13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 5,977 holding rows worth $140,917,856,000.
- Accession
- 0001140361-14-007922
- Filer
- CIK 1000275
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 17,361 entries on the cover page, a total value of $140,917,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,917,856,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 9,490,000 | $13,796,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 1,505,700 | $13,777,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 362,177 | $13,752,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 200,205 | $13,706,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 13,029,000 | $13,677,000 | thousands by filing date | principal |
| IAC INTERACTIVECORP | 44919P508 | COM | 198,920 | $13,657,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 409,680 | $13,642,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 330,159 | $13,602,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 585,129 | $13,563,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 501,000 | $13,557,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 311,198 | $13,525,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 12,550,000 | $13,498,000 | thousands by filing date | principal |
| M & T BK CORP COM | 55261F104 | Stock | 115,780 | $13,480,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 244,100 | $13,472,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 377,527 | $13,463,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 191,767 | $13,462,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 276,458 | $13,452,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 110,184 | $13,433,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 571,112 | $13,432,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 350,000 | $13,430,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 500,500 | $13,423,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 79,900 | $13,410,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 142,200 | $13,401,000 | thousands by filing date | put |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 166,542 | $13,390,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 88,889 | $13,373,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 136,836 | $13,373,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 473,081 | $13,369,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,097,026 | $13,350,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 108,828 | $13,310,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 11,651,000 | $13,282,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 432,283 | $13,267,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 159,850 | $13,220,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 12,252,000 | $13,194,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224107 | COM | 238,400 | $13,174,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 300,000 | $13,173,000 | thousands by filing date | call |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 13,002,000 | $13,156,000 | thousands by filing date | principal |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 162,658 | $13,153,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 304,943 | $13,137,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 466,153 | $13,044,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 281,711 | $13,043,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 281,649 | $13,017,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 394,475 | $12,982,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 383,600 | $12,981,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 660,797 | $12,979,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 187,052 | $12,940,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 9,501,000 | $12,886,000 | thousands by filing date | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 218,431 | $12,877,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 259,128 | $12,858,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 271,766 | $12,835,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 228,149 | $12,810,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 140,000 | $12,786,000 | thousands by filing date | call |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 150,715 | $12,781,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 168,674 | $12,731,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 314,000 | $12,698,000 | thousands by filing date | call |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 319,967 | $12,697,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 106,040 | $12,692,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,460,645 | $12,678,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 566,800 | $12,651,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 313,364 | $12,606,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 205,108 | $12,584,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 704,724 | $12,573,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 11,300,000 | $12,571,000 | thousands by filing date | principal |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 2,527,706 | $12,540,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 131,091 | $12,537,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 83,063 | $12,458,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 196,533 | $12,454,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,690,978 | $12,429,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 256,158 | $12,421,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 100,195 | $12,407,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 250,869 | $12,381,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 11,200,000 | $12,362,000 | thousands by filing date | principal |
| VALMONT INDS INC COM | 920253101 | Stock | 82,858 | $12,355,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 285,487 | $12,289,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 232,922 | $12,180,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 260,913 | $12,177,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 385,954 | $12,162,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,327,900 | $12,150,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 11,500,000 | $12,118,000 | thousands by filing date | principal |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 495,500 | $12,100,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 68,443 | $12,093,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 289,526 | $12,023,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 275,000 | $12,012,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 773,066 | $12,006,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,027,883 | $12,006,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 436,738 | $11,992,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 540,577 | $11,985,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 168,902 | $11,950,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 412,221 | $11,926,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 547,406 | $11,900,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 225,975 | $11,879,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 199,079 | $11,870,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 215,451 | $11,853,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 273,800 | $11,852,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 11,141,000 | $11,851,000 | thousands by filing date | principal |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 915,496 | $11,847,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 813,361 | $11,826,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 148,414 | $11,792,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 6,000,000 | $11,790,000 | thousands by filing date | principal |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 172,500 | $11,765,000 | thousands by filing date | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 125,114 | $11,723,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 386,620 | $11,719,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 105,093 | $11,693,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 169,100 | $11,670,000 | thousands by filing date | call |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 154,341 | $11,663,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 252,000 | $11,647,000 | thousands by filing date | put |
| ISHARES | 464286848 | EXCHANGE TRADED | 959,400 | $11,646,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,560,900 | $11,613,000 | thousands by filing date | call |
| GANNETT INC | 364730101 | COM | 392,168 | $11,601,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 105,144 | $11,561,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 646,900 | $11,528,000 | thousands by filing date | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 308,563 | $11,519,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 777,779 | $11,426,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 99,800 | $11,385,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 390,380 | $11,384,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 219,826 | $11,348,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 116,357 | $11,329,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 160,972 | $11,329,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 425,888 | $11,285,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 258,438 | $11,237,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 497,528 | $11,184,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 459,959 | $11,178,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 183,750 | $11,166,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 241,266 | $11,144,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 265,162 | $11,134,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 899,602 | $11,128,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 128,436 | $11,098,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 717,220 | $11,088,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 370,191 | $11,051,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 242,932 | $11,050,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 211,209 | $11,047,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 99,220 | $10,972,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 113,619 | $10,967,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 158,000 | $10,940,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 682,429 | $10,933,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 133,732 | $10,931,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 266,665 | $10,921,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,509,913 | $10,918,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 120,500 | $10,910,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 156,273 | $10,909,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 196,969 | $10,895,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 105,141 | $10,895,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 10,022,000 | $10,893,000 | thousands by filing date | principal |
| MURPHY OIL CORP COM | 626717102 | Stock | 167,548 | $10,869,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 350,000 | $10,868,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 290,000 | $10,866,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 46,600 | $10,860,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 193,797 | $10,835,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 133,800 | $10,798,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 283,708 | $10,793,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 296,283 | $10,775,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 219,139 | $10,764,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 128,287 | $10,761,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 357,250 | $10,753,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 518,500 | $10,728,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 350,000 | $10,721,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 263,000 | $10,715,000 | thousands by filing date | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 819,413 | $10,702,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 252,252 | $10,614,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 586,500 | $10,586,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 325,027 | $10,567,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 56,300 | $10,560,000 | thousands by filing date | put |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 149,949 | $10,541,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 290,000 | $10,507,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R105 | COM | 285,385 | $10,480,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 131,740 | $10,434,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 10,280,000 | $10,415,000 | thousands by filing date | principal |
| TRIPADVISOR INC | 896945201 | COM | 125,725 | $10,413,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 432,450 | $10,396,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,173,057 | $10,381,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 290,000 | $10,365,000 | thousands by filing date | put |
| ISHARES TR | 464287812 | US CONSM STAPLES | 108,252 | $10,362,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 350,523 | $10,334,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 163,345 | $10,332,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 91,125 | $10,305,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 70,425 | $10,302,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 149,384 | $10,288,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 179,488 | $10,263,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 976,955 | $10,258,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 158,889 | $10,248,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 205,282 | $10,225,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 330,698 | $10,182,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 210,586 | $10,159,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 9,932,000 | $10,131,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 650,999 | $10,085,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 86,500 | $10,082,000 | thousands by filing date | put |
| FOX CORP CLASS B | 90130A200 | COM | 290,763 | $10,061,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 125,641 | $10,045,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 311,935 | $10,037,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 252,748 | $10,033,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 111,704 | $10,006,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 147,330 | $9,985,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 339,343 | $9,960,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 381,760 | $9,933,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 196,790 | $9,930,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 457,900 | $9,923,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 175,800 | $9,920,000 | thousands by filing date | call |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 262,458 | $9,892,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 419,300 | $9,862,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 289,191 | $9,851,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 128,692 | $9,830,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 165,757 | $9,825,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 306,599 | $9,823,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,242,500 | $9,822,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 332,909 | $9,818,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 469,782 | $9,809,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 143,590 | $9,772,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 230,125 | $9,759,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 178,793 | $9,748,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 117,200 | $9,728,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 808,630 | $9,719,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 476,364 | $9,689,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 107,777 | $9,682,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 119,098 | $9,678,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 51,517 | $9,669,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 160,516 | $9,652,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,196,059 | $9,640,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 496,535 | $9,579,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 60,254 | $9,558,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 336,043 | $9,540,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 305,898 | $9,508,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 240,550 | $9,507,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,099,800 | $9,480,000 | thousands by filing date | call |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 190,000 | $9,477,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 334,048 | $9,467,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 215,709 | $9,467,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 140,500 | $9,446,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 469,581 | $9,434,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 777,903 | $9,428,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 553,393 | $9,419,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,151,500 | $9,396,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 377,395 | $9,371,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 102,200 | $9,349,000 | thousands by filing date | call |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 6,370,000 | $9,340,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 369,321 | $9,329,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 169,900 | $9,322,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 187,800 | $9,305,000 | thousands by filing date | put |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 4,000,000 | $9,291,000 | thousands by filing date | principal |
| XILINX INC | 983919101 | COM | 202,300 | $9,290,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 291,749 | $9,266,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 351,200 | $9,265,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 41,146 | $9,255,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 42,636 | $9,245,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 137,818 | $9,233,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 111,900 | $9,214,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 317,985 | $9,212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 283,760 | $9,198,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 300,000 | $9,189,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 123,392 | $9,184,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 353,100 | $9,184,000 | thousands by filing date | call |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 258,008 | $9,159,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 184,800 | $9,123,000 | thousands by filing date | call |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 75,148 | $9,122,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 246,119 | $9,099,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 224,494 | $9,095,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 7,803,000 | $9,095,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 153,670 | $9,072,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 73,065 | $9,048,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 6,483,000 | $9,037,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 357,393 | $9,024,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 193,087 | $9,022,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 181,461 | $9,018,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 534,663 | $9,009,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 362,976 | $8,969,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 518,685 | $8,957,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 320,993 | $8,956,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 121,006 | $8,944,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 127,188 | $8,934,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 226,694 | $8,918,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 206,200 | $8,891,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 497,867 | $8,879,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 8,268,000 | $8,842,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 8,334,000 | $8,829,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 336,500 | $8,820,000 | thousands by filing date | put |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 110,194 | $8,792,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 262,360 | $8,773,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 393,000 | $8,772,000 | thousands by filing date | put |
| ATHLON ENERGY INC | 047477104 | COM | 288,676 | $8,732,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 211,057 | $8,725,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 154,600 | $8,678,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 229,900 | $8,676,000 | thousands by filing date | call |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 149,986 | $8,657,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 8,250,000 | $8,621,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 80,428 | $8,595,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 117,035 | $8,594,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 14,798 | $8,587,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 7,323,000 | $8,585,000 | thousands by filing date | principal |
| PITNEY BOWES INC COM | 724479100 | Stock | 367,524 | $8,564,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 90,000 | $8,559,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 290,000 | $8,555,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 326,264 | $8,551,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 110,826 | $8,541,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 213,852 | $8,522,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 91,689 | $8,522,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 150,000 | $8,513,000 | thousands by filing date | put |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 561,764 | $8,494,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 155,868 | $8,484,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 130,825 | $8,461,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 292,725 | $8,451,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 478,063 | $8,423,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 740,231 | $8,386,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 485,866 | $8,377,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 177,661 | $8,374,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 168,179 | $8,357,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 7,813,000 | $8,355,000 | thousands by filing date | principal |
| KLA CORP | 482480100 | COM | 129,200 | $8,328,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 132,900 | $8,313,000 | thousands by filing date | put |
| ISHARES TR | 464287101 | S&P 100 ETF | 100,894 | $8,309,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 67,684 | $8,308,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 116,107 | $8,289,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 143,529 | $8,287,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 232,836 | $8,285,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 248,656 | $8,275,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 70,047 | $8,272,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 568,933 | $8,255,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 54,894 | $8,246,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 121,250 | $8,245,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 453,800 | $8,227,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,563,400 | $8,203,000 | thousands by filing date | call |
| OGE ENERGY CORP | 670837103 | COM | 241,730 | $8,195,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 966,816 | $8,160,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 313,300 | $8,150,000 | thousands by filing date | put |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 139,706 | $8,140,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 15,239 | $8,118,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 439,483 | $8,096,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 245,050 | $8,058,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 59,630 | $8,032,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 260,151 | $8,012,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 173,300 | $7,984,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 82,100 | $7,981,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 554,169 | $7,980,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 104,787 | $7,971,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 142,584 | $7,967,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 119,845 | $7,956,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 170,929 | $7,950,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 269,111 | $7,945,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 7,550,000 | $7,942,000 | thousands by filing date | principal |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 148,216 | $7,934,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 454,770 | $7,931,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 436,223 | $7,926,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 275,000 | $7,912,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 335,000 | $7,903,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 154,700 | $7,897,000 | thousands by filing date | put |
| MEDTRONIC INC | 585055106 | COM | 137,500 | $7,891,000 | thousands by filing date | put |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 248,977 | $7,885,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 125,117 | $7,881,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 105,434 | $7,877,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 224,700 | $7,876,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 398,239 | $7,869,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 445,000 | $7,868,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 190,953 | $7,858,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 755,229 | $7,855,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 97,800 | $7,851,000 | thousands by filing date | put |
| SAFEWAY INC | 786514208 | COM NEW | 240,600 | $7,836,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,684,860 | $7,834,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 690,300 | $7,821,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 88,600 | $7,806,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 134,773 | $7,797,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 83,911 | $7,770,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,534,582 | $7,765,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 134,091 | $7,743,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 7,647,000 | $7,738,000 | thousands by filing date | principal |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 78,200 | $7,732,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 122,035 | $7,721,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 196,120 | $7,714,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 429,697 | $7,706,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 193,165 | $7,688,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 445,151 | $7,679,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 288,428 | $7,673,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 326,126 | $7,661,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 445,066 | $7,656,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 266,800 | $7,644,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 386,277 | $7,629,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 172,832 | $7,599,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 337,368 | $7,584,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 5,000,000 | $7,571,000 | thousands by filing date | principal |
| FLOWSERVE CORP | 34354P105 | COM | 95,994 | $7,568,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 91,100 | $7,561,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 66,300 | $7,545,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 501,000 | $7,545,000 | thousands by filing date | call |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 55,128 | $7,540,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 174,367 | $7,538,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 6,359,000 | $7,535,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 429,322 | $7,530,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 131,374 | $7,526,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 97,426 | $7,525,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 190,100 | $7,520,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 268,000 | $7,512,000 | thousands by filing date | call |
| DTS INC | 23335C101 | COM | 314,128 | $7,511,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 118,544 | $7,502,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 71,449 | $7,496,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 235,775 | $7,495,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 150,000 | $7,487,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 224,964 | $7,462,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 362,225 | $7,421,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 87,934 | $7,418,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 155,431 | $7,416,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 169,400 | $7,399,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 198,661 | $7,358,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 85,342 | $7,356,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 5,000,000 | $7,356,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 154,872 | $7,305,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 582,200 | $7,295,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 149,249 | $7,272,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 190,000 | $7,269,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 411,000 | $7,266,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 908,781 | $7,252,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 197,241 | $7,251,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 82,326 | $7,249,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 265,340 | $7,223,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 83,770 | $7,212,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 5,474,000 | $7,208,000 | thousands by filing date | principal |
| DENBURY RES INC | 247916208 | COM NEW | 438,721 | $7,207,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 7,208,000 | $7,200,000 | thousands by filing date | principal |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 483,042 | $7,183,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 116,099 | $7,182,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 91,300 | $7,180,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 165,728 | $7,172,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 64,777 | $7,169,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 145,291 | $7,153,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 146,434 | $7,149,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 71,279 | $7,141,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 201,900 | $7,133,000 | thousands by filing date | put |
| SPECTRA ENERGY CORP | 847560109 | COM | 200,000 | $7,124,000 | thousands by filing date | call |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 335,110 | $7,122,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 170,397 | $7,110,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 95,585 | $7,110,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 93,946 | $7,097,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 211,960 | $7,065,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 672,472 | $7,055,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 69,861 | $7,054,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 868,706 | $7,046,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 628,641 | $7,041,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 198,800 | $7,018,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 220,000 | $6,987,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 350,579 | $6,980,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 399,000 | $6,943,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 384,500 | $6,940,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 263,000 | $6,938,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 263,057 | $6,929,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 160,606 | $6,926,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 171,596 | $6,900,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 104,244 | $6,891,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 72,000 | $6,886,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 316,522 | $6,854,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 100,000 | $6,853,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 73,658 | $6,834,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 127,215 | $6,829,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 78,100 | $6,797,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 206,200 | $6,796,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 108,776 | $6,766,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 65,165 | $6,760,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 66,366 | $6,728,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 202,676 | $6,722,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 139,236 | $6,717,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 161,712 | $6,710,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 134,000 | $6,707,000 | thousands by filing date | call |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 63,728 | $6,693,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 132,300 | $6,668,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 37,687 | $6,654,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 305,502 | $6,645,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 101,991 | $6,642,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 195,000 | $6,640,000 | thousands by filing date | call |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 5,511,000 | $6,637,000 | thousands by filing date | principal |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 200,800 | $6,619,000 | thousands by filing date | call |
| HEARTLAND EXPRESS INC | 422347104 | COM | 336,900 | $6,610,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 100,331 | $6,598,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,975,129 | $6,576,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 489,190 | $6,574,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 161,180 | $6,562,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 110,300 | $6,554,000 | thousands by filing date | call |
| PUBLIC STORAGE COM | 74460D109 | REIT | 43,493 | $6,546,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 204,111 | $6,536,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 547,383 | $6,535,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 374,746 | $6,506,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 142,325 | $6,504,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,681,451 | $6,490,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 157,476 | $6,488,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 112,800 | $6,479,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 13,555 | $6,477,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 354,000 | $6,471,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 40,000 | $6,456,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 123,977 | $6,442,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 56,600 | $6,441,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 74,883 | $6,439,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 108,542 | $6,427,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 275,000 | $6,427,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 53,400 | $6,423,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 181,390 | $6,419,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 123,442 | $6,415,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 287,687 | $6,395,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 285,821 | $6,380,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 4,752,000 | $6,380,000 | thousands by filing date | principal |
| BCE INC COM NEW | 05534B760 | Stock | 147,300 | $6,377,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 83,000 | $6,341,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 160,000 | $6,330,000 | thousands by filing date | put |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 480,070 | $6,289,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 156,216 | $6,284,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 48,386 | $6,256,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 531,598 | $6,253,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 55,900 | $6,249,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007922 | this filing | 2014-02-14 | acceptance time not in the bulk data set |