13F-HR filed by ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 598 holding rows worth $8,497,772,000.
- Accession
- 0001140361-14-032806
- Filer
- CIK 1097278
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 603 entries on the cover page, a total value of $8,497,772,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,497,772,000 with VALUE read as thousands by filing date, 13F file number 028-05049. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENI SPA | EJ5170836 | CONV | 800,000 | $1,192,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942XAA6 | NOTE 3.500% 2/0 | 1,000,000 | $1,190,000 | thousands by filing date | principal |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 850,000 | $1,138,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 17,600 | $1,095,000 | thousands by filing date | |
| CIT GROUP INC | 125581GL6 | CORP | 1,000,000 | $1,074,000 | thousands by filing date | principal |
| HEALTHSOUTH CORP | 421924BG5 | CORP | 1,000,000 | $1,071,000 | thousands by filing date | principal |
| FIRST CASH FINANCIAL SER | 31942DAA5 | CORP | 1,000,000 | $1,065,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAZ1 | CORP | 1,000,000 | $1,065,000 | thousands by filing date | principal |
| NAVIOS MARITIME HLDS/FIN | 639365AF2 | CORP | 1,000,000 | $1,051,000 | thousands by filing date | principal |
| DISH DBS CORP | 25470XAQ8 | CORP | 1,000,000 | $1,051,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 1,000,000 | $1,046,000 | thousands by filing date | principal |
| First Quantum Minerals L | 335934AD7 | CORP | 1,005,000 | $1,035,000 | thousands by filing date | principal |
| First Quantum Minerals L | 335934AF2 | CORP | 1,005,000 | $1,034,000 | thousands by filing date | principal |
| Telesat Canada/Telesat L | 87952VAJ5 | CORP | 1,000,000 | $1,031,000 | thousands by filing date | principal |
| KISSNER MILLING CO LTD | 49835DAA7 | CORP | 1,000,000 | $1,030,000 | thousands by filing date | principal |
| HIG BBC INTERMED/HOLDING | 40421XAA2 | CORP | 1,000,000 | $1,025,000 | thousands by filing date | principal |
| SIX FLAGS ENTERTAINMENT | 83001AAA0 | CORP | 1,000,000 | $1,025,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES | 007903BA4 | CORP | 1,000,000 | $1,021,000 | thousands by filing date | principal |
| AVINTIV SPECIALTY MATERI | 731745AM7 | CORP | 1,000,000 | $1,016,000 | thousands by filing date | principal |
| Jefferies Fin Llc / Jfin | 47232MAB8 | CORP | 1,000,000 | $1,010,000 | thousands by filing date | principal |
| TEXAS COMP ELEC HOLD LLC | 88233FAD2 | TERM | 1,000,000 | $1,007,000 | thousands by filing date | principal |
| COMPASS MINERALS INTL INC | 20451NAE1 | Corporate Bond - Domestic | 1,000,000 | $1,000,000 | thousands by filing date | principal |
| OMEGA HLTHCARE INVESTORS | 681936AZ3 | CORP | 930,000 | $986,000 | thousands by filing date | principal |
| ARCELORMITTAL | EP0436352 | CNV PFD | 43,061 | $968,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 15,000 | $961,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 25,500 | $941,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 25,000 | $913,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 14,310 | $882,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 103,000 | $857,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854PAJ8 | CORP | 750,000 | $786,000 | thousands by filing date | principal |
| DUPONT FABROS TECH LP | 26613TAE0 | CORP | 750,000 | $784,000 | thousands by filing date | principal |
| NAVIOS SA LOGIST/FIN US | 63938NAE4 | CORP | 750,000 | $780,000 | thousands by filing date | principal |
| Fannie Mae | 313586752 | PREF STK | 74,302 | $769,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,000 | $746,000 | thousands by filing date | |
| TESORO LOGISTICS LP/CORP | 88160QAA1 | CORP | 650,000 | $686,000 | thousands by filing date | principal |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 7,000 | $663,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 250,000 | $628,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 11,000 | $621,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 25,000 | $589,000 | thousands by filing date | |
| NORSKE SKOGINDUSTRIER | 656533AC0 | CORP | 1,000,000 | $575,000 | thousands by filing date | principal |
| Windstream Corp | 97381WAT1 | bond | 500,000 | $546,000 | thousands by filing date | principal |
| VRINGO INC | 92911N112 | W EXP 06/21/201 | 475,000 | $542,000 | thousands by filing date | |
| TEMBEC INDUSTRIES INC | 87971KAG2 | CORP | 500,000 | $541,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 510,000 | $539,000 | thousands by filing date | principal |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 515 | $523,000 | thousands by filing date | call |
| GENESIS ENERGY LP/GENESI | 37185LAE2 | CORP | 500,000 | $520,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMEN | 538034AG4 | CORP | 500,000 | $506,000 | thousands by filing date | principal |
| GAMING & LEISURE P COM | 36467J108 | REIT | 14,720 | $500,000 | thousands by filing date | |
| GLOBAL PART/GLP FINANCE | 37954FAA2 | CORP | 500,000 | $500,000 | thousands by filing date | principal |
| CASCADES INC | 146900AM7 | CORP | 500,000 | $499,000 | thousands by filing date | principal |
| VISHAY INTERTECHN INC CVT 144A | 928298AJ7 | CONVERT | 511,000 | $496,000 | thousands by filing date | principal |
| BARMINCO FINANCE PTY LTD | 067687AA1 | CORP | 500,000 | $490,000 | thousands by filing date | principal |
| Commercial Metals Co | 201723AK9 | CORP | 500,000 | $488,000 | thousands by filing date | principal |
| SUNCOKE ENERGY INC | 86722AAC7 | CORP | 454,000 | $482,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 38,872 | $472,000 | thousands by filing date | |
| Nextera Energy Inc | 65339F705 | CONVERTIBLE PREFERRED STOCK | 6,387 | $429,000 | thousands by filing date | principal |
| SWIFT SERVICES HLDGS INC | 870755AB1 | CORP | 400,000 | $428,000 | thousands by filing date | principal |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 241,000 | $415,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 283,000 | $399,000 | thousands by filing date | principal |
| MGM HOLDINGS INC-VTG A | 55303C101 | COMMON STOCK | 5,000 | $391,000 | thousands by filing date | |
| NORTHERN BLIZZARD RESOUR | 664784AA3 | CORP | 375,000 | $386,000 | thousands by filing date | principal |
| CATAMARAN CORP | 148887AA0 | CORP | 360,000 | $364,000 | thousands by filing date | principal |
| Endo International PLC | 104205399 | COM | 5,000 | $350,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 314,000 | $344,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 11,400 | $335,000 | thousands by filing date | |
| Hughes Satelite Systems | 444454AB8 | CORP | 300,000 | $335,000 | thousands by filing date | principal |
| AGENUS INC | 00847G705 | COM NEW | 100,000 | $322,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629AG4 | CORP | 310,000 | $322,000 | thousands by filing date | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,946 | $292,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 2,860 | $291,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 5,000 | $290,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 278,000 | $280,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 252,000 | $267,000 | thousands by filing date | principal |
| UNIT CORP NOTE M/W CLBL | 909218AB5 | NOTE M/W CLBL | 250,000 | $267,000 | thousands by filing date | principal |
| Ship Finance International Ltd | 019429954 | CMN | 13,497 | $251,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022DAH3 | CORP | 250,000 | $251,000 | thousands by filing date | principal |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 20,166 | $249,000 | thousands by filing date | |
| TEXAS COMPETITIVE/TCEH | 882330AQ6 | CORP | 500,000 | $228,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 30,000 | $215,000 | thousands by filing date | |
| ENERGY FUTURE/EFIH FINAN | 29ESCQ8K1 | CORP | 2,000,000 | $175,000 | thousands by filing date | principal |
| TRIBUNE CO/NEW-CW13 | 896047115 | TRBNW | 2,000 | $169,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 10,000 | $153,000 | thousands by filing date | |
| LEAR CORP WARRANTS | 521865113 | COMMON | 742 | $129,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097AA5 | CORP | 100,000 | $103,000 | thousands by filing date | principal |
| COOPER-STANDARD HOLDING | 21676P111 | WRNT | 2,436 | $96,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 10,000 | $62,000 | thousands by filing date | |
| CUMULUS MEDIA INC-CL A | 231082116 | COM | 8,144 | $54,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 1,500 | $52,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,400 | $50,000 | thousands by filing date | call |
| SHENGDATECH INC | 823213AD5 | CONV BND | 2,975,000 | $43,000 | thousands by filing date | principal |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 29,000 | $29,000 | thousands by filing date | principal |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 21,000 | $22,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 450 | $19,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,100 | $11,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,500 | $8,000 | thousands by filing date | call |
| EQUINIX INC | 29444UAG1 | CNV | 4,000 | $8,000 | thousands by filing date | principal |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 250 | $7,000 | thousands by filing date | put |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 348 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032806 | this filing | 2014-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-036454 | base | 2014-09-25 | acceptance time not in the bulk data set |