13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 2,708 holding rows worth $325,558,013,000.
- Accession
- 0001140361-14-020727
- Filer
- CIK 1163653
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 4,989 entries on the cover page, a total value of $325,558,013,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $325,558,013,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNomura Capital Markets plc028-15597
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 8,376,000 | $9,591,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 103,680 | $9,522,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 901,167 | $9,482,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 268,000 | $9,441,000 | thousands by filing date | call |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 146,237 | $9,430,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 381,000 | $9,335,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 550,000 | $9,333,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 130,240 | $9,322,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 52,478 | $9,275,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 391,000 | $9,245,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 163,346 | $9,234,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 7,128,000 | $9,213,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,300,000 | $9,143,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 111,467 | $9,122,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 6,869,000 | $9,115,000 | thousands by filing date | principal |
| EOG RES INC COM | 26875P101 | Stock | 46,458 | $9,095,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 43,249 | $9,021,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 90,000 | $9,019,000 | thousands by filing date | call |
| EXTERRAN HLDGS INC | 30225X103 | COM | 204,900 | $9,000,000 | thousands by filing date | call |
| ACTAVIS PLC | G0083B108 | SHS | 43,484 | $8,964,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 57,642 | $8,955,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 124,486 | $8,893,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 80,448 | $8,876,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 267,949 | $8,867,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 47,372 | $8,852,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 173,745 | $8,798,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 367,500 | $8,774,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 340,330 | $8,772,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 199,936 | $8,697,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 117,168 | $8,690,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 249,000 | $8,644,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 70,800 | $8,611,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 82,100 | $8,547,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 487,500 | $8,498,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 1,134,762 | $8,449,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 198,871 | $8,442,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 272,100 | $8,415,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 45,700 | $8,411,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 4,540,059 | $8,402,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 190,800 | $8,380,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 284,958 | $8,363,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 82,100 | $8,333,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 82,100 | $8,309,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 116,961 | $8,299,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 149,758 | $8,295,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 140,000 | $8,221,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 175,000 | $8,174,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 197,200 | $8,164,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 343,800 | $8,144,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 245,799 | $8,111,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 75,000 | $8,081,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 103,968 | $8,054,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 871,514 | $8,029,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 142,205 | $8,023,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 81,900 | $8,019,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 52,502 | $8,013,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 259,029 | $8,013,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 120,205 | $8,006,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 250,000 | $7,989,000 | thousands by filing date | put |
| MEDIVATION INC | 58501NAA9 | NOTE | 5,603,000 | $7,988,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 4,823,000 | $7,917,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 172,333 | $7,896,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 102,606 | $7,891,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 90,485 | $7,874,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 116,081 | $7,870,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 320,000 | $7,840,000 | thousands by filing date | call |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 77,800 | $7,803,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 40,400 | $7,756,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 80,700 | $7,712,000 | thousands by filing date | call |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 62,655 | $7,706,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 255,473 | $7,671,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 82,100 | $7,644,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 217,907 | $7,629,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 144,700 | $7,587,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 83,241 | $7,540,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 119,531 | $7,535,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 151,600 | $7,535,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 75,000 | $7,526,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 94,260 | $7,514,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 84,277 | $7,502,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 380,000 | $7,491,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 122,548 | $7,432,000 | thousands by filing date | |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 6,650,000 | $7,421,000 | thousands by filing date | principal |
| BLACKROCK INC CL A COM | 09247X101 | COM | 23,579 | $7,412,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 101,318 | $7,408,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 67,988 | $7,395,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 200,000 | $7,394,000 | thousands by filing date | put |
| Concur Technologies, Inc. | 206708109 | COM | 74,298 | $7,373,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 121,444 | $7,370,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 100,000 | $7,340,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 275,000 | $7,313,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 552,229 | $7,265,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 53,000 | $7,263,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 101,000 | $7,232,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 161,789 | $7,228,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 133,436 | $7,227,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 119,000 | $7,217,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 72,600 | $7,196,000 | thousands by filing date | put |
| NORDION INC | 65563c105 | COM | 624,532 | $7,146,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 100,000 | $7,064,000 | thousands by filing date | call |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 289,496 | $7,034,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 6,587,000 | $7,015,000 | thousands by filing date | principal |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 82,586 | $7,014,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 121,779 | $7,009,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 150,000 | $7,007,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 695,852 | $6,978,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 89,775 | $6,937,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 92,103 | $6,894,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 7,591,000 | $6,870,000 | thousands by filing date | principal |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 37,700 | $6,861,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 135,605 | $6,855,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 128,770 | $6,855,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 83,372 | $6,854,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 280,000 | $6,834,000 | thousands by filing date | put |
| EQUINIX INC | 29444UAH9 | CNV | 30,000 | $6,786,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 101,203 | $6,772,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 133,600 | $6,765,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 80,352 | $6,712,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 320,317 | $6,666,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 178,883 | $6,665,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 78,400 | $6,663,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 500,000 | $6,648,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 87,000 | $6,646,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 247,429 | $6,645,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 69,976 | $6,632,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 252,205 | $6,598,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 132,799 | $6,589,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 68,879 | $6,582,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 92,798 | $6,576,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 277,847 | $6,570,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 758,684 | $6,570,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 122,178 | $6,552,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 76,600 | $6,551,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 79,153 | $6,551,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 149,900 | $6,545,000 | thousands by filing date | call |
| LORILLARD INC | 544147101 | COM | 119,900 | $6,494,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 85,589 | $6,448,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 490,000 | $6,446,000 | thousands by filing date | call |
| Broadcom Inc | Y0486S104 | Common | 100,000 | $6,421,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 159,497 | $6,395,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 125,000 | $6,388,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100,000 | $6,371,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 146,979 | $6,362,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 48,569 | $6,362,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 24,365 | $6,330,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 56,100 | $6,325,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 144,297 | $6,318,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 422,620 | $6,314,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 253,131 | $6,280,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 71,707 | $6,264,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 439,000 | $6,262,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 20,836 | $6,259,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 42,057 | $6,212,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 85,000 | $6,208,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 75,652 | $6,152,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 87,512 | $6,146,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 83,666 | $6,133,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 61,757 | $6,116,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 2,828,000 | $6,097,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 58,519 | $6,085,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 123,090 | $6,075,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 164,300 | $6,070,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 119,993 | $6,063,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 71,084 | $6,054,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 159,138 | $6,038,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 91,292 | $5,998,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 111,914 | $5,981,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 181,482 | $5,942,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 23,507 | $5,931,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 84,965 | $5,909,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 182,094 | $5,897,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 115,000 | $5,877,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 239,891 | $5,874,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 136,000 | $5,853,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 47,124 | $5,838,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 117,700 | $5,829,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 212,246 | $5,813,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 108,925 | $5,813,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 69,722 | $5,781,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 341,595 | $5,777,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 89,066 | $5,763,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 180,000 | $5,752,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 81,264 | $5,752,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 109,972 | $5,745,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 110,882 | $5,744,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 52,112 | $5,741,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 75,000 | $5,736,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 168,600 | $5,723,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 94,787 | $5,722,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 68,600 | $5,716,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 157,300 | $5,710,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 150,430 | $5,683,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 234,131 | $5,683,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 101,330 | $5,681,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 107,035 | $5,680,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 73,214 | $5,678,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 57,521 | $5,677,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 144,429 | $5,671,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 245,700 | $5,665,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 154,253 | $5,654,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 90,712 | $5,643,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 83,325 | $5,638,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 60,547 | $5,624,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 204,047 | $5,618,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 200,000 | $5,574,000 | thousands by filing date | put |
| ISHARES | 464286848 | EXCHANGE TRADED | 492,116 | $5,572,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 5,460,000 | $5,569,000 | thousands by filing date | principal |
| SPECTRA ENERGY CORP | 847560109 | COM | 150,296 | $5,554,000 | thousands by filing date | call |
| Equinix, Inc. | 29444U502 | EQIX | 30,000 | $5,543,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 106,500 | $5,518,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 66,380 | $5,485,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 75,180 | $5,481,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 127,802 | $5,452,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 97,184 | $5,446,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 66,142 | $5,442,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 36,585 | $5,440,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 250,800 | $5,424,000 | thousands by filing date | call |
| WELLPOINT INC | 94973V107 | COM | 54,277 | $5,411,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 150,000 | $5,404,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 143,900 | $5,391,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 43,762 | $5,391,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 669,851 | $5,386,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 300,000 | $5,384,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 92,311 | $5,374,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 150,300 | $5,323,000 | thousands by filing date | put |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 39,733 | $5,305,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 110,000 | $5,299,000 | thousands by filing date | put |
| Vanguard Real Estate | 922908553 | SHS | 75,000 | $5,297,000 | thousands by filing date | call |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 70,000 | $5,292,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 107,124 | $5,271,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 24,200 | $5,264,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 43,960 | $5,256,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 3,684,000 | $5,250,000 | thousands by filing date | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 89,876 | $5,249,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 147,756 | $5,239,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 96,436 | $5,235,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 120,315 | $5,216,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 200,000 | $5,207,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 127,626 | $5,195,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 179,523 | $5,194,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 93,287 | $5,179,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 85,000 | $5,153,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 250,000 | $5,146,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 153,171 | $5,128,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 580,109 | $5,116,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 46,919 | $5,084,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 3,487,000 | $5,074,000 | thousands by filing date | principal |
| AETNA INC NEW | 00817Y108 | COM | 67,618 | $5,050,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 109,000 | $5,048,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 166,669 | $5,029,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 359,300 | $5,016,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 110,000 | $4,981,000 | thousands by filing date | call |
| EQUINIX INC | 29444UAG1 | CNV | 30,000 | $4,967,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 352,520 | $4,941,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 4,802,000 | $4,910,000 | thousands by filing date | principal |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,255,000 | $4,904,000 | thousands by filing date | call |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 124,193 | $4,851,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 175,479 | $4,843,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 49,872 | $4,840,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 50,000 | $4,837,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 74,200 | $4,801,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 109,600 | $4,799,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 120,142 | $4,789,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 49,100 | $4,785,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 84,679 | $4,784,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 129,286 | $4,777,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 94,478 | $4,771,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 115,141 | $4,766,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 165,460 | $4,741,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 103,065 | $4,731,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 29,394 | $4,729,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 258,100 | $4,721,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 128,000 | $4,698,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 232,482 | $4,696,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 92,181 | $4,690,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 181,059 | $4,673,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 27,726 | $4,671,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 31,000 | $4,649,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 145,300 | $4,648,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235T107 | COM | 149,531 | $4,637,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 47,200 | $4,621,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 3,747,000 | $4,616,000 | thousands by filing date | principal |
| Boeing Company | 097023105 | COM | 36,700 | $4,598,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 526,300 | $4,589,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 83,861 | $4,584,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 81,414 | $4,584,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 230,500 | $4,567,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 4,510,000 | $4,564,000 | thousands by filing date | principal |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 122,731 | $4,563,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 90,000 | $4,550,000 | thousands by filing date | put |
| Chubb Corporation | 171232101 | Equity | 51,105 | $4,546,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 31,545 | $4,540,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 75,000 | $4,538,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 55,550 | $4,518,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 142,481 | $4,484,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 124,400 | $4,481,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 97,789 | $4,479,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 3,390,000 | $4,479,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354107 | COM | 147,570 | $4,475,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 126,065 | $4,472,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 50,000 | $4,452,000 | thousands by filing date | call |
| NVR INC COM | 62944T105 | Stock | 3,889 | $4,451,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 50,000 | $4,451,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 107,134 | $4,425,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 171,500 | $4,397,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 119,014 | $4,390,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 229,902 | $4,385,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,000,000 | $4,378,000 | thousands by filing date | principal |
| PPG INDS INC COM | 693506107 | Stock | 22,591 | $4,369,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 480,000 | $4,353,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 37,731 | $4,343,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 66,504 | $4,293,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 178,004 | $4,291,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 323,077 | $4,285,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 271,303 | $4,281,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 165,000 | $4,258,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 4,038,000 | $4,258,000 | thousands by filing date | principal |
| SHERWIN WILLIAMS CO | 824348106 | COM | 21,407 | $4,225,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 45,400 | $4,225,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 50,000 | $4,209,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 311,642 | $4,205,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 2,283,000 | $4,202,000 | thousands by filing date | principal |
| WALTER INVT MGMT CORP | 93317W102 | COM | 141,000 | $4,196,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 34,100 | $4,193,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 77,356 | $4,175,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 110,424 | $4,157,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 142,936 | $4,151,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 108,469 | $4,151,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 53,088 | $4,127,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 84,381 | $4,126,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 58,100 | $4,125,000 | thousands by filing date | call |
| HSN INC | 404303109 | COM | 68,739 | $4,108,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 370,464 | $4,105,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 102,500 | $4,091,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 247,645 | $4,082,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 59,552 | $4,067,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 81,744 | $4,062,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 9,258 | $4,057,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 226,593 | $4,050,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 111,792 | $4,041,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 87,026 | $4,039,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 61,346 | $4,031,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 256,406 | $4,022,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 58,793 | $4,020,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 289,899 | $4,010,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 70,031 | $3,986,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 50,320 | $3,982,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 50,000 | $3,963,000 | thousands by filing date | put |
| CLARCOR INC | 179895107 | COM | 69,128 | $3,960,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 52,920 | $3,940,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 33,585 | $3,933,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 115,348 | $3,916,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 89,392 | $3,904,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 86,219 | $3,896,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 53,040 | $3,893,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 224,825 | $3,886,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 175,790 | $3,878,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 55,597 | $3,874,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 150,000 | $3,871,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 80,000 | $3,865,000 | thousands by filing date | put |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 1,137,600 | $3,853,000 | thousands by filing date | call |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 144,838 | $3,837,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 33,915 | $3,835,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 192,882 | $3,835,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 63,998 | $3,831,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 64,571 | $3,824,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 56,666 | $3,817,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 122,153 | $3,802,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 58,700 | $3,801,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 64,988 | $3,796,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 34,400 | $3,795,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 65,001 | $3,772,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 113,402 | $3,756,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 35,972 | $3,752,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 91,782 | $3,740,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 16,714 | $3,707,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 110,000 | $3,705,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 66,257 | $3,704,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 87,689 | $3,682,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 37,885 | $3,665,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 450,000 | $3,661,000 | thousands by filing date | put |
| AOL INC | 00184X105 | COM | 83,200 | $3,640,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 137,575 | $3,634,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 113,400 | $3,628,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 86,265 | $3,621,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 157,548 | $3,617,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 100,000 | $3,602,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 19,200 | $3,597,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 110,000 | $3,595,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 51,785 | $3,595,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 93,089 | $3,592,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 175,000 | $3,579,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 50,000 | $3,571,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 17,889 | $3,565,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 28,656 | $3,559,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 68,200 | $3,548,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 242,800 | $3,515,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 38,700 | $3,501,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 172,600 | $3,487,000 | thousands by filing date | call |
| ALTERA CORP | 021441100 | COM | 96,324 | $3,484,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 54,788 | $3,480,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAC6 | BOND | 3,800,000 | $3,477,000 | thousands by filing date | principal |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 82,105 | $3,476,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 25,500 | $3,455,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 55,744 | $3,453,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 50,000 | $3,451,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 150,000 | $3,423,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 49,088 | $3,418,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 190,000 | $3,412,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 64,138 | $3,404,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 66,999 | $3,396,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 81,717 | $3,383,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 52,317 | $3,375,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 151,100 | $3,363,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 70,500 | $3,363,000 | thousands by filing date | call |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 155,609 | $3,352,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 90,084 | $3,351,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 118,719 | $3,350,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 35,255 | $3,331,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 39,919 | $3,330,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 89,401 | $3,308,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 28,600 | $3,293,000 | thousands by filing date | call |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 69,931 | $3,290,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 2,637,000 | $3,286,000 | thousands by filing date | principal |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 146,456 | $3,281,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 29,200 | $3,280,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 54,226 | $3,279,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 50,226 | $3,278,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 133,749 | $3,269,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 105,916 | $3,265,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 50,000 | $3,244,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 19,800 | $3,241,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 187,500 | $3,241,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 43,300 | $3,233,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 438,500 | $3,220,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 28,100 | $3,214,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 5,976 | $3,206,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 98,086 | $3,194,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 61,000 | $3,191,000 | thousands by filing date | put |
| WELLTOWER INC | 42217K106 | COM | 53,475 | $3,183,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 559,169 | $3,179,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 56,682 | $3,178,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 32,206 | $3,173,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 89,069 | $3,163,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 101,893 | $3,161,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 83,388 | $3,160,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 418,382 | $3,158,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 43,214 | $3,150,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 103,747 | $3,145,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 29,696 | $3,137,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 23,864 | $3,132,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 372,481 | $3,128,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 26,800 | $3,125,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 10,000 | $3,119,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 43,928 | $3,107,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 218,076 | $3,107,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 49,556 | $3,104,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 150,000 | $3,100,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 40,995 | $3,099,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 60,900 | $3,086,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 44,695 | $3,075,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 36,800 | $3,073,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 73,765 | $3,072,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 130,270 | $3,069,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 70,770 | $3,061,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 30,000 | $3,053,000 | thousands by filing date | put |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 3,007,000 | $3,052,000 | thousands by filing date | principal |
| Duke Energy Corporation | 26441C204 | COM | 42,900 | $3,044,000 | thousands by filing date | call |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 2,000,000 | $3,043,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 42,379 | $3,039,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 131,100 | $3,035,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 85,400 | $3,029,000 | thousands by filing date | call |
| GENUINE PARTS CO COM | 372460105 | Stock | 34,772 | $3,011,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 59,367 | $3,007,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 200,000 | $3,000,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 35,200 | $2,998,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 43,651 | $2,996,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 88,877 | $2,994,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 138,329 | $2,992,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 68,497 | $2,991,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 35,256 | $2,990,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 51,356 | $2,984,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 24,531 | $2,976,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 56,862 | $2,969,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 100,000 | $2,969,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 78,800 | $2,965,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 34,100 | $2,963,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 52,114 | $2,950,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 1,645,000 | $2,949,000 | thousands by filing date | principal |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 71,880 | $2,939,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 32,000 | $2,931,000 | thousands by filing date | call |
| ALTERA CORP | 021441100 | COM | 81,000 | $2,929,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 10,678 | $2,919,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 66,900 | $2,915,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 170,062 | $2,913,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 35,800 | $2,912,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 36,100 | $2,904,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 92,600 | $2,883,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 53,600 | $2,870,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 69,781 | $2,865,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-020727 | this filing | 2014-05-14 | acceptance time not in the bulk data set |