13F-HR filed by Clearbridge Investments, LLC
Clearbridge Investments, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 1,175 holding rows worth $88,908,629,000.
- Accession
- 0001140361-14-032594
- Filer
- CIK 1348883
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 1,175 entries on the cover page, a total value of $88,908,629,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $88,908,629,000 with VALUE read as thousands by filing date, 13F file number 028-11611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerLEGG MASON, INC.028-01700
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 2,000 | $45,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 3,500 | $44,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,400,000 | $44,000 | thousands by filing date | principal |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,197 | $43,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 3,500 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 825 | $41,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,750 | $41,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 5,000 | $41,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 260 | $41,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 1,025,000 | $41,000 | thousands by filing date | principal |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 650 | $40,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 600 | $40,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,666 | $40,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 11,273 | $40,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 4,250,000 | $40,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 4,000,000 | $40,000 | thousands by filing date | principal |
| PULTE GROUP INC COM | 745867101 | Stock | 1,950 | $39,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 3,500,000 | $39,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 3,175,000 | $39,000 | thousands by filing date | principal |
| ALLEGION PLC | G0176J109 | ORD SHS | 666 | $38,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,023 | $38,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,500 | $38,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 520 | $37,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,600 | $37,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,000 | $37,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,477 | $36,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 941 | $36,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,300 | $36,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 2,400 | $36,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,125 | $36,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 620 | $35,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,300,000 | $35,000 | thousands by filing date | principal |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 2,267 | $35,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 420 | $34,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,320 | $34,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 891 | $34,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,306 | $34,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 284 | $33,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 335 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 319 | $33,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 3,105 | $33,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 910 | $33,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,027 | $33,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 404 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 381 | $32,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 800 | $32,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 375 | $32,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 402 | $31,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,099 | $31,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 500 | $31,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 826 | $30,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,000 | $30,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,000 | $30,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 2,953 | $30,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 2,500,000 | $30,000 | thousands by filing date | principal |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,500 | $29,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 2,600 | $29,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 432 | $28,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 400 | $28,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 7,400 | $28,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 3,445 | $28,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 751 | $28,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,992 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,000 | $28,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 308 | $27,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 300 | $27,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 800 | $26,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 312 | $25,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 160 | $25,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,350,000 | $25,000 | thousands by filing date | principal |
| BEMIS INC | 081437105 | COM | 600 | $24,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,012 | $24,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 1,800 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 325 | $22,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 2,000 | $22,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 900 | $21,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 520 | $21,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,026 | $20,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 705 | $20,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,000 | $20,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 321 | $19,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 150 | $19,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 760 | $18,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,250 | $17,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 540 | $17,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 400 | $17,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 500 | $16,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 334 | $16,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 500 | $16,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,189 | $16,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 150 | $16,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 500 | $16,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 620 | $16,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 100 | $15,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 430 | $15,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 400 | $15,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 600 | $15,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,000 | $14,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 548 | $14,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 152 | $13,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 205 | $13,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 223 | $13,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 120 | $13,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,560 | $12,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 200 | $12,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 202 | $12,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 578 | $12,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 303 | $12,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 323 | $12,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 410 | $12,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 213 | $12,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 100 | $12,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 720 | $12,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 500 | $12,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 500 | $11,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 137 | $11,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 200 | $11,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,000 | $11,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 516 | $11,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 104 | $10,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 200 | $10,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 204 | $10,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 570 | $10,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 560 | $10,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,000 | $10,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 242 | $10,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 300 | $10,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 500 | $9,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 120 | $9,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,000 | $9,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 820 | $9,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 1,000 | $9,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 305 | $8,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,000 | $8,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 485 | $8,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,439 | $8,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 352 | $8,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 300 | $8,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 400 | $8,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,500 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 100 | $7,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 228 | $7,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 150 | $6,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 500 | $6,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 100 | $6,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 170 | $6,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 362 | $6,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 447 | $6,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 200 | $6,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 475,000 | $6,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 100 | $5,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 169 | $5,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 1,000 | $5,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 108 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 211 | $4,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 300 | $4,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 300 | $4,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 137 | $4,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 275,000 | $4,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 600 | $3,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 100 | $3,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 189 | $3,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 100 | $2,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 100 | $2,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 300 | $2,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 100 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 101 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 25,000 | $1,000 | thousands by filing date | principal |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1,000 | $1,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 25,000 | $1,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 50,000 | $1,000 | thousands by filing date | principal |
| SILICON IMAGE INC | 82705T102 | COM | 100 | $1,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 25,000 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032594 | this filing | 2014-08-14 | acceptance time not in the bulk data set |