13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-11, with 4,646 holding rows worth $122,067,189,000.
- Accession
- 0001140361-14-031714
- Filer
- CIK 824468
- Filed
- 2014-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 18,550 entries on the cover page, a total value of $122,067,189,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,067,189,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 203,946 | $4,793,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 74,834 | $4,788,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 326,145 | $4,778,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 50,514 | $4,770,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 99,706 | $4,758,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 142,300 | $4,756,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 83,613 | $4,749,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 213,155 | $4,741,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 82,991 | $4,736,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 75,610 | $4,733,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 138,586 | $4,733,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 383,215 | $4,717,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 75,411 | $4,714,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 105,499 | $4,710,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 581,288 | $4,709,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 94,205 | $4,706,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 46,081 | $4,701,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 154,708 | $4,698,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 312,000 | $4,696,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 165,697 | $4,695,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 28,867 | $4,693,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 372,623 | $4,670,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 67,828 | $4,669,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 4,129,000 | $4,666,000 | thousands by filing date | principal |
| TCF FINL CORP | 872275102 | COM | 284,963 | $4,665,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 33,666 | $4,660,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 55,720 | $4,653,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 3,770,000 | $4,653,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 4,330,000 | $4,647,000 | thousands by filing date | principal |
| MEDASSETS INC | 584045108 | COM | 203,111 | $4,638,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 230,000 | $4,637,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 178,284 | $4,635,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 117,391 | $4,626,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 80,813 | $4,622,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 144,770 | $4,616,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 361,958 | $4,611,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 262,959 | $4,606,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 37,978 | $4,587,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 273,778 | $4,576,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 505,468 | $4,574,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 125,000 | $4,563,000 | thousands by filing date | put |
| BLACK HILLS CORP COM | 092113109 | Stock | 74,274 | $4,560,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 167,450 | $4,556,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 412,600 | $4,555,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 116,130 | $4,553,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 168,510 | $4,547,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 100,697 | $4,541,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 48,107 | $4,526,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 41,780 | $4,522,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 47,288 | $4,518,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 60,116 | $4,516,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 681,000 | $4,508,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 392,721 | $4,501,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 80,000 | $4,498,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 155,755 | $4,497,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 444,954 | $4,494,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 36,872 | $4,491,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 39,185 | $4,490,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 171,276 | $4,479,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 448,122 | $4,477,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,085,923 | $4,474,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 70,158 | $4,474,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 126,432 | $4,465,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 90,105 | $4,460,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 112,045 | $4,459,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 197,700 | $4,447,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 358,428 | $4,440,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 95,835 | $4,434,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 83,127 | $4,428,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 715,171 | $4,419,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 105,789 | $4,386,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 282,944 | $4,383,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 88,200 | $4,377,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 103,056 | $4,369,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 90,663 | $4,369,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 98,612 | $4,361,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 147,975 | $4,347,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 49,652 | $4,346,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 193,515 | $4,341,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 3,554,000 | $4,340,000 | thousands by filing date | principal |
| MEDIFAST INC | 58470H101 | COM | 142,555 | $4,336,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 53,932 | $4,335,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 159,618 | $4,334,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 287,239 | $4,326,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 208,143 | $4,319,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 176,305 | $4,318,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 142,545 | $4,317,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 115,914 | $4,313,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 216,567 | $4,290,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 118,977 | $4,290,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 225,795 | $4,279,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 464,453 | $4,279,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 51,974 | $4,275,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 66,734 | $4,271,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 4,209,000 | $4,270,000 | thousands by filing date | principal |
| FIVE BELOW INC COM | 33829M101 | Stock | 106,740 | $4,260,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 332,050 | $4,260,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 391,154 | $4,260,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 152,550 | $4,240,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 80,740 | $4,237,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 70,867 | $4,230,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 101,768 | $4,225,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 3,935,000 | $4,223,000 | thousands by filing date | principal |
| CACI INTL INC CL A | 127190304 | Stock | 60,129 | $4,222,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 64,704 | $4,212,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 86,280 | $4,205,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 233,281 | $4,204,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 713,690 | $4,203,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 150,986 | $4,198,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 122,266 | $4,196,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 527,062 | $4,196,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 428,500 | $4,195,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 165,120 | $4,182,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 151,645 | $4,182,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 170,000 | $4,179,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 84,266 | $4,177,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 107,262 | $4,175,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 112,823 | $4,170,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 156,209 | $4,160,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 102,397 | $4,152,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 280,166 | $4,148,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 707,054 | $4,144,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 265,000 | $4,134,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 72,841 | $4,129,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 126,113 | $4,126,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 218,869 | $4,123,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 482,471 | $4,115,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 87,888 | $4,112,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 73,203 | $4,109,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 175,364 | $4,107,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 227,189 | $4,107,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 40,000 | $4,105,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 50,000 | $4,103,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 145,205 | $4,096,000 | thousands by filing date | |
| 38259p508 | COM | 7,000 | $4,093,000 | thousands by filing date | put | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 294,439 | $4,093,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 28,791 | $4,087,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 97,863 | $4,081,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 197,512 | $4,074,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 129,037 | $4,069,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 375,000 | $4,065,000 | thousands by filing date | put |
| BANKUNITED INC | 06652K103 | COM | 121,093 | $4,054,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 12,750 | $4,053,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 2,000,000 | $4,050,000 | thousands by filing date | principal |
| CONMED CORP COM | 207410101 | Stock | 91,703 | $4,049,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 38,295 | $4,040,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 152,609 | $4,039,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 95,374 | $4,030,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 372,502 | $4,027,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694209 | UNIT | 385,000 | $4,027,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 100,644 | $4,022,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 40,000 | $4,021,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 54,313 | $4,009,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 156,104 | $4,008,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 280,309 | $3,997,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 93,991 | $3,996,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 90,269 | $3,986,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 51,942 | $3,984,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 63,601 | $3,970,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 114,351 | $3,953,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 3,930,000 | $3,945,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235108 | COM | 175,629 | $3,940,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 97,597 | $3,937,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,060,488 | $3,935,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 215,704 | $3,926,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 2,700,000 | $3,920,000 | thousands by filing date | principal |
| VALLEY NATL BANCORP | 919794107 | COM | 394,063 | $3,904,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 354,455 | $3,903,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 77,090 | $3,901,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 69,274 | $3,897,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 35,654 | $3,895,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 945,000 | $3,893,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 79,087 | $3,893,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 114,938 | $3,887,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 122,458 | $3,882,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 157,784 | $3,880,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 60,000 | $3,872,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 112,774 | $3,869,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 75,100 | $3,865,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 469,730 | $3,862,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,535,000 | $3,862,000 | thousands by filing date | principal |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 300,914 | $3,858,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 93,700 | $3,851,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 143,856 | $3,850,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 42,391 | $3,846,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 130,848 | $3,838,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 108,517 | $3,837,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 79,048 | $3,837,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,270 | $3,835,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 954,171 | $3,835,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 50,000 | $3,834,000 | thousands by filing date | call |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 2,900,000 | $3,834,000 | thousands by filing date | principal |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 28,479 | $3,815,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 116,708 | $3,814,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 9,721 | $3,811,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 1,425,688 | $3,807,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 213,068 | $3,793,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 295,817 | $3,792,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 63,077 | $3,791,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 157,749 | $3,780,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 125,234 | $3,773,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 161,061 | $3,771,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 52,478 | $3,769,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 81,012 | $3,760,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 60,154 | $3,757,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 126,060 | $3,756,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 108,174 | $3,751,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 108,413 | $3,741,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 206,450 | $3,737,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 120,779 | $3,735,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 74,066 | $3,734,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 455,000 | $3,731,000 | thousands by filing date | put |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 275,397 | $3,723,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 28,000 | $3,720,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544100 | COM | 122,959 | $3,719,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 62,267 | $3,718,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 2,473,000 | $3,713,000 | thousands by filing date | principal |
| BIO RAD LABS INC | 090572207 | CL A | 30,990 | $3,710,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 114,575 | $3,707,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 284,400 | $3,706,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 100,000 | $3,706,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 43,744 | $3,693,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 425,912 | $3,687,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 101,870 | $3,674,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 151,252 | $3,667,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 24,330 | $3,666,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 74,409 | $3,665,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 145,376 | $3,655,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 286,141 | $3,651,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 122,944 | $3,642,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 109,269 | $3,632,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 70,031 | $3,630,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 344,901 | $3,625,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 72,576 | $3,618,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 496,366 | $3,618,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 2,955,000 | $3,618,000 | thousands by filing date | principal |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 153,111 | $3,613,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 790,355 | $3,612,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 111,400 | $3,602,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 40,400 | $3,598,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 136,754 | $3,598,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 367,051 | $3,592,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 304,826 | $3,591,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 631,212 | $3,591,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 138,824 | $3,590,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 75,809 | $3,583,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 102,794 | $3,582,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 99,201 | $3,581,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 28,907 | $3,569,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 140,778 | $3,567,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 85,156 | $3,561,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 208,927 | $3,558,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 349,550 | $3,555,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 100,855 | $3,554,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 96,251 | $3,548,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 77,429 | $3,547,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 85,563 | $3,544,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 90,511 | $3,533,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 395,666 | $3,521,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 207,692 | $3,520,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 138,746 | $3,514,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 943,712 | $3,511,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 146,153 | $3,496,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 330,929 | $3,493,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 7,900 | $3,481,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 95,053 | $3,479,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 60,052 | $3,473,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 935,694 | $3,471,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 195,739 | $3,466,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 200,000 | $3,448,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 182,144 | $3,446,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 108,256 | $3,444,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 264,047 | $3,443,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 105,991 | $3,433,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 40,000 | $3,429,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 113,133 | $3,427,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 183,882 | $3,427,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 138,408 | $3,425,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 42,486 | $3,424,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 30,000 | $3,411,000 | thousands by filing date | put |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 169,004 | $3,409,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 36,543 | $3,408,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 56,800 | $3,405,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 159,473 | $3,403,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 60,863 | $3,397,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 64,600 | $3,394,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 152,352 | $3,391,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 150,000 | $3,390,000 | thousands by filing date | put |
| TECO ENERGY INC | 872375100 | COM | 183,302 | $3,388,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 160,655 | $3,375,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 38,778 | $3,369,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 144,792 | $3,368,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 243,132 | $3,367,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 129,194 | $3,364,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 67,106 | $3,355,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 94,122 | $3,354,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 29,493 | $3,351,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 215,967 | $3,347,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 113,755 | $3,345,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 99,245 | $3,345,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 51,632 | $3,345,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 145,507 | $3,337,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 64,589 | $3,335,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 60,000 | $3,334,000 | thousands by filing date | put |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 96,488 | $3,333,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 101,641 | $3,332,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 242,864 | $3,329,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 157,696 | $3,322,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 158,524 | $3,313,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 131,469 | $3,310,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 227,364 | $3,305,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 181,420 | $3,302,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 34,031 | $3,297,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 166,971 | $3,297,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 38,260 | $3,289,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 332,612 | $3,286,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 64,492 | $3,284,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 93,428 | $3,279,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 98,588 | $3,278,000 | thousands by filing date | |
| CTRIP COM INTERNATIONAL LTD | G25861AB4 | DEBT 1.250%10/1 | 3,000,000 | $3,272,000 | thousands by filing date | principal |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 173,316 | $3,265,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 56,683 | $3,264,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 61,706 | $3,261,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 204,346 | $3,259,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 184,685 | $3,249,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 24,010 | $3,240,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 405,030 | $3,236,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 64,667 | $3,234,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 123,416 | $3,233,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 78,434 | $3,232,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 43,388 | $3,228,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 297,559 | $3,222,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 65,557 | $3,221,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 495,382 | $3,221,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 136,325 | $3,218,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 85,668 | $3,218,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 49,887 | $3,204,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 150,000 | $3,189,000 | thousands by filing date | call |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 3,420,000 | $3,187,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 50,354 | $3,184,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 45,884 | $3,184,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 186,172 | $3,182,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 125,000 | $3,180,000 | thousands by filing date | put |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 315,000 | $3,175,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 31,790 | $3,169,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 173,243 | $3,155,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 131,402 | $3,154,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 250,694 | $3,149,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 39,200 | $3,137,000 | thousands by filing date | call |
| ORBITAL SCIENCES CORP | 685564106 | COM | 106,064 | $3,135,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 41,543 | $3,126,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 83,149 | $3,125,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 182,809 | $3,113,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 47,462 | $3,111,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 134,472 | $3,090,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 564,663 | $3,083,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 120,416 | $3,076,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 75,217 | $3,070,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 134,317 | $3,061,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 157,079 | $3,054,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 53,040 | $3,054,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 3,155,965 | $3,053,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 105,901 | $3,052,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 184,827 | $3,051,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 271,355 | $3,033,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y561 | DLY JR GMNR BEAR | 250,000 | $3,030,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 55,519 | $3,029,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 68,218 | $3,026,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 66,238 | $3,015,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 239,671 | $3,014,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 44,004 | $3,012,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 87,098 | $3,009,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 52,100 | $3,006,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 325,312 | $3,005,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 23,000 | $3,003,000 | thousands by filing date | put |
| STAG INDUSTRIAL INC | 85254J102 | COM | 125,090 | $3,003,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 41,113 | $2,997,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 78,044 | $2,997,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 32,578 | $2,993,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 156,794 | $2,984,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 51,745 | $2,982,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 55,577 | $2,971,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,350,149 | $2,970,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 42,206 | $2,967,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 61,356 | $2,967,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 120,499 | $2,964,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 113,621 | $2,961,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 168,543 | $2,956,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 58,143 | $2,954,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 77,314 | $2,953,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 92,662 | $2,952,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 180,366 | $2,952,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 98,340 | $2,950,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 44,633 | $2,947,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 129,576 | $2,947,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 207,791 | $2,943,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 2,790,000 | $2,943,000 | thousands by filing date | principal |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 87,497 | $2,930,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 2,490,000 | $2,929,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329Y104 | COM | 302,067 | $2,924,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 67,812 | $2,922,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 2,100,000 | $2,919,000 | thousands by filing date | principal |
| iShares Global Tech ETF | 464287291 | SHS | 32,800 | $2,918,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 60,848 | $2,911,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 56,020 | $2,909,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 183,100 | $2,901,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 65,073 | $2,898,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 125,010 | $2,891,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 33,357 | $2,882,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 35,142 | $2,879,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 40,185 | $2,875,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 278,072 | $2,875,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 140,773 | $2,873,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 76,971 | $2,873,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 2,908,000 | $2,870,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 50,000 | $2,869,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 76,389 | $2,863,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 355,273 | $2,857,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 148,746 | $2,853,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 107,800 | $2,846,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 141,869 | $2,845,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 149,758 | $2,845,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 58,115 | $2,844,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 57,454 | $2,841,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 59,105 | $2,839,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 69,003 | $2,839,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 49,966 | $2,826,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 151,188 | $2,826,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 339,700 | $2,823,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 120,593 | $2,823,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 36,100 | $2,818,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 178,388 | $2,814,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 24,014 | $2,813,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 85,333 | $2,810,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 77,461 | $2,793,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 138,609 | $2,793,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 89,379 | $2,792,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 177,283 | $2,789,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 339,878 | $2,787,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 2,247,000 | $2,784,000 | thousands by filing date | principal |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 71,924 | $2,783,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 125,000 | $2,780,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 37,737 | $2,772,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 96,519 | $2,768,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 2,051,000 | $2,766,000 | thousands by filing date | principal |
| FORTUNA MNG CORP F | 349915108 | COM | 501,606 | $2,765,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 67,518 | $2,764,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AA9 | DEBT 2.500% 9/1 | 2,400,000 | $2,764,000 | thousands by filing date | principal |
| BLACKROCK INC CL A COM | 09247X101 | COM | 8,600 | $2,749,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 30,000 | $2,749,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 198,547 | $2,746,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 60,274 | $2,726,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 500,000 | $2,725,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 72,300 | $2,719,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 30,000 | $2,717,000 | thousands by filing date | put |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 162,767 | $2,717,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 40,643 | $2,709,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 228,725 | $2,709,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 40,000 | $2,708,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 541,321 | $2,707,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 94,574 | $2,705,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 173,084 | $2,700,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 51,038 | $2,694,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 58,100 | $2,694,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 29,100 | $2,691,000 | thousands by filing date | put |
| B/E AEROSPACE INC | 073302101 | COM | 29,100 | $2,691,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 102,507 | $2,685,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 82,300 | $2,680,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 89,286 | $2,678,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 97,637 | $2,670,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 49,378 | $2,669,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 82,307 | $2,668,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 188,100 | $2,666,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 151,751 | $2,662,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 429,326 | $2,662,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 26,596 | $2,649,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 128,277 | $2,649,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 74,418 | $2,647,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 171,577 | $2,645,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 530,112 | $2,645,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 134,601 | $2,638,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 31,726 | $2,633,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 17,542 | $2,629,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 55,000 | $2,626,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 50,906 | $2,625,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 176,921 | $2,625,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 107,421 | $2,623,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 77,740 | $2,621,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 156,131 | $2,620,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 226,550 | $2,618,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 215,420 | $2,616,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 105,010 | $2,614,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 215,127 | $2,610,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 101,613 | $2,609,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 170,141 | $2,608,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 12,400 | $2,605,000 | thousands by filing date | put |
| PRIVATEBANCORP INC | 742962103 | COM | 89,656 | $2,605,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 41,532 | $2,604,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 98,171 | $2,603,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 144,002 | $2,603,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-031714 | this filing | 2014-08-11 | acceptance time not in the bulk data set |