13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 5,977 holding rows worth $140,917,856,000.
- Accession
- 0001140361-14-007922
- Filer
- CIK 1000275
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 17,361 entries on the cover page, a total value of $140,917,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,917,856,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares TIPS Bond ETF | 464287176 | SHS | 317,060 | $34,845,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,135,033 | $34,789,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 584,267 | $34,781,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 593,600 | $34,714,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 159,882 | $34,675,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 792,126 | $34,417,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,080,307 | $34,408,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 309,424 | $34,370,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 433,875 | $34,363,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 959,316 | $34,324,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 374,100 | $34,182,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 7,785,667 | $34,102,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 482,630 | $34,046,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 456,300 | $33,880,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 1,029,598 | $33,812,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 2,347,367 | $33,707,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 424,500 | $33,671,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 362,714 | $33,645,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 573,110 | $33,527,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 432,017 | $33,516,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 5,104,103 | $33,381,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 197,400 | $33,354,000 | thousands by filing date | put |
| SIGMA ALDRICH CORP | 826552101 | COM | 351,733 | $33,066,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 288,685 | $32,985,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 507,600 | $32,979,000 | thousands by filing date | put |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 910,733 | $32,841,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 337,500 | $32,808,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 2,151,000 | $32,803,000 | thousands by filing date | call |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 530,436 | $32,803,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 807,912 | $32,695,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 686,812 | $32,679,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,254,608 | $32,621,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 335,218 | $32,587,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 127,448 | $32,552,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 386,918 | $32,532,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 878,736 | $32,513,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 368,341 | $32,451,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,838,400 | $32,411,000 | thousands by filing date | put |
| ACTUANT CORP | 00508X203 | CL A NEW | 880,767 | $32,272,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 644,684 | $32,229,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 962,319 | $32,198,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 427,500 | $32,105,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 571,928 | $32,034,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 408,600 | $32,030,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 758,946 | $32,028,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 348,165 | $31,983,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 365,575 | $31,980,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,836,574 | $31,902,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 645,305 | $31,736,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 511,500 | $31,694,000 | thousands by filing date | call |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 28,513,000 | $31,489,000 | thousands by filing date | principal |
| ACE LTD | H0023R105 | SHS | 302,546 | $31,323,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 165,113 | $31,316,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 466,137 | $31,302,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 240,108 | $31,220,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 484,173 | $31,210,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,017,900 | $31,188,000 | thousands by filing date | put |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 516,711 | $31,162,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 551,787 | $31,099,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 919,148 | $30,931,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 354,041 | $30,908,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 584,300 | $30,899,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 370,974 | $30,844,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 704,454 | $30,714,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 378,042 | $30,694,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 510,060 | $30,583,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 668,006 | $30,562,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 583,187 | $30,529,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 972,100 | $30,485,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 556,900 | $30,434,000 | thousands by filing date | put |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 305,184 | $30,365,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 786,000 | $30,159,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 393,200 | $30,040,000 | thousands by filing date | put |
| SPS COMM INC COM | 78463M107 | Stock | 457,578 | $29,880,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 22,198,000 | $29,732,000 | thousands by filing date | principal |
| SEADRILL ORD | G7945E105 | COM | 722,533 | $29,682,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 201,508 | $29,663,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 298,147 | $29,587,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 530,000 | $29,288,000 | thousands by filing date | call |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 551,758 | $29,254,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 465,696 | $29,250,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 779,992 | $29,226,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 409,271 | $29,161,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 878,998 | $28,918,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 1,019,125 | $28,912,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,225,913 | $28,907,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 636,434 | $28,901,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 189,569 | $28,844,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 354,767 | $28,726,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,623,321 | $28,700,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,080,600 | $28,671,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,014,271 | $28,663,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 884,067 | $28,581,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 782,860 | $28,566,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 215,179 | $28,561,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 650,000 | $28,542,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 452,000 | $28,512,000 | thousands by filing date | put |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 2,112,907 | $28,503,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 403,985 | $28,381,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 337,025 | $28,336,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,334,038 | $28,333,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 350,300 | $28,266,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 571,003 | $28,219,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 395,657 | $28,199,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 552,055 | $28,155,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 441,441 | $28,106,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 833,546 | $28,091,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 443,720 | $28,075,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 662,045 | $27,892,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 106,020 | $27,876,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 177,670 | $27,869,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 490,576 | $27,786,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 689,190 | $27,761,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 385,900 | $27,754,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 696,700 | $27,750,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 670,537 | $27,727,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 473,260 | $27,616,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 121,286 | $27,538,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 453,218 | $27,506,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 99,860 | $27,486,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 197,624 | $27,406,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 143,094 | $27,325,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 572,640 | $27,320,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 432,192 | $27,262,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 1,062,409 | $27,134,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 295,383 | $27,096,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 677,310 | $27,018,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 209,621 | $26,980,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 196,800 | $26,861,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 930,300 | $26,858,000 | thousands by filing date | put |
| AMERISAFE INC | 03071H100 | COM | 635,795 | $26,856,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 632,303 | $26,841,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 25,291 | $26,834,000 | thousands by filing date | principal |
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 4,943,000 | $26,803,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,226,000 | $26,800,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 255,530 | $26,764,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 523,365 | $26,707,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 353,686 | $26,639,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 475,314 | $26,637,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 401,587 | $26,618,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,766,951 | $26,611,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 1,378,295 | $26,601,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 458,532 | $26,557,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 540,811 | $26,548,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 332,230 | $26,519,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 685,000 | $26,420,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 355,151 | $26,413,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 244,399 | $26,366,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 621,862 | $26,361,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 350,092 | $26,307,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 197,727 | $26,274,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 274,021 | $26,183,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 10,377,000 | $26,111,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 950,000 | $26,097,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 619,400 | $26,064,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 979,763 | $26,020,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 346,305 | $25,924,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 534,123 | $25,893,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 299,667 | $25,756,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 612,000 | $25,753,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 320,700 | $25,746,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 777,089 | $25,629,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 236,865 | $25,619,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,539,417 | $25,615,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 316,405 | $25,535,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 559,864 | $25,491,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 356,096 | $25,454,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 583,444 | $25,257,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 289,502 | $25,243,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 169,800 | $25,242,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,200,000 | $25,236,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 5,656,858 | $25,117,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 293,800 | $25,094,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 364,010 | $25,087,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 337,091 | $25,076,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 750,000 | $24,975,000 | thousands by filing date | call |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 376,183 | $24,877,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,173,059 | $24,821,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 439,542 | $24,800,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 3,349,224 | $24,784,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 212,523 | $24,758,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,053,122 | $24,664,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 264,042 | $24,569,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 587,561 | $24,560,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 641,000 | $24,525,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 882,152 | $24,523,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 1,167,210 | $24,511,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 874,500 | $24,469,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 268,383 | $24,384,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 2,208,501 | $24,369,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 2,290,200 | $24,345,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 808,497 | $24,328,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 272,571 | $24,307,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 593,455 | $24,232,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 2,653,870 | $24,177,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 21,855,000 | $24,177,000 | thousands by filing date | principal |
| FMC CORP COM NEW | 302491303 | Stock | 320,313 | $24,171,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 230,000 | $24,168,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 622,935 | $24,145,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 351,720 | $24,126,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 808,589 | $24,088,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 780,154 | $24,075,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 336,666 | $23,964,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 485,537 | $23,807,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 403,974 | $23,771,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 305,593 | $23,736,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 23,607,000 | $23,667,000 | thousands by filing date | principal |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 128,094 | $23,666,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 469,694 | $23,636,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,524,700 | $23,526,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 662,745 | $23,508,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 127,900 | $23,471,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 449,445 | $23,466,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 209,411 | $23,408,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 281,602 | $23,405,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 732,900 | $23,343,000 | thousands by filing date | call |
| MOBILE MINI INC | 60740F105 | COM | 566,023 | $23,310,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 247,300 | $23,306,000 | thousands by filing date | call |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 748,463 | $23,299,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 688,700 | $23,292,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 275,544 | $23,230,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 275,800 | $23,214,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 424,925 | $22,980,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,045,816 | $22,966,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 510,327 | $22,965,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 356,000 | $22,962,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 335,000 | $22,958,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 527,400 | $22,931,000 | thousands by filing date | put |
| iShares MSCI Frontier 100 | 464286145 | cs | 679,459 | $22,925,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 434,050 | $22,861,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 768,471 | $22,782,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 689,786 | $22,749,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,207,089 | $22,729,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 552,700 | $22,721,000 | thousands by filing date | put |
| D.R. HORTON INC | 23331ABB4 | NOTE | 13,100,000 | $22,606,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 254,424 | $22,518,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 353,065 | $22,398,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 342,140 | $22,348,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 1,678,933 | $22,313,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 216,006 | $22,287,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 207,388 | $22,278,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 629,696 | $22,203,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,067,700 | $22,091,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 390,479 | $22,090,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 430,659 | $22,050,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,055,797 | $22,045,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 422,251 | $22,010,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 24,871,000 | $21,995,000 | thousands by filing date | principal |
| Southern Company | 842587107 | COM | 533,900 | $21,948,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 447,400 | $21,936,000 | thousands by filing date | put |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 353,083 | $21,934,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 182,262 | $21,878,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 277,678 | $21,853,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,583,846 | $21,826,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 942,965 | $21,717,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 12,500,000 | $21,695,000 | thousands by filing date | principal |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 159,586 | $21,627,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 390,302 | $21,541,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 388,446 | $21,535,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 419,935 | $21,409,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 55,690 | $21,389,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,203,000 | $21,353,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 443,352 | $21,313,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 321,700 | $21,278,000 | thousands by filing date | put |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 15,468,000 | $21,269,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 683,935 | $21,250,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 1,748,544 | $21,210,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 915,333 | $21,190,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,561,120 | $21,184,000 | thousands by filing date | call |
| SIGNATURE BANK | 82669G104 | COM | 197,130 | $21,177,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 57,211 | $21,063,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 712,900 | $21,031,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 774,516 | $21,021,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 354,264 | $20,962,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 2,220,688 | $20,941,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,098,000 | $20,917,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 697,984 | $20,807,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 172,965 | $20,746,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 813,758 | $20,604,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 400,000 | $20,504,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 256,181 | $20,439,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 310,837 | $20,428,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 395,700 | $20,426,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 587,045 | $20,371,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 728,747 | $20,361,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 249,700 | $20,273,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 297,632 | $20,271,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 242,575 | $20,179,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 554,153 | $20,171,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 657,300 | $20,140,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 745,237 | $20,085,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 299,632 | $20,024,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 601,912 | $19,959,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 738,060 | $19,927,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 536,000 | $19,923,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 352,000 | $19,923,000 | thousands by filing date | put |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 392,622 | $19,914,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 317,707 | $19,911,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 260,483 | $19,880,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 940,527 | $19,871,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 111,900 | $19,857,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 575,008 | $19,844,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,950,725 | $19,829,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 516,495 | $19,815,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 738,269 | $19,765,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 219,000 | $19,734,000 | thousands by filing date | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 357,622 | $19,709,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,976,200 | $19,703,000 | thousands by filing date | put |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 794,456 | $19,678,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 81,052 | $19,663,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 117,000 | $19,637,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 360,369 | $19,622,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 394,861 | $19,601,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 12,850,000 | $19,580,000 | thousands by filing date | principal |
| BROOKDALE SR LIVING INC | 112463104 | COM | 715,834 | $19,456,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 603,201 | $19,453,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 14,721,000 | $19,395,000 | thousands by filing date | principal |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 921,697 | $19,383,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 31,342,000 | $19,373,000 | thousands by filing date | principal |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 472,767 | $19,176,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 320,683 | $19,171,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 490,124 | $19,144,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 12,818,000 | $19,123,000 | thousands by filing date | principal |
| SCIQUEST INC NEW | 80908T101 | COM | 667,289 | $19,004,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 581,096 | $18,996,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 603,706 | $18,951,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,902,240 | $18,947,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 254,771 | $18,930,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 226,878 | $18,897,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 32,133,000 | $18,878,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 803,450 | $18,849,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 457,143 | $18,808,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 285,987 | $18,792,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 271,530 | $18,761,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 326,107 | $18,708,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 175,383 | $18,670,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 507,680 | $18,647,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 12,689,000 | $18,525,000 | thousands by filing date | principal |
| WEX INC | 96208T104 | COM | 186,686 | $18,488,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 696,713 | $18,483,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 5,587,761 | $18,439,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 624,160 | $18,251,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 333,285 | $18,242,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 367,887 | $18,166,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 320,012 | $18,160,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 279,023 | $18,128,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 203,405 | $18,102,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 304,776 | $18,095,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 199,000 | $18,071,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 201,411 | $18,068,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,826,937 | $18,067,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 380,720 | $18,065,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 346,039 | $18,061,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 656,972 | $17,995,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 980,431 | $17,981,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 165,349 | $17,953,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 229,491 | $17,946,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 195,397 | $17,854,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 794,400 | $17,818,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 486,147 | $17,817,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 996,700 | $17,781,000 | thousands by filing date | call |
| APTARGROUP INC COM | 038336103 | Stock | 261,961 | $17,764,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 196,556 | $17,599,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 822,919 | $17,562,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 233,000 | $17,550,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 221,200 | $17,546,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645100 | COM | 801,136 | $17,505,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 179,907 | $17,492,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 740,708 | $17,451,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 373,828 | $17,429,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 575,238 | $17,389,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 284,334 | $17,364,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 280,045 | $17,309,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 185,565 | $17,288,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 266,677 | $17,216,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 245,000 | $17,209,000 | thousands by filing date | call |
| IDEXX LABS INC COM | 45168D104 | Stock | 161,753 | $17,206,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,050,933 | $17,171,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 585,552 | $17,115,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 217,932 | $17,101,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 322,119 | $17,069,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 284,536 | $17,033,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 187,800 | $17,003,000 | thousands by filing date | call |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 16,239,000 | $16,929,000 | thousands by filing date | principal |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 478,365 | $16,897,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 685,470 | $16,863,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 124,441 | $16,861,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 132,071 | $16,854,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 333,765 | $16,775,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 35,000 | $16,728,000 | thousands by filing date | call |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 2,281,174 | $16,721,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 266,518 | $16,608,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 11,700,000 | $16,599,000 | thousands by filing date | principal |
| E M C CORP MASS | 268648102 | COM | 658,900 | $16,571,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 100,000 | $16,547,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 290,490 | $16,392,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 1,211,007 | $16,349,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 306,200 | $16,345,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 386,460 | $16,333,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 365,927 | $16,308,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 464,558 | $16,296,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 209,706 | $16,276,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 319,561 | $16,275,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 69,800 | $16,266,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 272,324 | $16,082,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 805,837 | $16,068,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,345,100 | $16,060,000 | thousands by filing date | put |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 174,444 | $16,051,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 305,900 | $15,986,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 704,392 | $15,962,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 15,105,000 | $15,946,000 | thousands by filing date | principal |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,135,973 | $15,914,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 812,509 | $15,876,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 322,700 | $15,857,000 | thousands by filing date | put |
| WPP PLC NEW ADR | 92937A102 | ADR | 137,799 | $15,828,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 995,715 | $15,822,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 431,839 | $15,801,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 214,020 | $15,790,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 584,381 | $15,790,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 140,814 | $15,749,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 195,693 | $15,687,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 420,255 | $15,684,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 303,469 | $15,659,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 283,300 | $15,635,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,112,274 | $15,594,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 419,343 | $15,588,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 298,900 | $15,532,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 795,693 | $15,524,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 38,800 | $15,473,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 359,605 | $15,456,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 143,192 | $15,435,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 353,763 | $15,434,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 195,300 | $15,370,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 347,170 | $15,363,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 566,000 | $15,361,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 12,500,000 | $15,320,000 | thousands by filing date | principal |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 202,277 | $15,305,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 737,783 | $15,265,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100,300 | $15,262,000 | thousands by filing date | put |
| UNS ENERGY CORP | 903119105 | COM | 254,994 | $15,261,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 137,894 | $15,258,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 383,892 | $15,237,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 270,000 | $15,236,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 166,500 | $15,231,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 281,000 | $15,152,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 167,329 | $15,130,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 295,300 | $15,075,000 | thousands by filing date | call |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 623,943 | $15,055,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 750,042 | $15,053,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 373,190 | $14,992,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,636,394 | $14,974,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 257,276 | $14,949,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 879,171 | $14,936,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 159,845 | $14,895,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,516,789 | $14,864,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 313,300 | $14,810,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 848,187 | $14,792,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 407,146 | $14,788,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 167,153 | $14,783,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 339,846 | $14,746,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 190,561 | $14,731,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 361,682 | $14,688,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 453,025 | $14,681,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 288,235 | $14,623,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 16,215,000 | $14,583,000 | thousands by filing date | principal |
| SYNOPSYS INC COM | 871607107 | Stock | 359,300 | $14,576,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 285,706 | $14,532,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 13,709,000 | $14,506,000 | thousands by filing date | principal |
| SUNTRUST BANKS INC | 867914103 | COM | 393,708 | $14,492,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 261,424 | $14,452,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 483,395 | $14,444,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 289,653 | $14,439,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 349,100 | $14,421,000 | thousands by filing date | put |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 185,618 | $14,369,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 591,192 | $14,360,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,082,965 | $14,350,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,105,104 | $14,327,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 159,011 | $14,302,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 405,000 | $14,297,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 35,800 | $14,277,000 | thousands by filing date | call |
| ISHARES TR | 464287861 | EUROPE ETF | 300,870 | $14,276,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 657,800 | $14,255,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 609,000 | $14,232,000 | thousands by filing date | put |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 14,000,000 | $14,228,000 | thousands by filing date | principal |
| ARROW ELECTRS INC | 042735100 | COM | 261,654 | $14,196,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 433,966 | $14,186,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 203,400 | $14,181,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 622,317 | $14,145,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 144,409 | $14,014,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,710,861 | $14,011,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 205,400 | $14,008,000 | thousands by filing date | call |
| BT GROUP-ADR | 05577E101 | ADR | 221,887 | $14,008,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,031,930 | $14,004,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 180,000 | $13,964,000 | thousands by filing date | put |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 166,629 | $13,957,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 199,370 | $13,888,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 176,500 | $13,880,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 878,076 | $13,874,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 588,700 | $13,846,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 298,008 | $13,813,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007922 | this filing | 2014-02-14 | acceptance time not in the bulk data set |