13F-HR filed by ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-11, with 602 holding rows worth $7,944,260,000.
- Accession
- 0001140361-14-005747
- Filer
- CIK 1097278
- Filed
- 2014-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 602 entries on the cover page, a total value of $7,944,260,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,944,260,000 with VALUE read as thousands by filing date, 13F file number 028-05049. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST DATA CORPORATION | 32007UBB4 | TERM | 1,000 | $1,003,000 | thousands by filing date | principal |
| ABC SUPPLY CO INC | 02474RAB9 | TERM | 998 | $1,002,000 | thousands by filing date | principal |
| MILL US ACQUISITION LLC | 60001PAB3 | TERM | 998 | $1,002,000 | thousands by filing date | principal |
| SHINGLE SPRINGS TRIBAL | 82459FAB6 | TERM | 993 | $1,000,000 | thousands by filing date | principal |
| SABRE GLBL INC | 78571YAT7 | TERM | 998 | $998,000 | thousands by filing date | principal |
| BRITAX US HOLDINGS | BL1129891 | TERM | 998 | $993,000 | thousands by filing date | principal |
| Premier Oil PLC | 062089695 | COM | 190,400 | $987,000 | thousands by filing date | principal |
| SIX FLAGS ENTERTAINMENT | 83001AAA0 | CORP | 1,000,000 | $978,000 | thousands by filing date | principal |
| Caraustar Industries Inc | 14076CAB9 | TERM | 952 | $955,000 | thousands by filing date | principal |
| Cenveo | 15671BAG6 | CONV BOND | 962,000 | $948,000 | thousands by filing date | principal |
| OMEGA HLTHCARE INVESTORS | 681936AZ3 | CORP | 930,000 | $939,000 | thousands by filing date | principal |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 100,000 | $909,000 | thousands by filing date | principal |
| Equinix, Inc. | 29444U502 | EQIX | 4,962 | $881,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 15,500 | $843,000 | thousands by filing date | principal |
| YTL CORP FINANCE LABUAN | EI1864871 | CONV | 800,000 | $843,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 38,000 | $827,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 100,928 | $819,000 | thousands by filing date | principal |
| INN OF THE MOUNTAIN GODS | 45771VAC7 | CORP | 847,990 | $818,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 56,872 | $815,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,000 | $797,000 | thousands by filing date | principal |
| DUPONT FABROS TECH LP | 26613TAE0 | CORP | 750,000 | $774,000 | thousands by filing date | principal |
| NETFLIX INC | 64110LAE6 | CORP | 750,000 | $759,000 | thousands by filing date | principal |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 12,471 | $713,000 | thousands by filing date | principal |
| LEUCADIA NATIONAL CORP | 527288AX2 | NOTE 3.750% | 520,000 | $694,000 | thousands by filing date | principal |
| CHINA POWER INTL DEVELOP | EJ3302266 | CONV | 3,500,000 | $688,000 | thousands by filing date | principal |
| ULTRAPETROL(BAHAMAS) LTD | 90400XAE4 | CORP | 625,000 | $677,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235T107 | COM | 22,000 | $676,000 | thousands by filing date | principal |
| FUJIFILM Holdings Corp | 001225634 | COM | 23,900 | $676,000 | thousands by filing date | principal |
| TESORO LOGISTICS LP/CORP | 88160QAA1 | CORP | 650,000 | $665,000 | thousands by filing date | principal |
| PARKER DRILLING CO COMPAN | 701081AT8 | BOND | 575,000 | $610,000 | thousands by filing date | principal |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 230,500 | $606,000 | thousands by filing date | principal |
| LSB INDS INC | 502160104 | COM | 14,485 | $594,000 | thousands by filing date | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 25,000 | $588,000 | thousands by filing date | principal |
| FXCM INC | 302693106 | COM | 31,638 | $564,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501N101 | COM | 8,807 | $562,000 | thousands by filing date | principal |
| D R HORTON INC COM | 23331A109 | Stock | 24,990 | $558,000 | thousands by filing date | principal |
| TEMBEC INDUSTRIES INC | 87971KAG2 | CORP | 500,000 | $548,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 63,956 | $539,000 | thousands by filing date | principal |
| IHEARTCOMMUNICATIONS INC | 184502BN1 | CORP | 500,000 | $538,000 | thousands by filing date | principal |
| Windstream Corp | 97381WAT1 | bond | 500,000 | $530,000 | thousands by filing date | principal |
| VISHAY INTERTECHN INC CVT 144A | 928298AJ7 | CONVERT | 607,000 | $529,000 | thousands by filing date | principal |
| CROSSTEX ENERGY LP/CROSS | 22764LAB9 | CORP | 500,000 | $526,000 | thousands by filing date | principal |
| The Jones Group Inc | 48020T101 | COM | 35,063 | $525,000 | thousands by filing date | principal |
| FIDELITY & GUARANTY LIFE | 315786AA1 | CORP | 500,000 | $525,000 | thousands by filing date | principal |
| TITAN INTERNATIONAL INC | 88830MAG7 | CORP | 500,000 | $521,000 | thousands by filing date | principal |
| MANNKIND CORP | 56400P201 | COM | 100,000 | $520,000 | thousands by filing date | principal |
| Ship Finance International Ltd | 019429954 | CMN | 31,226 | $511,000 | thousands by filing date | principal |
| NATIONSTAR MORT/CAP CORP | 63860UAM2 | CORP | 500,000 | $509,000 | thousands by filing date | principal |
| SPRINT CORP | 85207UAG0 | CORP | 500,000 | $508,000 | thousands by filing date | principal |
| GENESIS ENERGY LP/GENESI | 37185LAE2 | CORP | 500,000 | $506,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 478,000 | $503,000 | thousands by filing date | principal |
| Park24 Co Ltd | 007429126 | COM | 25,800 | $485,000 | thousands by filing date | principal |
| Commercial Metals Co | 201723AK9 | CORP | 500,000 | $465,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 11,604 | $462,000 | thousands by filing date | principal |
| BARMINCO FINANCE PTY LTD | 067687AA1 | CORP | 500,000 | $460,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 40,000 | $450,000 | thousands by filing date | principal |
| SWIFT SERVICES HLDGS INC | 870755AB1 | CORP | 400,000 | $445,000 | thousands by filing date | principal |
| Clayton Williams Energy | 969490AE1 | CORP | 400,000 | $411,000 | thousands by filing date | principal |
| Vivendi SA | 012182074 | COM | 14,500 | $382,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 15,000 | $359,000 | thousands by filing date | principal |
| Ep Ener/Everest Acq Fin | 29977HAB6 | CORP | 300,000 | $346,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 34,941 | $343,000 | thousands by filing date | principal |
| Hughes Satelite Systems | 444454AB8 | CORP | 300,000 | $325,000 | thousands by filing date | principal |
| GULFMARK OFFSHORE INC | 402629AG4 | CORP | 310,000 | $312,000 | thousands by filing date | principal |
| TRIBUNE COMPANY | 896047503 | COMMON | 4,000 | $310,000 | thousands by filing date | principal |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 215,000 | $288,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 252,000 | $284,000 | thousands by filing date | principal |
| VRINGO INC | 92911N112 | W EXP 06/21/201 | 250,000 | $275,000 | thousands by filing date | principal |
| UNIT CORP NOTE M/W CLBL | 909218AB5 | NOTE M/W CLBL | 250,000 | $264,000 | thousands by filing date | principal |
| NATIONSTAR MORT/CAP CORP | 63860UAH3 | CORP | 250,000 | $259,000 | thousands by filing date | principal |
| Sega Sammy Holdings Inc | 020091967 | COM | 10,040 | $255,000 | thousands by filing date | principal |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 10,000 | $253,000 | thousands by filing date | principal |
| CUMULUS MEDIA INC-CL A | 231082116 | COM | 33,424 | $246,000 | thousands by filing date | principal |
| REGIS CORP | 758932AA5 | NOTE | 192,000 | $204,000 | thousands by filing date | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 100,000 | $197,000 | thousands by filing date | principal |
| Daifuku Co Ltd | 002364786 | COM | 15,000 | $191,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 36,994 | $187,000 | thousands by filing date | principal |
| HOT TOPIC INC | 441339AA6 | CORP | 150,000 | $157,000 | thousands by filing date | principal |
| TRIBUNE CO/NEW-CW13 | 896047115 | TRBNW | 2,000 | $152,000 | thousands by filing date | principal |
| MTR GAMING GROUP INC | 553769100 | COM | 28,407 | $147,000 | thousands by filing date | principal |
| LEAR CORP WARRANTS | 521865113 | COMMON | 742 | $117,000 | thousands by filing date | principal |
| COOPER-STANDARD HOLDING | 21676P111 | WRNT | 4,332 | $93,000 | thousands by filing date | principal |
| UNITED STATES TREAS BDS | 912810RB6 | US Government Note/Bond | 88 | $71,000 | thousands by filing date | principal |
| LUCENT TECHNOLOGIES CAPITAL TR | 549462307 | CONV PRF | 62 | $62,000 | thousands by filing date | principal |
| LEAR | PP8J05WL7 | CORP | 4,932,000 | $59,000 | thousands by filing date | principal |
| LEAR | PPB004AH0 | CORP | 5,000,000 | $59,000 | thousands by filing date | principal |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 5,000 | $54,000 | thousands by filing date | principal |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 5,000 | $47,000 | thousands by filing date | principal |
| SHENGDATECH INC | 823213AD5 | CONV BND | 2,975,000 | $43,000 | thousands by filing date | principal |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,000 | $38,000 | thousands by filing date | principal |
| Catalyst Paper Corp | 14889B102 | COM | 20,468 | $23,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 13,000 | $17,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 14,000 | $14,000 | thousands by filing date | principal |
| INTERPUBLIC GROUP COS | 460690100 | COM | 701 | $12,000 | thousands by filing date | principal |
| LUCENT TECHNOLOGIES INC | 549463AH0 | CORPORATE OBLIG | 9,000 | $8,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 8,000 | $8,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 7,000 | $7,000 | thousands by filing date | principal |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 4,000 | $3,000 | thousands by filing date | principal |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 3,000 | $3,000 | thousands by filing date | principal |
| Kawasaki Kisen Kaisha Ltd | 001226479 | COM | 308 | $1,000 | thousands by filing date | principal |
| MTR GAMING GROUP INC | 553769AL4 | CORP | 30 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INN OF THE MOUNTAIN GODS | EI5754540 | CORP | 310 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-005747 | this filing | 2014-02-11 | acceptance time not in the bulk data set |