13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 1,697 holding rows worth $619,271,000.
- Accession
- 0001140361-13-042409
- Filer
- CIK 1387508
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 1,697 entries on the cover page, a total value of $619,271,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $619,277,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOLERA HOLDINGS INC | 83421A104 | COM | 100 | $5,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 300 | $5,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 140 | $5,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 100 | $5,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 300 | $5,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 200 | $5,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 270 | $5,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 270 | $5,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 200 | $5,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 70 | $4,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 80 | $4,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 100 | $4,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 140 | $4,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 100 | $4,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 50 | $4,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 200 | $4,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 100 | $4,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 300 | $4,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 50 | $4,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 100 | $4,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 200 | $4,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 70 | $4,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 100 | $4,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 60 | $4,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 200 | $4,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 80 | $4,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 100 | $4,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 70 | $4,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 110 | $4,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 100 | $4,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 200 | $4,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 200 | $4,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 60 | $4,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 200 | $4,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 70 | $4,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 100 | $4,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 30 | $4,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 50 | $4,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 150 | $4,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 500 | $4,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 170 | $4,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 150 | $4,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 250 | $4,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 100 | $4,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 110 | $4,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 30 | $4,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 50 | $4,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 120 | $4,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 170 | $4,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 1,463 | $4,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 500 | $4,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 60 | $4,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 80 | $4,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 100 | $4,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 500 | $4,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 500 | $4,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 300 | $4,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 200 | $4,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 70 | $4,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 100 | $4,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 90 | $4,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 60 | $4,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100 | $3,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 40 | $3,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 80 | $3,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 200 | $3,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 40 | $3,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 110 | $3,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 60 | $3,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 40 | $3,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 80 | $3,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 60 | $3,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 20 | $3,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 50 | $3,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 100 | $3,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 40 | $3,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 20 | $3,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 40 | $3,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 300 | $3,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 100 | $3,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 60 | $3,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 50 | $3,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 100 | $3,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 40 | $3,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 60 | $3,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 70 | $3,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 60 | $3,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 100 | $3,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 100 | $3,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 60 | $3,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 100 | $3,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 30 | $3,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 100 | $3,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 400 | $3,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 100 | $3,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 400 | $3,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 110 | $3,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 100 | $3,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 130 | $3,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 100 | $3,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 100 | $3,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 100 | $3,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 60 | $3,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 100 | $3,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 90 | $3,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 130 | $3,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 200 | $3,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 70 | $3,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 600 | $3,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 100 | $3,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 70 | $3,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 50 | $3,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 110 | $3,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 50 | $3,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 400 | $3,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 30 | $3,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 130 | $3,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 30 | $3,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 600 | $3,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 50 | $3,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 130 | $3,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 70 | $3,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 100 | $3,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 50 | $3,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 100 | $3,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 390 | $3,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 160 | $3,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 60 | $3,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 140 | $3,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 60 | $3,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 140 | $3,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 300 | $3,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 140 | $3,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 100 | $3,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 100 | $3,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 200 | $3,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 270 | $3,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 700 | $3,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 100 | $3,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 50 | $3,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 40 | $3,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 70 | $3,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 600 | $3,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 100 | $3,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 60 | $3,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 40 | $3,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 500 | $3,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 100 | $3,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 200 | $2,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 20 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 80 | $2,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 30 | $2,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 30 | $2,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 40 | $2,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 40 | $2,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 200 | $2,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 40 | $2,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 160 | $2,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 30 | $2,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 50 | $2,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 10 | $2,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 60 | $2,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 100 | $2,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 20 | $2,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 30 | $2,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 30 | $2,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 30 | $2,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 100 | $2,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 100 | $2,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 40 | $2,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 90 | $2,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 100 | $2,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 100 | $2,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 100 | $2,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 100 | $2,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 60 | $2,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 50 | $2,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 10 | $2,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 30 | $2,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 50 | $2,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 60 | $2,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 30 | $2,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 800 | $2,000 | thousands by filing date | call |
| SAIC INC | 78390X101 | COM | 39 | $2,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 120 | $2,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 100 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042409 | this filing | 2013-11-14 | acceptance time not in the bulk data set |