13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 2,715 holding rows worth $351,000,424,000.
- Accession
- 0001140361-14-032005
- Filer
- CIK 1163653
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 4,369 entries on the cover page, a total value of $351,000,424,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $351,000,424,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNomura Capital Markets plc028-15597
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PHH CORP | 693320AQ6 | CNV | 1,328,000 | $2,586,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U105 | COM SER 1 | 300,000 | $2,582,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 57,053 | $2,580,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 29,494 | $2,574,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 127,806 | $2,568,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 45,000 | $2,566,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 75,365 | $2,551,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 110,231 | $2,550,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 68,470 | $2,547,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 12,246 | $2,542,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 60,000 | $2,541,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 198,245 | $2,531,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 23,500 | $2,528,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 41,700 | $2,525,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 69,337 | $2,521,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 49,324 | $2,521,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 236,600 | $2,514,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 30,153 | $2,513,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 250,000 | $2,511,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 30,317 | $2,504,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 35,921 | $2,502,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 55,200 | $2,502,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 67,577 | $2,488,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 100,000 | $2,486,000 | thousands by filing date | put |
| MYLAN INC | 628530107 | COM | 48,342 | $2,484,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 37,229 | $2,482,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 56,700 | $2,479,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 67,922 | $2,475,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 14,800 | $2,469,000 | thousands by filing date | call |
| Concur Technologies, Inc. | 206708109 | COM | 26,586 | $2,462,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 329,000 | $2,446,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 300,000 | $2,443,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 47,471 | $2,424,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 200,000 | $2,407,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 23,106 | $2,400,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 16,786 | $2,399,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 36,743 | $2,384,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 61,932 | $2,383,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 35,122 | $2,380,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 50,000 | $2,369,000 | thousands by filing date | call |
| MEDIVATION INC | 58501N101 | COM | 30,827 | $2,367,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 22,667 | $2,353,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 87,866 | $2,349,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 133,794 | $2,348,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 49,704 | $2,347,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 22,465 | $2,346,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 40,000 | $2,344,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 212,421 | $2,337,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 52,084 | $2,332,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 37,500 | $2,327,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 32,100 | $2,323,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 65,722 | $2,322,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 324,698 | $2,322,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 15,000 | $2,314,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 143,791 | $2,311,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 14,331 | $2,310,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 30,000 | $2,308,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 60,798 | $2,306,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 37,262 | $2,299,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 46,300 | $2,296,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 76,800 | $2,295,000 | thousands by filing date | put |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 34,500 | $2,266,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 101,200 | $2,263,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 90,241 | $2,261,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 26,500 | $2,260,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 59,015 | $2,259,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 54,233 | $2,258,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 91,615 | $2,257,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 142,375 | $2,255,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 50,000 | $2,255,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 28,213 | $2,253,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,332,000 | $2,252,000 | thousands by filing date | principal |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 30,000 | $2,251,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 30,000 | $2,251,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 100,000 | $2,248,000 | thousands by filing date | put |
| AOL INC | 00184X105 | COM | 56,800 | $2,242,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 14,968 | $2,241,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 18,550 | $2,239,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 537,666 | $2,233,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 49,995 | $2,219,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 47,678 | $2,218,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 94,557 | $2,218,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 20,473 | $2,216,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 21,209 | $2,215,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 57,000 | $2,213,000 | thousands by filing date | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 30,567 | $2,210,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 131,419 | $2,206,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 59,500 | $2,201,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 725,000 | $2,199,000 | thousands by filing date | principal |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 10,741 | $2,182,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 34,300 | $2,182,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 27,500 | $2,171,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 43,084 | $2,164,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 25,600 | $2,159,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 33,448 | $2,159,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 83,135 | $2,158,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 44,329 | $2,156,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 49,498 | $2,155,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 53,230 | $2,154,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 20,000 | $2,153,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 50,000 | $2,148,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 72,758 | $2,140,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 1,540,000 | $2,136,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 119,380 | $2,127,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 34,889 | $2,119,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 54,164 | $2,115,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 56,300 | $2,110,000 | thousands by filing date | call |
| JIVE SOFTWARE INC | 47760A108 | COM | 250,000 | $2,110,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 115,000 | $2,105,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 33,958 | $2,104,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 63,347 | $2,103,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 22,953 | $2,100,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 90,450 | $2,092,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,674 | $2,091,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 60,486 | $2,087,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 15,000 | $2,082,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 43,400 | $2,070,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,000,000 | $2,069,000 | thousands by filing date | principal |
| PERRIGO CO PLC SHS | G97822103 | Stock | 14,210 | $2,062,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 62,822 | $2,055,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 100,000 | $2,053,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 100,000 | $2,049,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 192,890 | $2,044,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 43,681 | $2,043,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 49,796 | $2,040,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 59,632 | $2,039,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 22,500 | $2,037,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 65,000 | $2,031,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 221,489 | $2,022,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 337,500 | $2,022,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 45,112 | $2,004,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 18,476 | $1,994,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 58,800 | $1,991,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 70,000 | $1,982,000 | thousands by filing date | call |
| HOSPIRA INC | 441060100 | COM | 38,511 | $1,980,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 20,701 | $1,974,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 74,005 | $1,971,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 58,865 | $1,967,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 48,222 | $1,963,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 18,408 | $1,958,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 56,700 | $1,949,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 28,135 | $1,945,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 80,847 | $1,940,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 12,099 | $1,929,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 26,977 | $1,920,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 38,766 | $1,918,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 15,196 | $1,915,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 100,600 | $1,915,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 591,289 | $1,912,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 92,040 | $1,908,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 24,865 | $1,884,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 30,000 | $1,880,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 37,081 | $1,876,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 75,000 | $1,876,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 68,197 | $1,873,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 12,418 | $1,872,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 24,938 | $1,859,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 24,500 | $1,854,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 128,700 | $1,852,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 30,000 | $1,852,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 72,800 | $1,849,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 54,900 | $1,849,000 | thousands by filing date | call |
| PROLOGIS | 743410AY8 | NOTE 3.250% 3/1 | 1,661,000 | $1,841,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 22,241 | $1,830,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 107,757 | $1,822,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 74,594 | $1,815,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 45,500 | $1,814,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 24,000 | $1,813,000 | thousands by filing date | call |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 13,587 | $1,811,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 225,000 | $1,808,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,793,000 | $1,799,000 | thousands by filing date | principal |
| WESCO INTL INC COM | 95082P105 | Stock | 20,773 | $1,791,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 51,398 | $1,786,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 57,498 | $1,785,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 31,044 | $1,784,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 11,250 | $1,779,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 20,000 | $1,771,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 69,587 | $1,771,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 19,849 | $1,765,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 24,084 | $1,763,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 158,865 | $1,760,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 21,700 | $1,760,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 42,922 | $1,757,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 21,098 | $1,756,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 42,984 | $1,751,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 1,599,000 | $1,749,000 | thousands by filing date | principal |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 74,900 | $1,744,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 34,684 | $1,742,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 19,853 | $1,739,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 47,936 | $1,732,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 25,000 | $1,732,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 907,000 | $1,732,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 31,300 | $1,730,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 19,284 | $1,721,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 27,668 | $1,721,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 118,627 | $1,718,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 25,548 | $1,715,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 30,000 | $1,714,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 47,895 | $1,708,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 163,936 | $1,707,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 52,916 | $1,703,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 34,998 | $1,701,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 75,748 | $1,699,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 576,705 | $1,685,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 32,948 | $1,684,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 560,200 | $1,683,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 17,100 | $1,681,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,000 | $1,677,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 34,200 | $1,673,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 26,411 | $1,673,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 64,161 | $1,672,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 106,825 | $1,671,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 153,298 | $1,670,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 49,900 | $1,667,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 20,539 | $1,666,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 174,853 | $1,665,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 60,300 | $1,656,000 | thousands by filing date | put |
| ENPRO INC | 29355X107 | COM | 22,690 | $1,654,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 17,001 | $1,653,000 | thousands by filing date | put |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 17,000 | $1,653,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 7,200 | $1,652,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 30,178 | $1,650,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 17,001 | $1,641,000 | thousands by filing date | put |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 17,000 | $1,641,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 90,600 | $1,640,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 23,539 | $1,640,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 20,200 | $1,634,000 | thousands by filing date | call |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 750,000 | $1,633,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 166,628 | $1,629,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 13,625 | $1,625,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 108,565 | $1,624,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 14,109 | $1,623,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 143,096 | $1,621,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 61,918 | $1,616,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 29,873 | $1,612,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 76,667 | $1,612,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 11,935 | $1,612,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 14,100 | $1,606,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,500,000 | $1,603,000 | thousands by filing date | principal |
| Chubb Corporation | 171232101 | Equity | 17,312 | $1,599,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 35,037 | $1,593,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 39,903 | $1,591,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 25,680 | $1,589,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6,600 | $1,588,000 | thousands by filing date | call |
| MECHEL OAO | 583840103 | SPONSORED ADR | 722,613 | $1,585,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,518,000 | $1,584,000 | thousands by filing date | principal |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 12,600 | $1,582,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAS7 | CNV | 1,000,000 | $1,578,000 | thousands by filing date | principal |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 138,500 | $1,576,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 120,000 | $1,575,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 8,433 | $1,573,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 20,308 | $1,573,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 10,649 | $1,569,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 65,547 | $1,564,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 14,117 | $1,563,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 13,178 | $1,562,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 20,506 | $1,560,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 44,725 | $1,549,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 44,855 | $1,548,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 45,000 | $1,544,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 88,396 | $1,537,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 42,701 | $1,534,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 41,800 | $1,525,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 11,940 | $1,517,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 36,560 | $1,517,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 43,141 | $1,514,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 18,900 | $1,513,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 200,000 | $1,513,000 | thousands by filing date | call |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 795,876 | $1,513,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 90,425 | $1,506,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 30,895 | $1,505,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,500,000 | $1,504,000 | thousands by filing date | principal |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 56,000 | $1,501,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 32,068 | $1,496,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 15,000 | $1,494,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 44,012 | $1,489,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 20,495 | $1,483,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 50,000 | $1,481,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 273,740 | $1,479,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 24,866 | $1,477,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 23,048 | $1,475,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 19,637 | $1,467,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 132,599 | $1,465,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 100,000 | $1,463,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 247,345 | $1,460,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 17,293 | $1,458,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 31,295 | $1,457,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 28,400 | $1,452,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 20,376 | $1,451,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 48,811 | $1,448,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 94,109 | $1,447,000 | thousands by filing date | call |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 10,200 | $1,445,000 | thousands by filing date | put |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 93,900 | $1,444,000 | thousands by filing date | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 31,355 | $1,439,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 28,365 | $1,433,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 1,400,000 | $1,432,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,306,000 | $1,428,000 | thousands by filing date | principal |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 128,001 | $1,422,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 52,375 | $1,415,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 19,000 | $1,410,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 9,123 | $1,407,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 45,300 | $1,398,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 156,900 | $1,385,000 | thousands by filing date | put |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 22,913 | $1,382,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 52,942 | $1,382,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 48,493 | $1,380,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 9,000 | $1,380,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 1,093,000 | $1,378,000 | thousands by filing date | principal |
| CORNING INC | 219350105 | COM | 63,000 | $1,375,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 15,264 | $1,371,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 110,944 | $1,366,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 19,313 | $1,366,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 19,171 | $1,365,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 109,210 | $1,363,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 38,100 | $1,361,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,530 | $1,358,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 46,197 | $1,355,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 13,500 | $1,352,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,300 | $1,348,000 | thousands by filing date | put |
| CDW CORP COM | 12514G108 | Stock | 42,589 | $1,346,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 21,316 | $1,346,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 54,400 | $1,346,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 90,000 | $1,346,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 738,000 | $1,333,000 | thousands by filing date | principal |
| VWO | 922042858 | SHS | 30,900 | $1,331,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 16,418 | $1,328,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 24,454 | $1,326,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,100 | $1,325,000 | thousands by filing date | call |
| COMPUTER SCIENCES CORP | 205363104 | COM | 20,844 | $1,317,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 321,529 | $1,314,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 37,156 | $1,312,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 52,447 | $1,312,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 28,240 | $1,309,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,255,000 | $1,309,000 | thousands by filing date | principal |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 198,000 | $1,307,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 37,706 | $1,299,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 866,000 | $1,299,000 | thousands by filing date | principal |
| SMUCKER J M CO | 832696405 | COM NEW | 12,221 | $1,297,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 35,000 | $1,285,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 76,849 | $1,277,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 22,159 | $1,274,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 30,000 | $1,274,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 20,000 | $1,262,000 | thousands by filing date | call |
| PINNACLE ENTMT INC | 723456109 | COM | 50,217 | $1,262,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 166,902 | $1,262,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 43,439 | $1,259,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 40,662 | $1,257,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 45,248 | $1,253,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 26,898 | $1,242,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 18,906 | $1,242,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 16,100 | $1,241,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 60,082 | $1,237,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 20,847 | $1,235,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 23,953 | $1,235,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 21,221 | $1,234,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 899,000 | $1,232,000 | thousands by filing date | principal |
| JUNIPER NETWORKS INC | 48203R104 | COM | 50,000 | $1,229,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 24,227 | $1,220,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 12,400 | $1,219,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 14,800 | $1,218,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 24,645 | $1,215,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 30,000 | $1,210,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 11,768 | $1,209,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 15,303 | $1,207,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 33,385 | $1,204,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 220,000 | $1,189,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 106,609 | $1,189,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 22,365 | $1,187,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,410 | $1,182,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 39,000 | $1,175,000 | thousands by filing date | put |
| HARMAN INTL INDS INC | 413086109 | COM | 10,955 | $1,172,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 205,314 | $1,169,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 50,000 | $1,169,000 | thousands by filing date | put |
| ROSETTA RESOURCES INC | 777779307 | COM | 21,200 | $1,163,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 14,460 | $1,161,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 10,040 | $1,158,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 97,842 | $1,155,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 10,699 | $1,151,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 12,500 | $1,149,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 13,600 | $1,147,000 | thousands by filing date | call |
| JGWPT HLDGS INC | 46617m109 | CL A | 102,388 | $1,147,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 39,376 | $1,141,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 140,000 | $1,138,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 45,700 | $1,133,000 | thousands by filing date | put |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 56,094 | $1,132,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 47,689 | $1,131,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 15,522 | $1,128,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 4,430 | $1,127,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 65,666 | $1,127,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 9,820 | $1,126,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 9,732 | $1,124,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 18,228 | $1,123,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 29,023 | $1,122,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 1,050,000 | $1,117,000 | thousands by filing date | principal |
| KENNAMETAL INC | 489170100 | COM | 24,122 | $1,116,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 18,783 | $1,113,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 12,500 | $1,111,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 15,000 | $1,111,000 | thousands by filing date | put |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 110,000 | $1,104,000 | thousands by filing date | call |
| PARTNERRE LTD | G6852T105 | COM | 10,101 | $1,102,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 41,300 | $1,101,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 31,573 | $1,101,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 12,017 | $1,099,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 18,330 | $1,093,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 71,606 | $1,093,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 215,300 | $1,093,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 8,680 | $1,089,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 21,853 | $1,077,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 188,893 | $1,075,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 300,000 | $1,074,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 10,000 | $1,070,000 | thousands by filing date | put |
| NORTHEAST UTILS | 664397106 | COM | 22,701 | $1,069,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 21,522 | $1,066,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 31,747 | $1,060,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 11,242 | $1,058,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 13,900 | $1,056,000 | thousands by filing date | call |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 11,218 | $1,054,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 13,080 | $1,052,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 53,975 | $1,051,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 25,000 | $1,044,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 108,284 | $1,044,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 181,478 | $1,044,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,000,000 | $1,043,000 | thousands by filing date | principal |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 31,768 | $1,041,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 18,700 | $1,036,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 102,406 | $1,023,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 14,839 | $1,020,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 118,419 | $1,019,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 540,333 | $1,018,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 29,272 | $1,015,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 72,800 | $1,014,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 11,499 | $1,010,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 34,900 | $1,009,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 12,700 | $1,007,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 290,622 | $1,007,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 13,958 | $1,002,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 21,320 | $999,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 202,988 | $995,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 22,250 | $993,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 24,940 | $992,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 10,852 | $991,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 27,500 | $991,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 9,680 | $989,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 195,000 | $988,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 15,204 | $986,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 16,248 | $980,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 19,784 | $979,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 43,556 | $979,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 6,871 | $978,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 88,000 | $977,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 8,130 | $975,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 12,100 | $969,000 | thousands by filing date | put |
| WELLPOINT INC | 94973V107 | COM | 9,000 | $969,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 37,059 | $969,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 36,442 | $968,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 20,269 | $967,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 16,855 | $967,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 12,757 | $967,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 25,451 | $963,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 25,000 | $962,000 | thousands by filing date | call |
| NEWCASTLE INVT CORP | 65105M108 | COM | 200,000 | $962,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 14,284 | $961,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 8,282 | $959,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 78,708 | $956,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,300 | $952,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 25,065 | $949,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 86,885 | $944,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 37,600 | $942,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 36,047 | $940,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 8,219 | $940,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 48,500 | $939,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 29,125 | $930,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 93,690 | $928,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 18,846 | $927,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 871,000 | $925,000 | thousands by filing date | principal |
| Chubb Corporation | 171232101 | Equity | 10,000 | $924,000 | thousands by filing date | call |
| WEST CORP | 952355204 | COM | 34,500 | $924,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 65,500 | $918,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 248,900 | $917,000 | thousands by filing date | call |
| AGL RES INC | 001204106 | COM | 16,571 | $908,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 26,200 | $907,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 15,594 | $906,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 11,843 | $906,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 11,003 | $906,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 100,000 | $904,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 8,130 | $903,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 85,658 | $903,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 26,076 | $903,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 44,976 | $901,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 11,151 | $900,000 | thousands by filing date | |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 730,000 | $900,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 8,805 | $898,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 34,242 | $896,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 28,665 | $896,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 34,600 | $896,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 27,321 | $895,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 28,602 | $894,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 30,000 | $893,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,709 | $892,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 137,160 | $889,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032005 | this filing | 2014-08-13 | acceptance time not in the bulk data set |