13F-HR filed by Compagnie Lombard Odier SCmA
Compagnie Lombard Odier SCmA filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-08-14, with 848 holding rows worth $2,374,501,000.
- Accession
- 0001140361-14-032413
- Filer
- CIK 1615423
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 1,172 entries on the cover page, a total value of $2,374,501,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,374,501,000 with VALUE read as thousands by filing date, 13F file number 028-16235. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerLombard Odier Asset Management (USA) Corp028-13939
- reports for this filerLombard Odier Asset Management (Switzerland) SA
- reports for this filerLombard Odier Asset Management (Europe) Ltd
- included managerBank Lombard Odier & Co Ltd
- included managerLombard Odier (Europe) S.A.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LINKEDIN CORP | 53578A108 | COM | 1,047 | $227,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 612 | $225,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 2,078 | $225,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,436 | $224,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,093 | $220,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 2,078 | $218,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,363 | $217,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 3,876 | $217,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 4,499 | $215,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 3,971 | $215,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 6,325 | $214,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 17,598 | $214,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 1,891 | $212,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,446 | $210,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 6,584 | $210,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,128 | $208,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,500 | $206,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 3,844 | $206,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,444 | $205,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,076 | $204,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,478 | $204,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,047 | $203,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,572 | $201,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 5,620 | $200,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,672 | $197,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 99,000 | $194,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 200,000 | $194,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 31,255 | $193,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 7,173 | $192,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 5,205 | $192,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 3,834 | $191,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 3,565 | $190,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 2,400 | $189,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 12,488 | $189,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,024 | $188,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 2,570 | $187,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 14,651 | $186,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,548 | $186,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 1,950 | $185,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 5,603 | $184,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,422 | $183,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,431 | $182,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 5,500 | $181,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,140 | $180,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,339 | $179,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 21,316 | $179,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,000 | $178,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,080 | $178,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 18,886 | $178,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 2,050 | $178,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 330 | $176,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 4,250 | $176,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,540 | $175,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,475 | $175,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,953 | $175,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,864 | $174,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,326 | $173,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,503 | $173,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 4,000 | $173,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,000 | $172,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 2,866 | $172,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,133 | $171,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 2,871 | $169,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,740 | $168,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 9,695 | $167,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 2,343 | $166,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 1,387 | $166,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,971 | $162,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,939 | $161,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 3,000 | $160,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 1,307 | $160,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,640 | $157,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,010 | $157,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,275 | $157,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,697 | $155,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 9,041 | $154,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,902 | $153,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 2,263 | $153,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 13,884 | $153,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,250 | $152,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,563 | $152,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 8,440 | $151,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 2,028 | $151,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,894 | $150,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 1,600 | $149,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 44,979 | $149,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 539 | $148,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,452 | $146,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,855 | $145,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 5,528 | $145,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,874 | $145,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 990 | $144,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,873 | $143,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,634 | $143,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,700 | $143,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 4,362 | $142,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 369 | $141,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 7,276 | $141,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 2,122 | $141,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,600 | $138,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,553 | $138,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,410 | $137,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,900 | $136,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,392 | $135,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,503 | $134,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,240 | $134,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,259 | $134,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 2,600 | $134,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,906 | $133,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,000 | $132,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 29,819 | $132,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 1,255 | $132,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,578 | $131,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 4,556 | $131,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,013 | $130,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,598 | $130,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,293 | $130,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,721 | $130,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,565 | $130,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,638 | $129,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,104 | $126,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 2,637 | $125,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,500 | $123,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,201 | $123,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,782 | $121,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 3,131 | $121,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 1,875 | $121,000 | thousands by filing date | |
| IJH | 464287507 | COM | 897 | $120,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,000 | $120,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,069 | $120,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 38,000 | $120,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,477 | $117,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 114,700 | $117,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,077 | $116,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 6,400 | $116,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 8,082 | $116,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 5,899 | $115,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,838 | $114,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,416 | $114,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 110,000 | $114,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,785 | $113,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 6,204 | $113,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,470 | $112,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 1,810 | $112,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,966 | $111,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,400 | $110,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 2,262 | $108,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 2,994 | $108,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,146 | $107,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 1,401 | $106,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,520 | $105,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,150 | $104,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,423 | $104,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 115,000 | $104,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 3,004 | $102,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 971 | $102,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 60,000 | $102,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,900 | $99,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,075 | $98,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 730 | $98,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 75,000 | $97,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 975 | $94,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 3,000 | $94,000 | thousands by filing date | principal |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 2,500 | $93,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440101 | COM | 4,098 | $91,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,200 | $90,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 600 | $89,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 500 | $89,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,370 | $89,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,622 | $88,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,774 | $88,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 1,128 | $88,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 2,800 | $86,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 2,017 | $86,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,151 | $85,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,996 | $84,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,903 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1,420 | $80,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,500 | $80,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 9,000 | $80,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,251 | $77,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,342 | $74,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 600 | $74,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 745 | $72,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,000 | $71,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 3,000 | $70,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,000 | $69,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 505 | $68,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 2,371 | $67,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 6,000 | $67,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 10,000 | $66,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 2,400 | $66,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,000 | $64,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 825 | $63,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,300 | $60,000 | thousands by filing date | principal |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 2,200 | $60,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 2,060 | $59,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 3,887 | $58,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,000 | $58,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 800 | $57,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 4,400 | $57,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 730 | $56,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 809 | $56,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 2,100 | $56,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 3,200 | $56,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 934 | $55,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 44,000 | $52,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,500 | $52,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,000 | $51,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 3,361 | $51,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 6,850 | $49,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,775 | $48,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 733 | $48,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 2,350 | $48,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,098 | $47,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 9,270 | $47,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 10,000 | $46,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 500 | $45,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,500 | $45,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 12,000 | $45,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,500 | $44,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 390 | $43,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 850 | $43,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 558 | $41,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,000 | $41,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 458 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 2,200 | $40,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 833 | $40,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 520 | $39,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,980 | $37,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 500 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 2,169 | $37,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,250 | $36,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,075 | $36,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 23,200 | $36,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,000 | $35,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 500 | $35,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 4,500 | $35,000 | thousands by filing date | |
| AMBOW ED HLDG LTD | 02322P101 | ADR REPSTG CL A | 37,000 | $35,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 600 | $34,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 4,000 | $34,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,150 | $34,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 413 | $32,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 293 | $32,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 400 | $32,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,000 | $31,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 8,250 | $31,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 5,940 | $31,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 10,000 | $31,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 435 | $30,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,500 | $30,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 3,600 | $30,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 63,000 | $30,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 618 | $29,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 971 | $29,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 1,226 | $29,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 600 | $28,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 2,000 | $28,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,450 | $27,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 350 | $27,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,967 | $27,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 49,500 | $27,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 734 | $26,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,750 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 620 | $25,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 8,500 | $25,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 800 | $25,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 660 | $24,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 266 | $24,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,000 | $24,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 370 | $23,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 579 | $23,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 500 | $23,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,060 | $22,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 250 | $21,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 527 | $21,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 338 | $21,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 140 | $21,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,000 | $20,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 15,000 | $20,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 338 | $19,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,000 | $19,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 3,000 | $19,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 200 | $18,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 219 | $18,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 369 | $18,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 15,000 | $18,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 759 | $17,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 403 | $17,000 | thousands by filing date | |
| PROLOGIS | 743410AY8 | NOTE 3.250% 3/1 | 15,000 | $17,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,000 | $15,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 12,500 | $15,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 656 | $15,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 847 | $14,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 2,161 | $14,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 10,000 | $14,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 2,500 | $14,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 1,896 | $14,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 550 | $13,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 5,846 | $12,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 400 | $12,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 80 | $12,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 31 | $12,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,306 | $12,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 5,500 | $12,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 210 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 200 | $10,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,100 | $10,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 6,018 | $10,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 16,667 | $10,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,500 | $9,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 370 | $9,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 1,529 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 700 | $9,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 100 | $8,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 150 | $8,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 500 | $8,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 800 | $8,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 112 | $8,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,142 | $8,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 4,000 | $8,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 660 | $7,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 4,000 | $7,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 347 | $7,000 | thousands by filing date | principal |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 157 | $7,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 100 | $6,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 244 | $6,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 125 | $6,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 800 | $6,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 750 | $6,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 1,000 | $6,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 3,355 | $5,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 800 | $5,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,000 | $4,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 25 | $4,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 150 | $4,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 152 | $3,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 829 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 125 | $3,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 134 | $3,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500 | $2,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 66 | $2,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 565 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 5,000 | $2,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 87 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032413 | this filing | 2014-08-14 | acceptance time not in the bulk data set |