13F-HR filed by Clearbridge Investments, LLC
Clearbridge Investments, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 1,129 holding rows worth $84,253,087,000.
- Accession
- 0001140361-14-021359
- Filer
- CIK 1348883
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 1,129 entries on the cover page, a total value of $84,253,087,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,253,087,000 with VALUE read as thousands by filing date, 13F file number 028-11611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerLEGG MASON, INC.028-01700
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRE PROPERTIES INC | 05564E106 | CL A | 500 | $31,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 402 | $30,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,666 | $30,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,600 | $30,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 826 | $29,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,000 | $29,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 3,000 | $29,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 420 | $28,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 400 | $28,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 400 | $28,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,000 | $28,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 300 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,000 | $28,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 500 | $27,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,500 | $27,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 751 | $27,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,625 | $26,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,500 | $26,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,500 | $26,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 500 | $25,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 462 | $25,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 25,000 | $25,000 | thousands by filing date | principal |
| WESCO INTL INC COM | 95082P105 | Stock | 288 | $24,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 1,800 | $24,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 600 | $24,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 25,000 | $24,000 | thousands by filing date | principal |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 312 | $23,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 3,445 | $23,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 2,000 | $23,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 520 | $23,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 25,000 | $23,000 | thousands by filing date | principal |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,012 | $22,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 2,600 | $21,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 430 | $20,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 140 | $19,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 800 | $18,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 540 | $18,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 400 | $18,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 300 | $17,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 150 | $17,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 381 | $17,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 500 | $17,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,189 | $16,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,250 | $16,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 150 | $16,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 500 | $15,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 100 | $15,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 954 | $15,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 500 | $15,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 400 | $15,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 150 | $15,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 490 | $15,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 163 | $14,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 291 | $14,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 430 | $14,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 170 | $13,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 205 | $13,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,000 | $13,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 300 | $13,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 222 | $12,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 200 | $12,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 218 | $12,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 433 | $12,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 223 | $12,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 548 | $12,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 600 | $12,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,000 | $12,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 500 | $11,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,560 | $11,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 202 | $11,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 558 | $11,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,000 | $11,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,000 | $11,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 516 | $10,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 560 | $10,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 686 | $10,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 400 | $10,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 213 | $10,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 300 | $10,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 100 | $10,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 300 | $10,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 500 | $9,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 200 | $9,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 200 | $9,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 300 | $9,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 204 | $9,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 550 | $9,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,000 | $9,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,000 | $9,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 328 | $9,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 800 | $9,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 478 | $9,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,000 | $9,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 700 | $9,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,500 | $9,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 135 | $8,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,000 | $8,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,438 | $8,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 1,000 | $8,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 400 | $8,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 313 | $7,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 357 | $7,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 100 | $6,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 133 | $6,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 150 | $6,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 170 | $6,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 500 | $6,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 362 | $5,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 218 | $5,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 158 | $5,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 1,000 | $5,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 108 | $4,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 122 | $4,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 300 | $4,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 300 | $4,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 100 | $3,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 600 | $2,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 100 | $2,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 100 | $2,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 300 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,000 | $2,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 376 | $2,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 100 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 101 | $1,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1,000 | $1,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021359 | this filing | 2014-05-15 | acceptance time not in the bulk data set |