13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 2,715 holding rows worth $351,000,424,000.
- Accession
- 0001140361-14-032005
- Filer
- CIK 1163653
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 4,369 entries on the cover page, a total value of $351,000,424,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $351,000,424,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNomura Capital Markets plc028-15597
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 4,076 | $361,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 35,899 | $361,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 4,819 | $358,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 7,178 | $356,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 37,193 | $356,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,200 | $355,000 | thousands by filing date | call |
| HHGREGG INC | 42833L108 | COM | 35,000 | $355,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 15,649 | $354,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 11,045 | $354,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 30,439 | $354,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 800 | $353,000 | thousands by filing date | call |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 12,764 | $353,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,300 | $352,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 54,958 | $351,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 7,233 | $351,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 15,610 | $349,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 22,158 | $348,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 21,990 | $348,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 8,989 | $348,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 8,819 | $348,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 12,400 | $348,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 324,000 | $348,000 | thousands by filing date | principal |
| STEPAN CO | 858586100 | COM | 6,577 | $347,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 15,482 | $347,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 35,289 | $346,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 11,715 | $346,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,277 | $345,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 25,150 | $345,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,578 | $343,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,075 | $343,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 23,167 | $343,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 11,936 | $342,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 10,032 | $342,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 8,005 | $342,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 7,329 | $341,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 13,546 | $341,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 12,158 | $341,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 37,461 | $341,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 7,389 | $340,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,900 | $339,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 18,252 | $339,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 82,450 | $339,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 8,585 | $337,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 6,539 | $336,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,069 | $335,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 3,910 | $335,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 9,555 | $334,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 13,096 | $334,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 80,745 | $333,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 21,423 | $333,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 5,000 | $333,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 4,082 | $333,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 6,700 | $332,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 4,199 | $332,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,300 | $332,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 11,020 | $332,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 90,064 | $332,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,982 | $331,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 5,150 | $330,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 4,447 | $330,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 5,730 | $329,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 16,798 | $329,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 7,598 | $328,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 71,031 | $328,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 8,076 | $328,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 9,457 | $326,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 4,168 | $326,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 115,873 | $326,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,000 | $325,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 5,093 | $325,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 7,615 | $325,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,749 | $324,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 60,000 | $324,000 | thousands by filing date | call |
| PHARMACYCLICS INC | 716933106 | COM | 3,592 | $324,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 7,052 | $324,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 349,000 | $323,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 15,000 | $322,000 | thousands by filing date | call |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 7,649 | $322,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 13,770 | $322,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 6,726 | $321,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 9,411 | $321,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 6,004 | $321,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 4,539 | $320,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 29,921 | $320,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 6,400 | $319,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 202,733 | $319,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 36,154 | $318,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 5,322 | $317,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 5,521 | $317,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 21,500 | $317,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 10,724 | $317,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 29,328 | $316,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 483 | $315,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,700 | $315,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 14,185 | $314,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,411 | $314,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 38,558 | $314,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 12,002 | $313,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 9,299 | $312,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 34,091 | $312,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 10,000 | $312,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 17,166 | $312,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 100,000 | $312,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 10,151 | $311,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 43,730 | $311,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 11,150 | $311,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 5,195 | $311,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 15,400 | $310,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 5,400 | $310,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 4,350 | $310,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 7,510 | $310,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 10,502 | $309,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 4,713 | $308,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,060 | $307,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,939 | $307,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 19,563 | $306,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,400 | $306,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 4,860 | $306,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 5,025 | $306,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,300 | $306,000 | thousands by filing date | call |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 14,368 | $306,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 25,499 | $305,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 17,296 | $305,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,697 | $304,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 9,247 | $304,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 15,900 | $303,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 99,209 | $303,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 34,163 | $302,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 4,526 | $302,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 17,445 | $302,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 6,593 | $301,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 10,000 | $301,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 20,000 | $301,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 4,065 | $300,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 19,468 | $300,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 6,930 | $299,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 5,406 | $299,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 19,854 | $299,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 16,900 | $298,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 30,063 | $298,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 14,280 | $298,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 29,917 | $298,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 17,144 | $297,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 6,574 | $296,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 10,182 | $296,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 11,602 | $294,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 10,227 | $294,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 3,811 | $294,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 8,552 | $293,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 7,376 | $293,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,919 | $292,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 3,909 | $292,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,600 | $290,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 16,000 | $290,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,435 | $289,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 5,778 | $289,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 12,185 | $289,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 8,393 | $289,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 32,568 | $289,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,038 | $288,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 5,178 | $288,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 14,947 | $288,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 125,800 | $288,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,000 | $287,000 | thousands by filing date | call |
| SPECTRA ENERGY CORP | 847560109 | COM | 6,756 | $287,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 12,703 | $286,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 34,194 | $286,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 3,716 | $286,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,081 | $286,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 12,700 | $286,000 | thousands by filing date | call |
| REGIS CORP | 758932AA5 | NOTE | 285,000 | $285,000 | thousands by filing date | principal |
| PIER 1 IMPORTS INC | 720279108 | COM | 18,250 | $284,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 20,000 | $283,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 10,000 | $283,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 8,511 | $283,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 23,926 | $283,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 10,600 | $282,000 | thousands by filing date | call |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 20,297 | $282,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 26,165 | $282,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 27,430 | $282,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,500 | $280,000 | thousands by filing date | call |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 6,705 | $280,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 97,570 | $280,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 7,100 | $279,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 28,083 | $277,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,151 | $276,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 10,910 | $276,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 21,150 | $276,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 12,890 | $276,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 7,066 | $275,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 16,038 | $274,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 4,648 | $274,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 14,400 | $273,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 7,959 | $272,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 11,624 | $272,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 12,858 | $271,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,982 | $270,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,600 | $270,000 | thousands by filing date | call |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 40,680 | $270,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 5,111 | $269,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 16,100 | $269,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 7,121 | $268,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 6,657 | $268,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,579 | $268,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 19,244 | $268,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 9,943 | $267,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 2,532 | $267,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 14,464 | $267,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 21,004 | $267,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 14,959 | $267,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 6,009 | $266,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,300 | $266,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 2,900 | $266,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 3,899 | $266,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 16,968 | $266,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 4,600 | $265,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,200 | $264,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 11,177 | $264,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 6,878 | $263,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 6,830 | $262,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 13,464 | $262,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,375 | $261,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 10,960 | $261,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 3,963 | $260,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 2,000 | $260,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 7,542 | $259,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,888 | $259,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 6,209 | $259,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 13,736 | $259,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,249 | $258,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,423 | $258,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 2,940 | $257,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 5,246 | $257,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 6,200 | $257,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,674 | $257,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,395 | $256,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 22,110 | $256,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,167 | $256,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 2,123 | $254,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 23,805 | $253,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 1,785 | $253,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 25,028 | $253,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,900 | $252,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,641 | $251,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,633 | $251,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 25,333 | $251,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 18,122 | $250,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 4,975 | $249,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,220 | $248,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 14,096 | $248,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,695 | $247,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 217,000 | $247,000 | thousands by filing date | principal |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 71,300 | $246,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 8,020 | $245,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 17,620 | $245,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,357 | $244,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 3,582 | $244,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 3,648 | $244,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 5,520 | $244,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,159 | $243,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 8,814 | $243,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 3,278 | $243,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 41,848 | $243,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 3,769 | $242,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 26,293 | $242,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 7,942 | $242,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,400 | $241,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 6,078 | $240,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 9,100 | $240,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 103,000 | $240,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 77,283 | $239,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,015 | $239,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,641 | $239,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 32,614 | $239,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,993 | $238,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 31,729 | $238,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 13,400 | $238,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 7,000 | $238,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 9,584 | $238,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 14,874 | $238,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 6,000 | $237,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 15,790 | $236,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 7,260 | $236,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 28,562 | $235,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,510 | $235,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,882 | $235,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 20,266 | $235,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 13,300 | $235,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 5,936 | $235,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 7,393 | $234,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,337 | $234,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 3,700 | $234,000 | thousands by filing date | put |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 7,508 | $234,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 3,884 | $234,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 26,575 | $233,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 23,650 | $233,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 9,400 | $232,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 2,800 | $232,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 9,875 | $231,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 31,117 | $231,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,911 | $230,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 8,450 | $230,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 72,161 | $230,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 10,050 | $229,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 5,843 | $228,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,300 | $227,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 16,325 | $227,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,214 | $226,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 14,544 | $226,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,020 | $225,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 10,654 | $225,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 3,609 | $225,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 8,459 | $225,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 10,354 | $224,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 4,897 | $223,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 7,535 | $223,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 8,828 | $222,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 31,038 | $222,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 8,710 | $222,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 3,500 | $221,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 4,121 | $221,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 8,871 | $221,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 10,105 | $221,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 10,718 | $221,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 7,993 | $220,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 17,246 | $220,000 | thousands by filing date | |
| OBA Financial Services, Inc. | 67424G101 | Common Stock | 10,000 | $220,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 6,070 | $219,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 7,601 | $218,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 3,539 | $218,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 7,690 | $218,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 5,000 | $217,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 7,162 | $216,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,890 | $215,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 6,457 | $215,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 7,607 | $215,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 6,713 | $215,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 4,317 | $215,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 5,575 | $215,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 53,156 | $215,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,546 | $214,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 6,394 | $214,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 7,792 | $214,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 54,100 | $214,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 15,477 | $214,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 78,097 | $213,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 26,623 | $213,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 4,671 | $212,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 5,097 | $212,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 3,487 | $212,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 9,792 | $211,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 9,100 | $211,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 2,055 | $211,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 28,096 | $211,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 26,875 | $210,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,067 | $209,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,000 | $209,000 | thousands by filing date | call |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 13,503 | $209,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 4,704 | $208,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 24,579 | $207,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,087 | $206,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 13,983 | $206,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,387 | $205,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 5,392 | $205,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 5,082 | $205,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 1,000 | $205,000 | thousands by filing date | put |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 5,221 | $205,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 11,796 | $205,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 4,100 | $204,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,768 | $204,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 7,750 | $203,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 9,928 | $202,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 8,027 | $202,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 64,424 | $202,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 14,517 | $202,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,172 | $201,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 24,383 | $201,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 16,972 | $201,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 8,634 | $201,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 3,000 | $201,000 | thousands by filing date | call |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 25,000 | $201,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 11,599 | $200,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 23,714 | $200,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 14,913 | $200,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 35,559 | $200,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 34,763 | $200,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 6,934 | $200,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,579 | $199,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 97,000 | $199,000 | thousands by filing date | principal |
| CBEYOND INC | 149847105 | COM | 20,000 | $199,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 78,868 | $197,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 23,718 | $197,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 25,650 | $196,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 13,741 | $195,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 61,652 | $195,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 10,189 | $194,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 17,419 | $192,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 18,900 | $190,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 32,084 | $190,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,600 | $189,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,200 | $189,000 | thousands by filing date | call |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 25,278 | $188,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 12,238 | $188,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,051 | $188,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,000 | $187,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 13,100 | $187,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 11,483 | $187,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 154,286 | $187,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 16,100 | $187,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 11,289 | $187,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 11,000 | $186,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 31,557 | $186,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 14,922 | $185,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 12,683 | $185,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,760 | $183,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 10,556 | $182,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 48,965 | $182,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 13,505 | $181,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 58,400 | $180,000 | thousands by filing date | call |
| COMPUTER TASK GROUP INC | 205477102 | COM | 11,027 | $180,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 11,009 | $179,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 11,233 | $178,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 23,345 | $178,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 300 | $177,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,000 | $177,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 11,770 | $176,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 4,494 | $175,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 23,700 | $175,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 19,739 | $175,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 42,900 | $174,000 | thousands by filing date | call |
| STANDARD PAC CORP NEW | 85375C101 | COM | 20,393 | $174,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 20,467 | $173,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 11,128 | $171,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 10,776 | $170,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 18,843 | $166,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 7,110 | $166,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,338 | $166,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 55,655 | $165,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 23,765 | $165,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 16,400 | $165,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 43,189 | $164,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 71,000 | $163,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 58,936 | $162,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 24,450 | $161,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 50,000 | $160,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 5,000 | $159,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 22,467 | $159,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 1,100 | $156,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 42,120 | $155,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 40,000 | $155,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 40,000 | $155,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 14,374 | $154,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,300 | $153,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 13,166 | $152,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 4,300 | $151,000 | thousands by filing date | call |
| MCG CAPITAL CORP | 58047P107 | COM | 38,545 | $151,000 | thousands by filing date | |
| SMTP INC | 784589202 | COM NEW | 25,000 | $151,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 7,280 | $150,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 16,660 | $149,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 12,146 | $147,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 11,073 | $147,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 5,483 | $146,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 33,875 | $146,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 17,761 | $144,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 11,266 | $144,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 19,598 | $144,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 13,123 | $142,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 16,128 | $141,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 2,200 | $140,000 | thousands by filing date | put |
| DEMAND MEDIA INC | 24802N109 | COM | 29,026 | $140,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 13,857 | $140,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 33,300 | $139,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 18,985 | $138,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 12,073 | $137,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 32,055 | $137,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 10,789 | $137,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,214 | $136,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 58,701 | $135,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,068 | $134,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 10,000 | $134,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 12,650 | $134,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 75,000 | $134,000 | thousands by filing date | call |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 45,000 | $133,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 10,200 | $132,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 3,600 | $132,000 | thousands by filing date | put |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 12,386 | $132,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 6,412 | $132,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 19,673 | $129,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 36,016 | $128,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 10,000 | $128,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 34,862 | $126,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 2,100 | $126,000 | thousands by filing date | call |
| PLX TECHNOLOGY INC | 693417107 | COM | 19,800 | $126,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 24,232 | $126,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 36,900 | $125,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 10,078 | $124,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 33,905 | $123,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,100 | $122,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916107 | COM | 33,881 | $122,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 85,052 | $122,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032005 | this filing | 2014-08-13 | acceptance time not in the bulk data set |