13F-HR filed by Pentwater Capital Management LP
Pentwater Capital Management LP filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 117 holding rows worth $3,474,487,000.
- Accession
- 0001140361-14-008063
- Filer
- CIK 1425851
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 117 entries on the cover page, a total value of $3,474,487,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,474,487,000 with VALUE read as thousands by filing date, 13F file number 028-12843. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 1,910,000 | $352,758,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,205,000 | $298,778,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 76,175,982 | $251,381,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 6,995,000 | $176,624,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 5,300,000 | $173,257,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 2,835,000 | $141,325,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 3,757,056 | $140,439,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 7,925,654 | $103,826,000 | thousands by filing date | |
| TIME WARNER INC | 887317953 | COM | 760,000 | $102,980,000 | thousands by filing date | put |
| JPMORGAN CHASE & CO | 46625H950 | PUT | 1,760,000 | $102,925,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 3,140,928 | $79,308,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 1,000,000 | $75,800,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V950 | PUT | 1,830,000 | $74,792,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 915,000 | $73,456,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435116 | COMMON STOCK-FO | 72,306,310 | $69,414,000 | thousands by filing date | |
| VODAFONE GROUP PLC-SP ADR | 92857W909 | COM | 1,650,000 | $64,862,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511957 | COM | 640,000 | $50,765,000 | thousands by filing date | put |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 250,000 | $46,173,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 560,000 | $44,419,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 6,090,000 | $43,544,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 750,000 | $41,078,000 | thousands by filing date | |
| TIME WARNER INC | 887317903 | COM | 280,000 | $37,940,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 2,438,500 | $35,870,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 1,385,000 | $34,971,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 784,695 | $32,070,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 2,592,318 | $30,330,000 | thousands by filing date | |
| VIROPHARMA INC | 928241958 | COM | 600,000 | $29,910,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G901 | COM SHS | 380,000 | $29,906,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC | 21036P958 | PUT | 380,000 | $26,744,000 | thousands by filing date | put |
| MEN'S WEARHOUSE INC/THE | 587118900 | COM | 520,000 | $26,562,000 | thousands by filing date | call |
| SPRINT CORPORATION | 85207U905 | COM | 2,400,000 | $25,800,000 | thousands by filing date | call |
| YONGYE INTL INC | 98607B106 | COM | 4,000,000 | $25,600,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 266,000 | $24,978,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 659,900 | $24,298,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 16,000,000 | $22,281,000 | thousands by filing date | principal |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 1,241,407 | $22,196,000 | thousands by filing date | |
| MEN'S WEARHOUSE INC/THE | 587118950 | COM | 420,000 | $21,454,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G951 | COM SHS | 250,000 | $19,675,000 | thousands by filing date | put |
| ZOETIS INC | 98978V953 | PUT | 600,000 | $19,614,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 1,170,010 | $19,457,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 595,228 | $18,339,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 15,000,000 | $18,068,000 | thousands by filing date | principal |
| WALTER ENERGY INC | 93317Q955 | COM | 1,010,000 | $16,796,000 | thousands by filing date | put |
| CHICAGO BRIDGE IRON CO NV | 167250959 | COM | 199,900 | $16,620,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 262,196 | $15,333,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 804,591 | $14,853,000 | thousands by filing date | |
| BEAM INC | 073730903 | COM | 200,000 | $13,612,000 | thousands by filing date | call |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 1,200,000 | $13,488,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 885,000 | $13,240,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q905 | COM | 785,000 | $13,055,000 | thousands by filing date | call |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 1,030,000 | $12,319,000 | thousands by filing date | |
| COOPER TIRE RUBBER | 216831957 | COM | 510,000 | $12,260,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES | N53745950 | NV PUT | 150,000 | $12,042,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 480,000 | $11,539,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 891,100 | $11,344,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694209 | UNIT | 1,106,000 | $11,060,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F955 | Cmn | 160,000 | $10,822,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X902 | COM | 1,461,200 | $10,433,000 | thousands by filing date | call |
| TOWER INTL INC | 891826109 | COM | 470,000 | $10,058,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 84,000 | $9,779,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 600,000 | $9,642,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 394,139 | $9,112,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 641,900 | $8,820,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 420,000 | $8,770,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 900,100 | $8,659,000 | thousands by filing date | |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 817,700 | $8,324,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 243,349 | $7,578,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC | 21036P908 | CL A | 100,000 | $7,038,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 398,400 | $6,594,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 322,378 | $6,448,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464950 | PUT | 104,000 | $6,268,000 | thousands by filing date | put |
| VIVUS INC CMN STK | 928551950 | Cmn | 660,000 | $5,993,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 60,000 | $5,932,000 | thousands by filing date | |
| EBIX INC | 278715956 | COM | 400,000 | $5,884,000 | thousands by filing date | put |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 6,000,000 | $5,869,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 90,000 | $5,424,000 | thousands by filing date | |
| SPRINT CORP | 85207U955 | PUT | 500,000 | $5,375,000 | thousands by filing date | put |
| QUINPARIO ACQUISITION CORP | 74874R108 | COM | 517,400 | $5,226,000 | thousands by filing date | |
| SCRIPPS E W CO OHIO | 811054902 | CL A NEW | 60,000 | $5,185,000 | thousands by filing date | call |
| VODAFONE GROUP PLC-SP ADR | 92857W959 | COM | 100,000 | $3,931,000 | thousands by filing date | put |
| CLUBCORP HLDGS INC | 18948M108 | COM | 200,000 | $3,548,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 280,000 | $3,377,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838951 | COM | 60,000 | $3,286,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINL-A | 31620R905 | COM | 100,000 | $3,245,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINL-A | 31620R955 | COM | 100,000 | $3,245,000 | thousands by filing date | put |
| PFIZER INC | 717081953 | PUT | 100,000 | $3,063,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 327,831 | $2,977,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 165,000 | $2,569,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 17,000 | $2,557,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464900 | CALL | 40,000 | $2,411,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 100,000 | $2,327,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 12,000 | $2,127,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435958 | COM | 638,800 | $2,108,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC | 237266901 | COM | 100,000 | $2,088,000 | thousands by filing date | call |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 86,712 | $1,920,000 | thousands by filing date | |
| T-MOBILE US INC | 872590904 | COM | 50,000 | $1,682,000 | thousands by filing date | call |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 92,787 | $1,649,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 180,000 | $1,285,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,000 | $1,122,000 | thousands by filing date | |
| TESLA INC | 88160R901 | CALL | 7,000 | $1,053,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 55,000 | $994,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160956 | COM | 100,000 | $915,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 94,000 | $860,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 41,168 | $681,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 75,000 | $638,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 200,000 | $590,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 50,000 | $556,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 6,000 | $408,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F903 | CALL | 50,000 | $372,000 | thousands by filing date | call |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 25,000 | $363,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 94,137 | $308,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160906 | COM | 30,000 | $275,000 | thousands by filing date | call |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 450,050 | $270,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 24,424 | $263,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 26,837 | $253,000 | thousands by filing date | |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 311,800 | $224,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R116 | W | 517,400 | $186,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-008063 | this filing | 2014-02-14 | acceptance time not in the bulk data set |