13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 85 holding rows worth $2,815,086,000.
- Accession
- 0001140361-14-020775
- Filer
- CIK 1222765
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 91 entries on the cover page, a total value of $2,815,086,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,815,086,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BEAM INC | 073730103 | COMMON STOCK | 3,572,263 | $297,569,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 3,087,914 | $193,859,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 1,962,306 | $181,061,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 2,491,684 | $160,215,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 13,780,319 | $152,548,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 10,299,477 | $150,269,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 2,434,513 | $146,143,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 4,267,634 | $138,356,000 | thousands by filing date | |
| Time Water Cable Inc. | 887321207 | COM | 1,000,858 | $137,297,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 3,581,723 | $119,378,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 3,041,411 | $112,349,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 7,923,634 | $91,676,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 1,893,366 | $91,241,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 8,837,107 | $86,868,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 5,414,218 | $81,050,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 2,312,212 | $72,695,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,205,405 | $67,857,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 1,301,846 | $59,598,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 1,240,314 | $47,876,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 3,695,943 | $46,051,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 1,156,734 | $39,340,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 2,422,518 | $32,074,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 2,254,151 | $25,967,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 778,046 | $25,659,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 407,653 | $19,392,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 1,386,131 | $18,560,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 793,354 | $15,859,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 262,564 | $15,029,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 694,895 | $14,530,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 61,002 | $12,557,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 91,161 | $11,231,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 400,369 | $10,313,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 103,539 | $10,208,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 277,735 | $10,165,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 342,134 | $9,925,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 10,000,000 | $9,900,000 | thousands by filing date | principal |
| Coastal Contacts, Inc. | 19044r207 | COM | 867,300 | $9,728,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 471,108 | $8,352,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 206,611 | $8,254,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 261,016 | $6,916,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 197,703 | $6,804,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 6,809,000 | $6,732,000 | thousands by filing date | principal |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 209,100 | $6,649,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 470,515 | $4,695,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 129,287 | $4,232,000 | thousands by filing date | |
| YRC Worldwide Inc | 984249AB8 | Note 10.000% 3/3 | 4,018,615 | $4,179,000 | thousands by filing date | principal |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 202,098 | $4,106,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 2,432,000 | $3,711,000 | thousands by filing date | principal |
| PEABODY ENERGY CORP | 704549104 | COM | 224,444 | $3,667,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 142,600 | $3,610,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 49,604 | $3,596,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 2,562,000 | $2,579,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 2,990,735 | $1,943,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 8,369 | $1,477,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 72,922 | $1,456,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 97,989 | $1,186,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 72,646 | $1,075,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 288,900 | $896,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 44,160 | $744,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 2,000,000 | $610,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y953 | COM | 315,900 | $600,000 | thousands by filing date | put |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 500,000 | $533,000 | thousands by filing date | principal |
| SPS COMM INC | 78463M957 | COM | 293,200 | $378,000 | thousands by filing date | put |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 300,000 | $302,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229952 | PUT | 101,600 | $276,000 | thousands by filing date | call |
| AT&T INC | 00206R902 | CALL | 585,000 | $148,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC D | 16117M955 | CL A NEW | 106,900 | $114,000 | thousands by filing date | put |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 100,000 | $102,000 | thousands by filing date | principal |
| INGERSOLL-RAND PLC | G47791951 | COM | 146,000 | $102,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082900 | COM | 214,900 | $94,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R954 | COM | 432,100 | $87,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 20,142 | $85,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B958 | COM | 26,700 | $60,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V950 | PUT | 96,700 | $58,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 153,843 | $55,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| OUTERWALL INC | 690070957 | Cmn | 146,400 | $51,000 | thousands by filing date | put |
| TIBCO SOFTWARE INC | 88632Q953 | COM | 194,600 | $43,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026955 | PUT | 72,900 | $41,000 | thousands by filing date | put |
| TRIQUINT SEMICONDUCTOR INC | 89674K953 | COM | 216,000 | $27,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B903 | OPTION | 741,600 | $23,000 | thousands by filing date | call |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 194,800 | $15,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503958 | COM | 194,500 | $13,000 | thousands by filing date | put |
| TIME WARNER CABLE | 88732J957 | COM | 17,700 | $7,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431951 | PUT | 73,000 | $6,000 | thousands by filing date | put |
| TIME WARNER CABLE | 88732J907 | COM | 24,300 | $4,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-020775 | this filing | 2014-05-14 | acceptance time not in the bulk data set |