13F-HR filed by Pentwater Capital Management LP
Pentwater Capital Management LP filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 123 holding rows worth $3,747,791,000.
- Accession
- 0001140361-14-021715
- Filer
- CIK 1425851
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 123 entries on the cover page, a total value of $3,747,791,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,747,791,000 with VALUE read as thousands by filing date, 13F file number 028-12843. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 3,140,000 | $587,211,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 123,682,200 | $411,862,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,470,000 | $338,835,000 | thousands by filing date | |
| TIME WARNER INC | 887317953 | COM | 1,700,000 | $233,206,000 | thousands by filing date | put |
| VODAFONE GROUP PLC-SP ADR | 92857W909 | COM | 4,818,800 | $177,380,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 5,200,000 | $150,488,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 1,640,526 | $136,656,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 2,100,000 | $135,030,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 3,000,000 | $110,430,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,595,589 | $89,340,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838951 | COM | 1,250,000 | $80,375,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 1,540,625 | $77,093,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 1,617,200 | $76,930,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 730,000 | $64,926,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V950 | PUT | 1,730,000 | $59,547,000 | thousands by filing date | put |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 2,880,522 | $48,825,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 500,000 | $46,135,000 | thousands by filing date | |
| SPRINT CORPORATION | 85207U905 | COM | 4,900,000 | $45,031,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 1,060,000 | $38,796,000 | thousands by filing date | call |
| AMERICAN AIRLS GROUP INC | 02376R409 | PFD A MAND CV ADDED | 1,397,100 | $38,560,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 200,000 | $37,402,000 | thousands by filing date | call |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 1,770,000 | $35,471,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 16,000,000 | $28,774,000 | thousands by filing date | principal |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 1,547,286 | $27,743,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,611,000 | $27,500,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 1,400,000 | $27,398,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 2,182,796 | $27,176,000 | thousands by filing date | |
| VODAFONE GROUP PLC-SP ADR | 92857W959 | COM | 702,000 | $25,841,000 | thousands by filing date | put |
| HEARTWARE INTL INC | 422368100 | COM | 207,000 | $19,412,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 1,500,000 | $17,355,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 14,000,000 | $17,032,000 | thousands by filing date | principal |
| BOULEVARD ACQUISITION CORP | 10157P203 | UNIT 02/19/2019 | 1,667,709 | $16,760,000 | thousands by filing date | |
| BEAM INC | 073730953 | COM | 200,000 | $16,660,000 | thousands by filing date | put |
| TIME WARNER INC | 887317903 | COM | 120,000 | $16,462,000 | thousands by filing date | call |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 338,000 | $16,079,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 264,096 | $16,034,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 780,000 | $15,616,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 390,000 | $15,506,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 540,300 | $14,934,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 477,813 | $14,024,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 886,224 | $13,400,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 885,000 | $13,248,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 800,000 | $12,616,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 450,000 | $12,249,000 | thousands by filing date | |
| DIRECTV | 25490A909 | COM | 160,000 | $12,227,000 | thousands by filing date | call |
| YONGYE INTL INC | 98607B106 | COM | 1,700,000 | $11,577,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694209 | UNIT | 1,114,100 | $11,531,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F955 | Cmn | 160,000 | $10,984,000 | thousands by filing date | put |
| APPLE INC | 037833950 | PUT | 20,000 | $10,735,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 84,000 | $10,189,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 604,543 | $8,984,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 900,100 | $8,866,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,140,010 | $8,619,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H950 | PUT | 140,000 | $8,499,000 | thousands by filing date | put |
| WALTER ENERGY INC | 93317Q955 | COM | 1,090,000 | $8,240,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 118,500 | $8,208,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 545,000 | $8,175,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 300,000 | $7,992,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 695,142 | $6,993,000 | thousands by filing date | |
| MEN'S WEARHOUSE INC/THE | 587118900 | COM | 140,000 | $6,857,000 | thousands by filing date | call |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 130,000 | $6,630,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R108 | COM | 640,000 | $6,586,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 561,542 | $6,581,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 113,900 | $6,523,000 | thousands by filing date | |
| LORILLARD INC | 544147901 | COM | 120,000 | $6,490,000 | thousands by filing date | call |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 322,378 | $6,302,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 60,000 | $6,091,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 60,000 | $5,950,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 160,000 | $5,910,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 240,200 | $4,809,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 5,000,000 | $4,545,000 | thousands by filing date | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,402,131 | $4,487,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES | N53745950 | NV PUT | 50,000 | $4,447,000 | thousands by filing date | put |
| BANKRATE INC DEL | 06647F102 | COM | 250,000 | $4,235,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 109,580 | $4,011,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 145,000 | $3,922,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 60,000 | $3,708,000 | thousands by filing date | |
| CBS CORP NEW | 124857953 | PUT | 60,000 | $3,708,000 | thousands by filing date | put |
| TEXAS INDUSTRIES INC | 882491103 | COM | 40,000 | $3,585,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464950 | PUT | 50,000 | $3,464,000 | thousands by filing date | put |
| J.C. PENNEY CO INC | 708160956 | COM | 400,000 | $3,448,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 133,349 | $3,312,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 80,000 | $3,080,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO | 002896957 | PUT | 80,000 | $3,080,000 | thousands by filing date | put |
| VIVUS INC CMN STK | 928551950 | Cmn | 500,000 | $2,970,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 165,000 | $2,838,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 100,000 | $2,757,000 | thousands by filing date | |
| IRON MOUNTAIN INC | 462846906 | COM | 100,000 | $2,757,000 | thousands by filing date | call |
| IRON MOUNTAIN INC | 462846956 | COM | 100,000 | $2,757,000 | thousands by filing date | put |
| WALTER ENERGY INC | 93317Q905 | COM | 360,000 | $2,722,000 | thousands by filing date | call |
| HERTZ GLOBAL HOLDINGS INC | 42805T905 | COM | 100,000 | $2,664,000 | thousands by filing date | call |
| CAESARS ENTERTAINMENT CORP | 127686953 | Cmn | 140,000 | $2,661,000 | thousands by filing date | put |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 154,130 | $2,136,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 78,334 | $2,076,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 25,000 | $2,074,000 | thousands by filing date | |
| DARLING INGREDIENTS INC | 237266901 | COM | 100,000 | $2,002,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 12,000 | $1,966,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 574,200 | $1,935,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 95,000 | $1,720,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 89,376 | $1,689,000 | thousands by filing date | |
| TESLA INC | 88160R901 | CALL | 8,000 | $1,668,000 | thousands by filing date | call |
| T-MOBILE US INC | 872590904 | COM | 50,000 | $1,652,000 | thousands by filing date | call |
| TESLA INC | 88160R951 | PUT | 7,000 | $1,459,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 40,000 | $1,427,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 130,000 | $1,121,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 150,000 | $891,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 10,000 | $850,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 180,000 | $765,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464900 | CALL | 10,000 | $693,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 83,749 | $660,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 75,000 | $525,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 25,000 | $523,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,000 | $480,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 25,000 | $412,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R116 | W | 591,500 | $361,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 17,158 | $315,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 26,837 | $264,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,766 | $227,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 450,050 | $221,000 | thousands by filing date | |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 311,800 | $217,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 12,425 | $216,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 10,000 | $132,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 120,000 | $60,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021715 | this filing | 2014-05-15 | acceptance time not in the bulk data set |