13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 99 holding rows worth $2,943,626,015.
- Accession
- 0001140361-14-032022
- Filer
- CIK 1222765
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 102 entries on the cover page, a total value of $2,943,626,015 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,943,626,016 with VALUE read as dollars, detected, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOREST LABS INC | 345838106 | COM | 3,495,438 | $346,048,362 | dollars, detected | |
| UNS ENERGY CORP | 903119105 | COM | 3,168,083 | $191,383,894 | dollars, detected | |
| SAFEWAY INC | 786514208 | COM NEW | 5,166,594 | $177,420,838 | dollars, detected | |
| FOSTER WHEELER AG | H27178104 | COM | 4,861,134 | $165,618,835 | dollars, detected | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 4,846,297 | $153,385,300 | dollars, detected | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,023,476 | $150,758,015 | dollars, detected | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 2,170,870 | $150,506,417 | dollars, detected | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 8,661,665 | $136,940,924 | dollars, detected | |
| TW TELECOM INC | 87311L104 | COM | 3,175,418 | $128,001,100 | dollars, detected | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 10,685,161 | $116,361,403 | dollars, detected | |
| PEPCO HOLDINGS INC | 713291102 | COM | 4,052,336 | $111,358,193 | dollars, detected | |
| DIRECTV | 25490A309 | COM | 1,185,259 | $100,758,868 | dollars, detected | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 1,149,224 | $89,582,011 | dollars, detected | |
| COVIDIEN PLC | G2554F113 | SHS | 904,481 | $81,566,097 | dollars, detected | |
| ALLERGAN INC | 018490102 | COM | 426,409 | $72,156,931 | dollars, detected | |
| MICROS SYS INC | 594901100 | COM | 745,588 | $50,623,388 | dollars, detected | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 544,444 | $50,355,626 | dollars, detected | |
| NORDION INC | 65563c105 | COM | 3,945,764 | $49,558,796 | dollars, detected | |
| HUDSON CITY BANCORP | 443683107 | COM | 4,723,351 | $46,430,540 | dollars, detected | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 535,032 | $38,056,826 | dollars, detected | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 316,156 | $29,200,168 | dollars, detected | |
| OPENTABLE INC | 68372A104 | COM | 259,100 | $26,842,760 | dollars, detected | |
| CBEYOND INC | 149847105 | COM | 2,472,680 | $24,603,166 | dollars, detected | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 2,226,186 | $23,374,953 | dollars, detected | |
| ACTAVIS PLC | G0083B108 | SHS | 94,424 | $21,061,273 | dollars, detected | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 5,755,317 | $19,913,397 | dollars, detected | |
| PLX TECHNOLOGY INC | 693417107 | COM | 2,634,995 | $17,048,418 | dollars, detected | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 1,500,100 | $16,951,130 | dollars, detected | |
| SCHAWK INC | 806373106 | CL A | 793,354 | $16,152,687 | dollars, detected | |
| TYSON FOODS INC CL A | 902494103 | Stock | 417,692 | $15,680,158 | dollars, detected | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 1,118,112 | $15,351,678 | dollars, detected | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 571,264 | $14,281,600 | dollars, detected | |
| B/E AEROSPACE INC | 073302101 | COM | 152,829 | $14,135,154 | dollars, detected | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 942,515 | $13,534,515 | dollars, detected | |
| MYLAN INC | 628530107 | COM | 253,842 | $13,088,094 | dollars, detected | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 1,434,973 | $12,369,467 | dollars, detected | |
| MEDTRONIC INC | 585055106 | COM | 179,754 | $11,461,115 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 466,001 | $11,435,665 | dollars, detected | |
| OUTERWALL INC | 690070107 | COM | 187,267 | $11,114,296 | dollars, detected | |
| LINDE PLC F | 532771102 | COM | 386,105 | $10,521,361 | dollars, detected | |
| MANITOWOC COMPANY INC | 563571108 | COM | 313,357 | $10,296,911 | dollars, detected | |
| DIGITALGLOBE INC | 25389M877 | COM | 361,218 | $10,041,860 | dollars, detected | |
| CIVEO CORP | 178787107 | COM | 396,343 | $9,920,465 | dollars, detected | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 10,000,000 | $9,900,000 | dollars, detected | principal |
| INGERSOLL-RAND PLC | G47791101 | SHS | 156,677 | $9,793,879 | dollars, detected | |
| CONSOL ENERGY INC | 20854P109 | COM | 210,767 | $9,710,036 | dollars, detected | |
| T-Mobile US,Inc. | 872590104 | COM | 270,743 | $9,102,380 | dollars, detected | |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 8,352,000 | $8,832,240 | dollars, detected | principal |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 7,072,000 | $8,318,440 | dollars, detected | principal |
| YRC Worldwide Inc | 984249AB8 | Note 10.000% 3/3 | 8,079,919 | $8,160,718 | dollars, detected | principal |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 94,716 | $8,152,206 | dollars, detected | |
| PEABODY ENERGY CORP | 704549104 | COM | 478,489 | $7,823,295 | dollars, detected | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 314,871 | $7,714,340 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 212,456 | $7,712,153 | dollars, detected | |
| CAREFUSION CORP | 14170T101 | COM | 164,952 | $7,315,621 | dollars, detected | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 409,863 | $7,131,616 | dollars, detected | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 6,809,000 | $6,723,888 | dollars, detected | principal |
| GLOBALSTAR INC | 378973AD3 | NOTE 8.000% 4/0 | 754,661 | $5,388,751 | dollars, detected | principal |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 91,088 | $5,231,184 | dollars, detected | |
| TALISMAN ENERGY INC | 87425E103 | COM | 437,388 | $4,636,313 | dollars, detected | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 115,278 | $4,414,282 | dollars, detected | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 23,711 | $3,755,348 | dollars, detected | |
| NOBLE CORP PLC | G65431101 | SHS USD | 108,213 | $3,631,628 | dollars, detected | |
| CHICOS FAS INC | 168615102 | COM | 163,880 | $2,779,405 | dollars, detected | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 21,853 | $2,756,100 | dollars, detected | |
| SWS GROUP INC | 78503N107 | COM | 333,611 | $2,428,688 | dollars, detected | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 71,746 | $2,371,205 | dollars, detected | |
| AT&T INC | 00206R952 | PUT | 1,138,800 | $2,334,540 | dollars, detected | put |
| Verizon Communications Inc | 92343V104 | COM | 44,528 | $2,178,755 | dollars, detected | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 26,279 | $1,952,792 | dollars, detected | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 87,021 | $1,481,968 | dollars, detected | |
| M & T BK CORP COM | 55261F104 | Stock | 8,403 | $1,042,392 | dollars, detected | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 16,324 | $805,589 | dollars, detected | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 1,073,900 | $573,858 | dollars, detected | put |
| ALLERGAN INC | 018490952 | COM | 75,000 | $536,250 | dollars, detected | put |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 500,000 | $531,875 | dollars, detected | principal |
| Yamana Gold Inc. | 98426Y100 | COM | 46,754 | $384,706 | dollars, detected | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 269,827 | $369,663 | dollars, detected | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 2,950,869 | $341,711 | dollars, detected | |
| DIGITALGLOBE INC | 25389M957 | Cmn | 362,000 | $253,400 | dollars, detected | put |
| INGERSOLL-RAND PLC | G47791951 | COM | 186,900 | $233,625 | dollars, detected | put |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 2,000,000 | $220,000 | dollars, detected | put |
| ACTAVIS PLC | G0083B958 | COM | 94,400 | $153,400 | dollars, detected | put |
| MYLAN INC | 628530957 | COM | 258,500 | $133,128 | dollars, detected | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 2,800 | $131,376 | dollars, detected | |
| CIVEO CORP | 178787957 | OPTION | 350,300 | $122,605 | dollars, detected | put |
| JUNIPER NETWORKS INC | 48203R954 | COM | 465,800 | $116,450 | dollars, detected | put |
| DIRECTV | 25490A959 | COM | 115,300 | $98,005 | dollars, detected | put |
| TYSON FOODS INC | 902494953 | CL A | 417,600 | $93,960 | dollars, detected | put |
| GENERAL MTRS CO | 37045V950 | PUT | 244,100 | $92,758 | dollars, detected | put |
| CAREFUSION CORP | 14170T951 | Cmn | 165,000 | $90,750 | dollars, detected | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 20,100 | $74,571 | dollars, detected | |
| AbbVie Inc. | 02887Y909 | COM | 51,300 | $65,408 | dollars, detected | call |
| CHARTER COMMUNICATIONS INC D | 16117M955 | CL A NEW | 32,400 | $50,220 | dollars, detected | put |
| MEDTRONIC INC | 585055956 | COM | 179,800 | $44,950 | dollars, detected | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X952 | COM | 91,200 | $36,480 | dollars, detected | put |
| MEDIA GEN INC | 584404957 | COM | 197,100 | $29,565 | dollars, detected | put |
| B/E AEROSPACE INC | 073302951 | COM | 6,300 | $7,560 | dollars, detected | put |
| HORMEL FOODS CORP | 440452950 | COM | 16,300 | $7,335 | dollars, detected | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032022 | this filing | 2014-08-13 | acceptance time not in the bulk data set |