13F-HR filed by Ulysses Management LLC
Ulysses Management LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 50 holding rows worth $777,869,000.
- Accession
- 0001140361-13-042647
- Filer
- CIK 1510912
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 99 entries on the cover page, a total value of $777,869,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $777,869,000 with VALUE read as thousands by filing date, 13F file number 028-14306. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 2,135,000 | $358,701,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,125,000 | $119,936,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 424,000 | $33,708,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 481,500 | $26,907,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 449,900 | $21,879,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 420,000 | $20,374,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 601,000 | $20,001,000 | thousands by filing date | |
| 38259p508 | COM | 22,500 | $19,708,000 | thousands by filing date | call | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 355,900 | $18,439,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 155,000 | $15,376,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 905,432 | $15,357,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 233,467 | $12,764,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 6,000,000 | $12,480,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 189,500 | $8,152,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 192,001 | $7,169,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 500,000 | $6,925,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 135,000 | $6,754,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 350,000 | $6,573,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 575,000 | $5,715,000 | thousands by filing date | put |
| VODAFONE GP PLC | 92857W209 | ADR | 151,000 | $5,312,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 140,000 | $4,659,000 | thousands by filing date | call |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 230,000 | $4,347,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 221,568 | $3,379,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 83,000 | $2,156,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 125,000 | $1,669,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,500 | $1,506,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 80,000 | $1,348,000 | thousands by filing date | put |
| INTRALINKS HLDGS INC | 46118H104 | COM | 149,190 | $1,313,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 50,000 | $1,278,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 55,000 | $1,248,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 175,000 | $1,246,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,500 | $1,192,000 | thousands by filing date | call |
| AV HOMES INC | 00234P102 | COM | 54,749 | $956,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,000 | $795,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 30,000 | $780,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 70,000 | $777,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 60,000 | $746,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 20,000 | $741,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 20,000 | $626,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 100,000 | $609,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 10,000 | $595,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,500 | $567,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,000 | $476,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 25,000 | $443,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,500 | $410,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,500 | $410,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 15,000 | $371,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 15,000 | $360,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,000 | $332,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 33,576 | $304,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042647 | this filing | 2013-11-14 | acceptance time not in the bulk data set |