13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 2,708 holding rows worth $325,558,013,000.
- Accession
- 0001140361-14-020727
- Filer
- CIK 1163653
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 4,989 entries on the cover page, a total value of $325,558,013,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $325,558,013,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNomura Capital Markets plc028-15597
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PSIVIDA CORP | 74440J101 | COM | 25,000 | $103,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 88,000 | $102,000 | thousands by filing date | principal |
| SIEMENS A G - ADR | 826197501 | COM | 749 | $101,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 47,000 | $100,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 29,434 | $100,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 70,794 | $99,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 4,500 | $99,000 | thousands by filing date | call |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 23,769 | $98,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 46,721 | $97,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,209 | $97,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 20,403 | $97,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 21,400 | $97,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 10,749 | $96,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 12,454 | $96,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,700 | $95,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,483 | $95,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 300 | $94,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 625 | $94,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,331 | $93,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,100 | $93,000 | thousands by filing date | put |
| MAGNEGAS CORP | 55939L202 | COM NEW | 58,008 | $93,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 16,405 | $92,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 10,009 | $92,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 4,600 | $91,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 13,862 | $91,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 44,863 | $91,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 10,768 | $90,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 98,000 | $90,000 | thousands by filing date | principal |
| RAMBUS INC DEL COM | 750917106 | Stock | 8,230 | $89,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 15,000 | $89,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 12,900 | $88,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 12,909 | $87,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 35,205 | $86,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,000 | $85,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 3,289 | $85,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 17,900 | $85,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,472 | $84,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 15,912 | $84,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 14,538 | $82,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 80,500 | $82,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 4,800 | $82,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,600 | $80,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 2,000 | $80,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,108 | $79,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 14,920 | $79,000 | thousands by filing date | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 10,105 | $79,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 10,367 | $77,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 12,946 | $75,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 34,198 | $75,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 12,168 | $74,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 12,512 | $74,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 13,106 | $73,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 2,850 | $73,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 16,648 | $72,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 12,000 | $72,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 9,400 | $71,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 3,700 | $70,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 25,800 | $70,000 | thousands by filing date | call |
| EXTERRAN HLDGS INC | 30225X103 | COM | 1,601 | $70,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 4,375 | $70,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 10,096 | $69,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 569 | $69,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 69,000 | $69,000 | thousands by filing date | principal |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 20,347 | $69,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,145 | $68,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 19,400 | $68,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 33,900 | $66,000 | thousands by filing date | call |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 40,000 | $66,000 | thousands by filing date | principal |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 715 | $64,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 29,968 | $64,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 4,850 | $63,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,100 | $62,000 | thousands by filing date | call |
| PAR TECHNOLOGY CORP | 698884103 | COM | 12,551 | $61,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 18,089 | $61,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 24,506 | $60,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 12,292 | $59,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 84,640 | $57,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 15,300 | $57,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,500 | $56,000 | thousands by filing date | call |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 21,539 | $56,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,200 | $55,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,228 | $55,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 13,401 | $55,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 13,984 | $54,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 11,694 | $54,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 24,724 | $54,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 11,345 | $54,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,113 | $53,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 12,500 | $53,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 18,522 | $52,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 12,500 | $52,000 | thousands by filing date | call |
| SUN BANCORP INC | 86663B102 | COM | 15,094 | $51,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,200 | $50,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 16,167 | $50,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 27,060 | $50,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 35,000 | $50,000 | thousands by filing date | principal |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 18,222 | $50,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 36,767 | $49,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 35,016 | $49,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 300 | $48,000 | thousands by filing date | call |
| DENDREON CORP | 24823Q107 | COM | 15,917 | $48,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 11,251 | $46,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 49,000 | $46,000 | thousands by filing date | principal |
| URANIUM RESOURCES INC | 916901606 | COM | 16,143 | $45,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 100 | $44,000 | thousands by filing date | call |
| TEXAS INDUSTRIES INC | 882491103 | COM | 503 | $44,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 43,000 | $44,000 | thousands by filing date | principal |
| NEURALSTEM INC | 64127R302 | COM | 10,635 | $44,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 70,367 | $43,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 40,000 | $41,000 | thousands by filing date | principal |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 260 | $40,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 29,735 | $40,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 21,250 | $40,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 32,091 | $39,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 14,007 | $39,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 10,000 | $39,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 13,447 | $38,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 11,447 | $37,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 11,325 | $36,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 500 | $36,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 8,350 | $33,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 344 | $32,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 10,085 | $32,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,000 | $31,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 1,900 | $31,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 16,215 | $31,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 33,810 | $31,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 8,397 | $30,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 5,300 | $29,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 10,179 | $29,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 10,000 | $28,000 | thousands by filing date | call |
| VRINGO INC | 92911N104 | COM | 8,020 | $28,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 21,012 | $28,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 528 | $27,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 900 | $27,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 20,000 | $26,000 | thousands by filing date | principal |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 600 | $26,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 300 | $25,000 | thousands by filing date | call |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 24,000 | $24,000 | thousands by filing date | principal |
| MEDIABISTRO INC | 58448U101 | COM | 10,202 | $24,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 400 | $23,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 11,447 | $23,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 12,109 | $23,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 21,000 | $22,000 | thousands by filing date | principal |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 15,500 | $22,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 11,854 | $22,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,400 | $21,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 20,000 | $21,000 | thousands by filing date | principal |
| Delcath Systems Inc | 24661p104 | COM | 73,552 | $21,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 100 | $20,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 400 | $20,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 300 | $20,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 3,917 | $20,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,000 | $18,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 668 | $18,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 2,216 | $18,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 23,786 | $18,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 13,654 | $18,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 11,000 | $17,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 275 | $17,000 | thousands by filing date | |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 17,000 | $17,000 | thousands by filing date | principal |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 453 | $16,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 500 | $15,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 10,005 | $14,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 10,000 | $14,000 | thousands by filing date | principal |
| MAST THERAPEUTICS INC | 576314108 | COM | 20,000 | $14,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 10,107 | $14,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 3,300 | $13,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 10,174 | $13,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,000 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 293 | $12,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 6,421 | $11,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 100 | $10,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $10,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 10,000 | $10,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 200 | $9,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 200 | $9,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 370 | $8,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 2,906 | $8,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 232 | $8,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 3,935 | $7,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 3,215 | $7,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 12,500 | $6,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 100 | $6,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 72 | $4,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 285 | $4,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 10,000 | $4,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 200 | $3,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 318 | $3,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 30 | $2,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 100 | $2,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 14 | $1,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODEXIS INC | 192005106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURIS INC | 231269101 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L+L ENERGY INC | 50162D100 | COM | 6,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-020727 | this filing | 2014-05-14 | acceptance time not in the bulk data set |