 | $130,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 2,344 | $130,000 | thousands by filing date | |
| Pax Ellevate Global Women's In | 70422T208 | COM | 5,750 | $130,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,296 | $129,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,256 | $129,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 12,325 | $129,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 4,350 | $129,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 8,000 | $128,000 | thousands by filing date | |
| DODGE & COX STOCK FUND | 256219106 | SHS | 713 | $127,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 12,950 | $127,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 4,800 | $127,000 | thousands by filing date | |
| Novartis AG | H5820Q150 | FOREIGN | 1,390 | $126,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 2,350 | $126,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,900 | $125,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 5,835 | $125,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,358 | $124,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 7,660 | $124,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 3,500 | $123,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,450 | $123,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 3,700 | $123,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 5,400 | $123,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,100 | $122,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 7,350 | $122,000 | thousands by filing date | |
| First Opportunity Fund | 33587T108 | common stock | 12,700 | $122,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 5,500 | $121,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 14,000 | $121,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 3,300 | $121,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 1,600 | $121,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 4,677 | $120,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 2,307 | $120,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 4,650 | $119,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,234 | $117,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 3,583 | $117,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 3,119 | $117,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 12,788 | $116,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,000 | $114,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 6,693 | $114,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 1,102 | $114,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 3,043 | $113,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 4,740 | $113,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,275 | $112,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 30,000 | $112,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,250 | $111,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 5,000 | $111,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 755 | $111,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,850 | $109,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 862 | $108,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 2,231 | $108,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 4,000 | $108,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,300 | $107,000 | thousands by filing date | |
| Telephone & Data 6.875% Cl 11/ | 879433845 | PFD | 4,250 | $107,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,287 | $106,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,513 | $106,000 | thousands by filing date | |
| Orezone Gold Corp | 68616t109 | COM | 129,525 | $106,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,019 | $105,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 4,000 | $105,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 2,490 | $105,000 | thousands by filing date | |
| Oban Mining Corp | 67423X956 | COM | 530,785 | $104,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 3,002 | $103,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 3,000 | $103,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 5,352 | $103,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,400 | $103,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 802 | $102,000 | thousands by filing date | |
| EDGEWOOD GROWTH FUND INSTL CLASS | 0075W0759 | Mutual Fund | 5,070 | $102,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 6,037 | $101,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 25,000 | $100,000 | thousands by filing date | |
| Micell Technologies Inc Ser D- | 552990327 | COM | 17,699 | $100,000 | thousands by filing date | |
| Micell Technologies Inc Ser D- | 553993056 | COM | 22,214 | $100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,000 | $99,000 | thousands by filing date | |
| SWISSCOM AG-SPONSORED ADR | 871013108 | COM | 312 | $99,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,500 | $98,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 525 | $98,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,425 | $98,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 2,121 | $98,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 5,125 | $98,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 4,000 | $96,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 4,000 | $96,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 900 | $95,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,886 | $95,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,200 | $95,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,750 | $95,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 5,000 | $95,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 4,018 | $94,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 1,775 | $94,000 | thousands by filing date | |
| Canadian Energy Service | 13566W108 | COM | 3,000 | $94,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,200 | $93,000 | thousands by filing date | |
| Public Storage 6.35% Pfd Series R | 74460d125 | com | 3,600 | $93,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 2,600 | $92,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 2,216 | $92,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 1,725 | $92,000 | thousands by filing date | |
| JPMORGAN CHASE 5.5% PFD | 48126E750 | PRD | 4,000 | $92,000 | thousands by filing date | |
| PUBLIC STORAGE PFD T 1/1000TH | 74460W404 | PFD | 3,800 | $92,000 | thousands by filing date | |
| Millicom International Cellula | l6388f128 | CS | 1,000 | $92,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,217 | $91,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,250 | $91,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 2,675 | $91,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,112 | $91,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,881 | $91,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 1,907 | $91,000 | thousands by filing date | |
| Magnum Hunter Ser E PFD MHR.PRE-USA | 55973B409 | Equity Preference | 3,050 | $91,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,421 | $90,000 | thousands by filing date | |
| ATLAS AMERICA INC | 049167109 | COMMON STOCK | 2,000 | $90,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,000 | $89,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 2,160 | $89,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 911 | $89,000 | thousands by filing date | |
| VANGUARD PRIMECAP INV | 921936100 | MFC | 876 | $89,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 6,730 | $88,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 2,849 | $87,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 13,411 | $87,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,275 | $87,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 800 | $87,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,500 | $86,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,439 | $86,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 8,800 | $86,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,600 | $85,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 3,500 | $85,000 | thousands by filing date | |
| LEGG MASON APPREC CL | 52468E402 | MUTUAL | 4,203 | $85,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 5,368 | $84,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,000 | $84,000 | thousands by filing date | |
| GS EQU DIV & PREM I | 38143H720 | Mutual Funds | 7,171 | $84,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,735 | $82,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 788 | $82,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,150 | $82,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,922 | $82,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 3,500 | $82,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 1,475 | $81,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 2,167 | $81,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,500 | $80,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 9,733 | $80,000 | thousands by filing date | |
| ADVISORS SER TR | 00768D764 | OSH ENHN DIV I | 5,711 | $80,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 2,082 | $80,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 3,500 | $79,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 2,500 | $79,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 750 | $79,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,500 | $78,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,100 | $78,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 2,692 | $78,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 518 | $78,000 | thousands by filing date | |
| TELENOR ASA-NOK | 87944W105 | COMMON STOCK | 1,122 | $77,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 4,602 | $77,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 2,200 | $76,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 6,133 | $76,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 2,324 | $76,000 | thousands by filing date | |
| BONAVISTA ENERGY CORP COM | 09784Y108 | Stock | 4,950 | $76,000 | thousands by filing date | |
| Manning & Napier Equity Series | 563821602 | COM | 3,513 | $76,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,423 | $75,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,356 | $75,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 2,106 | $75,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,261 | $74,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,758 | $72,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 1,500 | $72,000 | thousands by filing date | |
| GASTAR EXPLORAT 8.6250% SERIES | 36729P207 | PFD | 2,840 | $72,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 427 | $71,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,900 | $71,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,300 | $71,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,161 | $70,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 1,565 | $70,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 392 | $70,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,560 | $70,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,473 | $70,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 5,851 | $70,000 | thousands by filing date | |
| Kane Holding Co (RESTRICTED) | 999qbr906 | COM | 6,951 | $70,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 20,000 | $69,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 8,603 | $69,000 | thousands by filing date | |
| JPMORGAN LARGE CAP GROWTH I | 4812C0530 | EQUITY FUNDS | 2,077 | $68,000 | thousands by filing date | |
| JANUS HENDERSON OVERSEAS FUND CLASS T | 471023846 | OPEN END TAXABLE NO LOAD FUND | 1,755 | $68,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 1,000 | $68,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 973 | $67,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,667 | $67,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 4,418 | $67,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 2,900 | $67,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,665 | $67,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 925 | $66,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 1,751 | $66,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 6,850 | $66,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,486 | $65,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 3,041 | $65,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 1,528 | $65,000 | thousands by filing date | |
| DODGE & COX INT'L | 256206103 | IFD | 1,368 | $64,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 2,000 | $63,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 7,500 | $63,000 | thousands by filing date | |
| EUPAC FD | 298706102 | International Equities, EAFE, Large Cap Growth | 1,235 | $63,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 2,925 | $63,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,000 | $63,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 615 | $62,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 750 | $62,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 592 | $62,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,273 | $61,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,500 | $61,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 4,030 | $61,000 | thousands by filing date | |
| JPMORGAN EMERGING MARKETS EQUITY I | 4812A0623 | EQUITY FUNDS | 2,485 | $61,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 1,000 | $61,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 1,100 | $61,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 10,000 | $61,000 | thousands by filing date | |
| Silver Range Resources Ltd | 82809p915 | COM | 650,000 | $61,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 9,000 | $60,000 | thousands by filing date | |
| Starhub Ltd. | Y8152F132 | COM | 18,000 | $60,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,062 | $59,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 2,300 | $59,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 527 | $58,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 7,598 | $57,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 879 | $57,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 32,100 | $57,000 | thousands by filing date | |
| T. ROWE PRICE COMM & TECH INVESTOR | 741454102 | NTF EQUITY FUNDS | 788 | $57,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 600 | $56,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 408 | $56,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,400 | $55,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 4,476 | $55,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 757 | $55,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,070 | $55,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 12,462 | $55,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 925 | $55,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 4,000 | $55,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 552 | $54,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 2,044 | $54,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 3,000 | $54,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,559 | $54,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,029 | $54,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 596 | $54,000 | thousands by filing date | |
| DFA SHORT TERM MUNICIPAL BOND I | 233203439 | BOND FUNDS | 5,235 | $54,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,200 | $53,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 250 | $53,000 | thousands by filing date | |
| BLACKROCK GLOBAL ALLOCATION INV A | 09251T103 | COM | 2,389 | $53,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,500 | $52,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 5,000 | $52,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 3,494 | $52,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,650 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 400 | $51,000 | thousands by filing date | |
| DFA LARGE CAP INTERNATIONAL I | 233203868 | EQUITY FUNDS | 2,170 | $51,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,702 | $50,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 600 | $50,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,000 | $49,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,000 | $48,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,014 | $48,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,200 | $48,000 | thousands by filing date | |
| VANGUARD WINDSOR II INV | 922018205 | EQUITY FUNDS | 1,233 | $48,000 | thousands by filing date | |
| PIMCO COMMODITIES PLUS STRATEGY FUND INST'L CLASS | 72201P175 | Mutual Fund | 4,112 | $48,000 | thousands by filing date | |
| FIDELITY DIVERSIFIED INTERNATIONAL | 315910802 | EQUITY FUNDS | 1,253 | $48,000 | thousands by filing date | |
| Fidelity Fund | 316153105 | COM | 1,046 | $48,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,831 | $47,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 903 | $47,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 3,000 | $47,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 6,250 | $47,000 | thousands by filing date | |
| Tortoise Energy Infrastructure, 3.75% Preferred Series B | 89147L704 | preferred stock | 5,000 | $47,000 | thousands by filing date | |
| EATON VANCE WORLDWIDE HEALTH SCI A | 277902813 | NTF EQUITY FUNDS | 3,739 | $47,000 | thousands by filing date | |
| AUST & NZ BANK GRP | Q09504137 | COM | 1,500 | $47,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 3,372 | $46,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 2,850 | $46,000 | thousands by filing date | |
| DWS INTERNATIONAL FUND S | 23337R817 | COMMON | 879 | $46,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 1,164 | $45,000 | thousands by filing date | |
| Growth Fund of America/The | 399874403 | ETF | 983 | $44,000 | thousands by filing date | |
| FIDELITY CAP APPRECIATION FD | 316066109 | MUTUAL FUNDS | 1,181 | $44,000 | thousands by filing date | |
| IJH | 464287507 | COM | 300 | $43,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,000 | $43,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 1,000 | $43,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,001 | $42,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 2,300 | $42,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 700 | $42,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,500 | $42,000 | thousands by filing date | |
| JPMorgan Realty Income - I | 904504503 | COM | 3,253 | $42,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,200 | $41,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,500 | $41,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,567 | $41,000 | thousands by filing date | |
| MFS VALUE I | 552983694 | NTF EQUITY FUNDS | 1,181 | $41,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 2,000 | $41,000 | thousands by filing date | |
| T. Rowe Price New Asia Fund | 77956H500 | ETF | 2,359 | $41,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,500 | $40,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,000 | $40,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 2,088 | $40,000 | thousands by filing date | |
| T. ROWE PRICE GROWTH STOCK | 741479109 | NTF EQUITY FUNDS | 746 | $40,000 | thousands by filing date | |
| DAVIS NY VENTURE FD INC CL A | 239080104 | MF | 915 | $40,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 692 | $40,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,056 | $38,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 800 | $38,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,000 | $38,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,500 | $38,000 | thousands by filing date | |
| BANK OF AMERICA | 060505831 | PFD | 1,500 | $38,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 800 | $37,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,900 | $37,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 800 | $37,000 | thousands by filing date | |
| FIDELITY SELECT TECH HARDWARE PORT | 316390871 | SHS | 467 | $37,000 | thousands by filing date | |
| ABB LTD. | H0010V101 | COM | 1,600 | $37,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,000 | $37,000 | thousands by filing date | |
| Centric Health Corp | 15641A100 | COM | 100,000 | $37,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 500 | $36,000 | thousands by filing date | |
| AMERICAN FUNDS SMALLCAP WORLD A | 831681101 | LOAD EQUITY FUND | 708 | $36,000 | thousands by filing date | |
| Friends Life Group Ltd | G8138T107 | COM | 6,700 | $36,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 397 | $35,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 600 | $35,000 | thousands by filing date | |
| JPMORGAN TR I | 4812A3718 | GROWTH ADVNTG I | 2,442 | $35,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 900 | $35,000 | thousands by filing date | |
| HSBC USA INC SERIES G ADJ RATE | 40428H888 | PREFERRED STOCK | 1,500 | $35,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,975 | $34,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 7,000 | $34,000 | thousands by filing date | |
| VTI | 922908769 | COM | 323 | $33,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 494 | $33,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 2,000 | $33,000 | thousands by filing date | |
| DFA US SMALL CAP I | 233203843 | EQUITY FUNDS | 1,039 | $33,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,125 | $33,000 | thousands by filing date | |
| HANG SENG BANK LTD. | y30327103 | COM | 2,000 | $33,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 447 | $32,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 419 | $32,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 1,100 | $32,000 | thousands by filing date | |
| DFA REAL ESTATE SECURITIES I | 233203835 | EQUITY FUNDS | 1,051 | $32,000 | thousands by filing date | |
| AIR FRANCE-KLM-ADR | 009119108 | COM | 2,521 | $32,000 | thousands by filing date | |
| COLUMBIA VAL & RESTRC | 19765Y514 | MUTUAL | 625 | $32,000 | thousands by filing date | |
| CANADIAN PACIFIC LTD | 135923100 | EQUS | 175 | $32,000 | thousands by filing date | |
| MATTHEWS INTL FDS | 577130859 | COM | 1,451 | $32,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 349 | $31,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 628 | $31,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 536 | $31,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 400 | $31,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,100 | $31,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 305 | $30,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,000 | $30,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 575 | $30,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 800 | $30,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 2,525 | $30,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,000 | $29,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,750 | $29,000 | thousands by filing date | |
| COLUMBIA SELIGMAN | 19766H429 | Common, Sector, Information Technology, Large Cap Growth | 500 | $29,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 908 | $28,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 400 | $28,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 550 | $28,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 431 | $28,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 1,000 | $28,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 630 | $28,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 600 | $28,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,000 | $28,000 | thousands by filing date | |
| ABTECH HLDGS INC | 00400H108 | COM | 74,000 | $28,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 350 | $27,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 614 | $27,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 600 | $27,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 415 | $27,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 1,700 | $27,000 | thousands by filing date | |
| Qwest Corporation 7.50% Notes | 74913G303 | PFD | 1,000 | $27,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 650 | $26,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD 8.25 SR T | 313586737 | Preferred | 2,000 | $26,000 | thousands by filing date | |
| REALTY INCOME CORP 6.75% PFD C | 756109708 | PRD | 1,000 | $26,000 | thousands by filing date | |
| KEPPEL CORP LTD | Y4722Z120 | COMMON STOCK | 3,000 | $26,000 | thousands by filing date | |
| Lafarge SA | f54432111 | COM | 300 | $26,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 398 | $25,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 400 | $25,000 | thousands by filing date | |
| HRDG LVNR INTL EQUITY | 412295107 | COM | 1,325 | $25,000 | thousands by filing date | |
| Fidelity Equity Dividend Incom | 316145101 | Com | 971 | $25,000 | thousands by filing date | |
| Matthews Japan Fund | 577130800 | Mutual Fund | 1,487 | $25,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 360 | $25,000 | thousands by filing date | |
| MORGAN STANLEY CAP TRUST #4 PF | 617462205 | PREFERR | 1,000 | $25,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 200 | $24,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 384 | $24,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 2,665 | $24,000 | thousands by filing date | |
| RBS CAP FDG TR V GTD TR PFD SECS 5.90% | 74928K208 | PREFERRED EQUITY | 1,000 | $24,000 | thousands by filing date | |
| Solar Capital 6.75% Cl 11/17 | 83413u308 | PFD | 1,000 | $24,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 1,000 | $24,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,302 | $23,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 1,000 | $23,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 252 | $23,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 2,502 | $23,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 1,125 | $23,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 1,000 | $23,000 | thousands by filing date | |
| Charles Schwab 7% Perp/Call 2/ | 808513AE5 | PFD | 20,000 | $23,000 | thousands by filing date | principal |
| Growth Fund America 529C | 399874700 | COM | 523 | $23,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 300 | $22,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 486 | $22,000 | thousands by filing date | |
| SLM CORP 6% SR NTMAT 12/15/43CALLABLE 12/15/08 | 78442P304 | EQUITIES | 1,000 | $22,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 400 | $21,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 2,027 | $21,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 672 | $21,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,400 | $20,000 | thousands by filing date | |
| Lazard Emerging Mkts | 52106N889 | MF | 987 | $20,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 306 | $20,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 2,000 | $20,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 750 | $20,000 | thousands by filing date | |
| COM DEV INTERNATIONAL LTD | 199907106 | COM | 5,000 | $20,000 | thousands by filing date | |
| GABELLI SMALL CAP GROWTH AAA | 36239T103 | GABSX | 401 | $20,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 400 | $20,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 433 | $19,000 | thousands by filing date | |
| China Mobile Ltd. F (941 HK) | Y14965100 | COM | 2,000 | $19,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 6,884 | $19,000 | thousands by filing date | |
| MAGNUM HUN RE 10.25% | 55973B201 | PREFERR | 700 | $19,000 | thousands by filing date | |
| BRITISH SKY BROADCASTING | 111013108 | COM | 300 | $19,000 | thousands by filing date | |
| HUSKY ENERGY INC | 448055103 | COM | 577 | $19,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 200 | $18,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,500 | $18,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 377 | $18,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 235 | $17,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,360 | $17,000 | thousands by filing date | |
| 529 AMERICAN GROWTH FUND OF AMERICA CLASS A | 399874502 | OPEN END - LOAD FUND 529 | 378 | $17,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 2,000 | $17,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 1,000 | $17,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 299 | $17,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 1,000 | $17,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 3,000 | $17,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 251 | $16,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 150 | $16,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 288 | $16,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,553 | $16,000 | thousands by filing date | |
| Condor Resources Inc | 20676U104 | COM | 250,000 | $16,000 | thousands by filing date | |
| Dunnedin Ventures Inc | 265824102 | COM | 284,870 | $16,000 | thousands by filing date | |
| NRJ Group | F6637Z112 | COM | 1,400 | $16,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 200 | $15,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 250 | $15,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 200 | $15,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 400 | $15,000 | thousands by filing date | |
| HARBOR INTL FD | 411511306 | IFD | 198 | $15,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,121 | $15,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 4,000 | $15,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 2,400 | $15,000 | thousands by filing date | |
| Thyssen Krupp Ag Ord | D8398Q119 | COM | 500 | $15,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 400 | $14,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 428 | $14,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 300 | $14,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 276 | $14,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 125 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-029889 | superseded | 2014-07-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-035987 | this filing | 2014-09-18 | acceptance time not in the bulk data set |