13F-HR filed by Pentwater Capital Management LP
Pentwater Capital Management LP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 118 holding rows worth $3,613,549,000 by the sum of the rows.
- Accession
- 0001140361-13-042947
- Filer
- CIK 1425851
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 118 entries on the cover page, a total value of $2,977,583,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,613,549,000 with VALUE read as thousands by filing date, 13F file number 028-12843. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $2,977,583,000, 18% less than the sum of the rows, $3,613,549,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 3,930,000 | $660,279,000 | thousands by filing date | put |
| DELL INC | 24702R101 | COM | 24,074,000 | $331,042,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 7,730,000 | $240,558,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 2,691,000 | $201,368,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 33,405,000 | $147,650,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 4,260,000 | $141,730,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 7,440,000 | $115,915,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 3,441,332 | $104,823,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 6,425,000 | $84,489,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 490,000 | $82,325,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,300,000 | $70,840,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 927,200 | $67,899,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H950 | PUT | 1,242,400 | $64,220,000 | thousands by filing date | put |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 4,558,000 | $58,342,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511957 | COM | 598,300 | $55,636,000 | thousands by filing date | put |
| WMS INDUSTRIES INC | 929297109 | COM | 2,094,503 | $54,352,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 4,167,800 | $53,306,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 1,250,000 | $49,075,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399959 | COM | 373,500 | $46,575,000 | thousands by filing date | put |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 270,000 | $45,363,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V950 | PUT | 1,150,000 | $41,366,000 | thousands by filing date | put |
| BELO CORP | 080555105 | COM SER A | 2,844,714 | $38,973,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 6,060,000 | $35,693,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,507,300 | $34,863,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 985,000 | $33,283,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 340,000 | $31,617,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 536,762 | $27,745,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G901 | COM SHS | 380,000 | $26,513,000 | thousands by filing date | call |
| HEARTWARE INTL INC | 422368100 | COM | 360,000 | $26,350,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 567,932 | $23,842,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 861,077 | $22,750,000 | thousands by filing date | |
| US AIRWAYS GROUP INC | 90341W958 | COM | 1,152,000 | $21,842,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC | 21036P958 | PUT | 380,000 | $21,812,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G951 | COM SHS | 310,000 | $21,629,000 | thousands by filing date | put |
| VIROPHARMA INC | 928241958 | COM | 540,000 | $21,200,000 | thousands by filing date | put |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 1,657,700 | $20,986,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 12,000,000 | $20,434,000 | thousands by filing date | principal |
| ZOETIS INC | 98978V953 | PUT | 600,000 | $18,672,000 | thousands by filing date | put |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 15,000,000 | $16,649,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 861,077 | $16,016,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,042,510 | $14,626,000 | thousands by filing date | |
| CHICAGO BRIDGE IRON CO NV | 167250959 | COM | 199,900 | $13,547,000 | thousands by filing date | put |
| DOLE PLC ORD SHS | 256603101 | COM | 950,000 | $12,939,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 900,000 | $12,492,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 2,000,000 | $12,380,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q955 | COM | 880,000 | $12,346,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 215,000 | $12,341,000 | thousands by filing date | |
| COOPER TIRE RUBBER | 216831957 | COM | 400,000 | $12,320,000 | thousands by filing date | put |
| Berry Petroleum | 085789105 | COM | 280,847 | $12,113,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 93,878 | $11,707,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 290,000 | $11,696,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q905 | COM | 785,000 | $11,014,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES | N53745950 | NV PUT | 150,000 | $10,985,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV | N53745900 | SHS - A - | 150,000 | $10,985,000 | thousands by filing date | call |
| ONYX PHARMACEUTICALS INC | 683399909 | COM | 81,900 | $10,213,000 | thousands by filing date | call |
| SILVER EAGLE ACQUISITION | 827694209 | UNIT | 1,000,000 | $10,150,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 145,000 | $9,850,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 400,000 | $9,188,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 900,100 | $8,731,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X902 | COM | 1,461,200 | $8,709,000 | thousands by filing date | call |
| ZOLTEK COS INC | 98975W104 | COM | 494,513 | $8,253,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 431,054 | $8,130,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 400,000 | $7,996,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 500,000 | $7,970,000 | thousands by filing date | |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 800,000 | $7,880,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 90,000 | $7,866,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 100,000 | $7,592,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 425,000 | $7,455,000 | thousands by filing date | |
| US AIRWAYS GROUP INC | 90341W908 | COM | 385,000 | $7,300,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,164,224 | $7,240,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 540,000 | $6,232,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 321,778 | $6,210,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 6,000,000 | $5,971,000 | thousands by filing date | principal |
| UCP INC - CL A | 90265Y106 | Common Stock | 400,000 | $5,936,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC | 21036P908 | CL A | 100,000 | $5,740,000 | thousands by filing date | call |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 302,200 | $5,684,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R207 | UNIT | 517,400 | $5,262,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464950 | PUT | 74,000 | $4,499,000 | thousands by filing date | put |
| VIROPHARMA INC | 928241908 | COM | 100,000 | $3,926,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 139,700 | $3,519,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061950 | COM | 500,000 | $3,110,000 | thousands by filing date | put |
| SPRINT NEXTEL CORP | 852061900 | COM | 500,000 | $3,110,000 | thousands by filing date | call |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 107,975 | $3,046,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 15,000 | $2,901,000 | thousands by filing date | put |
| PFIZER INC | 717081953 | PUT | 100,000 | $2,873,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 300,000 | $2,790,000 | thousands by filing date | |
| VIVUS INC CMN STK | 928551950 | Cmn | 300,000 | $2,790,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 76,704 | $2,759,000 | thousands by filing date | |
| SIMCERE PHARMACEUTICAL GROUP | 82859P104 | SPON ADR | 272,209 | $2,575,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464900 | CALL | 40,000 | $2,432,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 165,000 | $2,277,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 105,800 | $2,053,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 27,500 | $1,985,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 12,000 | $1,899,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 85,000 | $1,862,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 86,712 | $1,762,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 101,233 | $1,630,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 174,874 | $1,541,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 56,555 | $1,524,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 20,000 | $1,443,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 180,000 | $1,073,000 | thousands by filing date | |
| EBIX INC | 278715956 | COM | 100,000 | $994,000 | thousands by filing date | put |
| J.C. PENNEY CO INC | 708160956 | COM | 100,000 | $881,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 20,000 | $852,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 11,799 | $823,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 10,000 | $647,000 | thousands by filing date | |
| BEAM INC | 073730953 | COM | 10,000 | $647,000 | thousands by filing date | put |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 34,849 | $637,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 28,675 | $544,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 10,842 | $468,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435958 | COM | 100,000 | $442,000 | thousands by filing date | put |
| BLACKBERRY LTD | 09228F903 | CALL | 50,000 | $397,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 181,700 | $367,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 40,000 | $352,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 12,836 | $270,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 450,050 | $270,000 | thousands by filing date | |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 311,800 | $265,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 26,837 | $243,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042947 | this filing | 2013-11-14 | acceptance time not in the bulk data set |