13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 74 holding rows worth $1,800,017,000.
- Accession
- 0001140361-14-007217
- Filer
- CIK 1222765
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 75 entries on the cover page, a total value of $1,800,017,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,800,017,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 2,591,178 | $196,411,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 1,148,075 | $176,183,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 4,469,467 | $167,068,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 4,946,241 | $158,081,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 3,162,936 | $156,090,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 9,336,435 | $134,164,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 2,477,454 | $123,501,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 11,876,120 | $111,991,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 2,873,928 | $97,943,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 273,739 | $50,387,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 4,551,008 | $50,152,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 1,395,160 | $41,966,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 1,093,324 | $30,602,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 530,781 | $29,039,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 1,533,327 | $26,679,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 883,440 | $24,215,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 682,766 | $14,495,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 960,065 | $13,479,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 192,441 | $12,978,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 873,413 | $10,646,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 274,376 | $9,397,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 184,246 | $9,053,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 600,000 | $8,976,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 291,327 | $8,366,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 627,076 | $8,333,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,455,859 | $7,701,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 108,216 | $7,279,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 555,478 | $7,276,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 41,785 | $7,019,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 287,019 | $6,693,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 103,400 | $6,188,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 44,058 | $5,969,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 6,000,000 | $5,820,000 | thousands by filing date | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 367,770 | $5,711,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 4,329,000 | $5,692,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 139,263 | $5,691,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 190,508 | $4,810,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 46,808 | $4,761,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 174,002 | $4,104,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 2,990,735 | $4,037,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 220,112 | $3,922,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 199,172 | $3,336,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 20,652 | $3,333,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 82,836 | $3,103,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 20,459 | $2,797,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 2,562,000 | $2,734,000 | thousands by filing date | principal |
| INGERSOLL-RAND PLC | G47791101 | SHS | 42,921 | $2,643,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 209,447 | $2,584,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 92,500 | $2,425,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 61,179 | $2,327,000 | thousands by filing date | |
| COSTA INC | 22149T102 | CL A | 84,464 | $1,835,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 193,067 | $1,754,000 | thousands by filing date | |
| VITRAN CORP | 92850E107 | COMMON STOCK | 230,342 | $1,492,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 33,546 | $1,482,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 69,869 | $1,161,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 51,868 | $1,012,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 30,377 | $682,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 32,197 | $595,000 | thousands by filing date | |
| GENTIUM S P A | 37250B104 | SPONSORED ADR | 8,407 | $480,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 320,000 | $325,000 | thousands by filing date | principal |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 15,355 | $273,000 | thousands by filing date | |
| VIROPHARMA INC | 928241AH1 | NOTE 2.000% 3/1 | 60,000 | $160,000 | thousands by filing date | principal |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 125,000 | $133,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 100,000 | $101,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 184,200 | $84,000 | thousands by filing date | put |
| ACTAVIS PLC | G0083B108 | SHS | 63,000 | $59,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 44,100 | $58,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026105 | COM | 46,800 | $42,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 82,900 | $29,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 20,700 | $28,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 220,000 | $27,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 200,000 | $25,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791101 | SHS | 44,200 | $18,000 | thousands by filing date | put |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 20,500 | $12,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007217 | this filing | 2014-02-14 | acceptance time not in the bulk data set |