13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 58 holding rows worth $2,588,514,000.
- Accession
- 0001140361-13-042797
- Filer
- CIK 1222765
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 62 entries on the cover page, a total value of $2,588,514,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,588,514,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NYSE EURONEXT | 629491101 | COM | 4,996,051 | $209,734,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 2,261,617 | $171,702,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 2,226,730 | $166,626,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 5,866,689 | $138,513,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 3,869,854 | $128,750,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 9,111,954 | $125,472,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 13,692,071 | $123,913,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 7,901,701 | $123,109,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,318,684 | $114,056,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 5,240,201 | $110,044,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 6,457,743 | $102,936,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 2,195,276 | $84,500,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,519,438 | $77,652,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 571,429 | $71,240,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 7,653,725 | $64,980,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 1,539,131 | $62,089,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 4,391,386 | $60,162,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 5,014,554 | $59,573,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 4,486,777 | $58,956,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 2,524,378 | $56,773,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 1,895,947 | $43,607,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 913,478 | $40,403,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 2,939,810 | $37,042,000 | thousands by filing date | |
| MICHAEL BAKER CORP | 057149106 | COM | 812,918 | $32,899,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 1,395,834 | $32,788,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 2,177,699 | $29,660,000 | thousands by filing date | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 5,669,917 | $28,236,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,367,714 | $27,313,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 1,661,400 | $26,234,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 1,121,775 | $25,801,000 | thousands by filing date | |
| KEYNOTE SYS INC | 493308100 | COM | 705,364 | $25,055,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 782,720 | $22,425,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 2,291,426 | $19,431,000 | thousands by filing date | |
| NATIONAL TECHNICAL SYSTEM IN | 638104109 | COM | 636,956 | $14,554,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 880,657 | $11,264,000 | thousands by filing date | |
| ROCHESTER MED CORP | 771497104 | COM | 518,984 | $10,359,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 197,874 | $9,233,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 196,222 | $8,467,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 4,329,000 | $5,628,000 | thousands by filing date | principal |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 235,552 | $5,217,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 317,501 | $4,061,000 | thousands by filing date | |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 217,508 | $3,793,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,511,100 | $2,758,000 | thousands by filing date | put |
| US STEEL CORP | 912909AE8 | NOTE | 2,562,000 | $2,621,000 | thousands by filing date | principal |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 12,000 | $1,800,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 101,365 | $1,690,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 37,620 | $1,504,000 | thousands by filing date | call |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 291,200 | $1,441,000 | thousands by filing date | call |
| MAKO SURGICAL CORP | 560879108 | COM | 500,000 | $1,125,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 28,825 | $363,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 320,000 | $329,000 | thousands by filing date | principal |
| ZOETIS INC CL A | 98978V103 | Stock | 9,886 | $308,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 125,000 | $133,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 100,000 | $102,000 | thousands by filing date | principal |
| RUE21 INC | 781295100 | COM | 83,200 | $81,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 211,400 | $6,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 105,800 | $2,000 | thousands by filing date | put |
| DOLE PLC ORD SHS | 256603101 | COM | 33,700 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042797 | this filing | 2013-11-14 | acceptance time not in the bulk data set |