13F-HR filed by Clearbridge Investments, LLC
Clearbridge Investments, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 1,099 holding rows worth $80,227,985,000.
- Accession
- 0001140361-14-007600
- Filer
- CIK 1348883
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 1,099 entries on the cover page, a total value of $80,227,985,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $80,227,985,000 with VALUE read as thousands by filing date, 13F file number 028-11611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerLEGG MASON, INC.028-01700
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BEMIS INC | 081437105 | COM | 600 | $25,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 25,000 | $25,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 300 | $24,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 520 | $24,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 25,000 | $24,000 | thousands by filing date | principal |
| VULCAN MATLS CO COM | 929160109 | Stock | 393 | $23,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 300 | $23,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 400 | $22,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 312 | $22,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 3,445 | $21,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 400 | $21,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,012 | $20,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 150 | $18,000 | thousands by filing date | |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 25,000 | $18,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 300 | $17,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 200 | $17,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 500 | $17,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,254 | $16,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,000 | $16,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 410 | $15,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 500 | $15,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 608 | $15,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 430 | $15,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,189 | $15,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,250 | $15,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 150 | $15,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 500 | $14,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 100 | $14,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 472 | $14,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,000 | $14,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 686 | $14,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 222 | $13,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,560 | $13,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 170 | $13,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 218 | $13,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,000 | $13,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 300 | $13,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 205 | $12,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 223 | $12,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 300 | $12,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,000 | $12,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 271 | $11,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 200 | $11,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 202 | $11,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 560 | $11,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 280 | $11,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 548 | $11,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 100 | $11,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,000 | $10,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 516 | $10,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,000 | $10,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 213 | $10,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 200 | $9,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,000 | $9,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 328 | $9,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 523 | $9,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 500 | $8,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 300 | $8,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 204 | $8,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,000 | $8,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 337 | $8,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 1,000 | $8,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 410 | $7,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 118 | $7,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 120 | $7,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,000 | $7,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 186 | $7,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,438 | $7,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 400 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 120 | $6,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 170 | $6,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 500 | $6,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 1,000 | $6,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 400 | $6,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 100 | $5,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 200 | $5,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 230 | $5,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 132 | $5,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 191 | $5,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 550 | $4,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 108 | $4,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 362 | $4,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 300 | $4,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 300 | $4,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 158 | $4,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 150 | $4,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 215 | $3,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 300 | $3,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 160 | $3,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 600 | $2,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 100 | $2,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1,000 | $2,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 300 | $2,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 100 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 101 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 100 | $1,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007600 | this filing | 2014-02-14 | acceptance time not in the bulk data set |