13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 1,697 holding rows worth $619,271,000.
- Accession
- 0001140361-13-042409
- Filer
- CIK 1387508
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 1,697 entries on the cover page, a total value of $619,271,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $619,277,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 490,100 | $82,342,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 173,000 | $18,444,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 120,600 | $12,798,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 86,747 | $5,581,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 77,883 | $5,554,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 149,001 | $5,360,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 191,100 | $4,380,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 191,100 | $4,380,000 | thousands by filing date | call |
| CORECIVIC INC | 22025Y407 | COM | 124,550 | $4,303,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 74,535 | $4,157,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 397,211 | $3,877,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 102,270 | $3,790,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 84,068 | $3,529,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 82,300 | $3,508,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 103,551 | $3,484,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 103,700 | $3,430,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 134,613 | $3,346,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 88,066 | $3,317,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 16,402 | $3,012,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 78,200 | $2,956,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 126,000 | $2,863,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 50,200 | $2,827,000 | thousands by filing date | call |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 141,458 | $2,825,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 67,200 | $2,821,000 | thousands by filing date | call |
| Ashland | 044209104 | Common | 30,004 | $2,775,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 97,299 | $2,737,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 119,810 | $2,655,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 136,800 | $2,646,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 34,484 | $2,634,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 59,757 | $2,623,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 52,800 | $2,597,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,342 | $2,547,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 183,557 | $2,524,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 56,575 | $2,434,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 147,700 | $2,368,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 26,435 | $2,331,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 45,618 | $2,316,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 30,346 | $2,202,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 129,396 | $2,200,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 62,415 | $2,154,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 48,678 | $2,139,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 177,136 | $2,138,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 16,871 | $2,104,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 93,195 | $2,096,000 | thousands by filing date | |
| 38259p508 | COM | 2,379 | $2,084,000 | thousands by filing date | ||
| DEAN FOODS CO NEW | 242370203 | COM NEW | 106,013 | $2,046,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 38,428 | $2,042,000 | thousands by filing date | |
| AFFORDABLE RESIDENTIAL CMNTY | 00828UAB9 | BOND | 1,475,000 | $2,036,000 | thousands by filing date | principal |
| COMPUWARE CORP | 205638109 | COM | 180,859 | $2,024,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 47,201 | $2,013,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 222,200 | $2,009,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 26,578 | $1,989,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 123,823 | $1,985,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 46,333 | $1,911,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 34,637 | $1,894,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 75,300 | $1,872,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 85,491 | $1,819,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 149,552 | $1,804,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 48,335 | $1,802,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 30,230 | $1,762,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 77,473 | $1,739,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 186,644 | $1,732,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 39,200 | $1,724,000 | thousands by filing date | call |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 280,800 | $1,713,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 50,436 | $1,712,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 109,908 | $1,702,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 35,401 | $1,665,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 30,362 | $1,662,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 24,130 | $1,659,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 21,600 | $1,640,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 59,704 | $1,634,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 54,252 | $1,630,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 12,900 | $1,609,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 16,194 | $1,561,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 167,300 | $1,556,000 | thousands by filing date | call |
| ACCURAY INC | 004397AC9 | BOND | 1,000,000 | $1,503,000 | thousands by filing date | principal |
| NIELSEN HOLDINGS N V | N63218106 | COM | 40,088 | $1,461,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 117,995 | $1,438,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 16,665 | $1,382,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 16,080 | $1,376,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 30,518 | $1,358,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 30,945 | $1,339,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 53,599 | $1,334,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 27,385 | $1,319,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 57,250 | $1,317,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 38,887 | $1,303,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 42,400 | $1,303,000 | thousands by filing date | call |
| OGE ENERGY CORP | 670837103 | COM | 36,000 | $1,299,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,800 | $1,296,000 | thousands by filing date | put |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 55,495 | $1,275,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 125,000 | $1,261,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 122,054 | $1,261,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 10,148 | $1,260,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 22,286 | $1,243,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 37,350 | $1,239,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 84,100 | $1,236,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 65,019 | $1,235,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 21,600 | $1,232,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 47,300 | $1,227,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 25,100 | $1,218,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 18,240 | $1,212,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 19,169 | $1,198,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 8,622 | $1,192,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H126 | *W EXP 02/08/201 | 49,000 | $1,191,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 1,000,000 | $1,180,000 | thousands by filing date | principal |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 15,420 | $1,171,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 46,603 | $1,167,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 19,344 | $1,151,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 58,573 | $1,136,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 179,500 | $1,131,000 | thousands by filing date | put |
| SPECTRA ENERGY CORP | 847560109 | COM | 33,000 | $1,130,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 45,000 | $1,127,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 100,000 | $1,121,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 31,100 | $1,119,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 35,900 | $1,106,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 17,521 | $1,102,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 42,150 | $1,097,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 18,780 | $1,078,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 27,500 | $1,076,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 13,840 | $1,065,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 8,600 | $1,060,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,890 | $1,054,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 14,400 | $1,052,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 1,000,000 | $1,039,000 | thousands by filing date | principal |
| OWENS CORNING NEW | 690742101 | COM | 27,334 | $1,038,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 9,999 | $1,034,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 11,803 | $1,022,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 65,006 | $1,013,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 34,960 | $1,002,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 26,096 | $999,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 68,200 | $998,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 42,104 | $993,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 35,100 | $987,000 | thousands by filing date | call |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 16,900 | $986,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 37,400 | $985,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 106,561 | $985,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 55,600 | $971,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 76,672 | $971,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 23,200 | $970,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 21,941 | $965,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 8,780 | $960,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 49,900 | $953,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,000 | $952,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 27,000 | $950,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 46,338 | $945,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 62,689 | $941,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 13,474 | $937,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,001 | $935,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 41,669 | $930,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 59,994 | $928,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 28,250 | $922,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 910 | $920,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 19,031 | $918,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 16,836 | $917,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 35,800 | $916,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 39,996 | $907,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 24,000 | $906,000 | thousands by filing date | call |
| WMS INDUSTRIES INC | 929297109 | COM | 34,815 | $903,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 39,996 | $898,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,372 | $896,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 16,666 | $896,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 34,997 | $888,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 28,864 | $887,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 40,000 | $886,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 21,000 | $883,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 14,134 | $881,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 31,000 | $877,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 14,000 | $873,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 31,664 | $873,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 19,700 | $871,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 17,690 | $869,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 56,670 | $869,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 14,999 | $867,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 5,070 | $858,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 37,168 | $854,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 42,338 | $850,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 13,800 | $848,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 19,750 | $844,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 9,079 | $844,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 25,261 | $841,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 39,098 | $841,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 24,600 | $840,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 10,365 | $834,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 30,170 | $833,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 21,986 | $830,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 42,975 | $829,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 35,004 | $826,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 11,162 | $825,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 44,900 | $817,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 21,287 | $815,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 800,000 | $815,000 | thousands by filing date | principal |
| OCEANEERING INTL INC | 675232102 | COM | 10,000 | $812,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 33,335 | $810,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 18,000 | $806,000 | thousands by filing date | put |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 800,000 | $801,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 15,570 | $798,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 30,026 | $790,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 133,320 | $789,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 30,490 | $779,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 10,364 | $777,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,000 | $775,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 27,502 | $770,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 35,513 | $765,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 61,027 | $759,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 10,515 | $750,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 24,600 | $749,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,220 | $742,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 14,307 | $741,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 19,200 | $740,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 46,400 | $740,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 24,000 | $737,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 11,900 | $735,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 31,600 | $727,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 10,341 | $721,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 14,390 | $719,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 19,213 | $713,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 35,039 | $705,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 45,000 | $700,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 6,500 | $693,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,212 | $692,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 50,000 | $690,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 57,602 | $683,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 32,462 | $682,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 34,400 | $678,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 26,500 | $676,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 25,984 | $672,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 18,136 | $667,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 17,465 | $666,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 10,000 | $665,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 13,100 | $655,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 10,000 | $652,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,259 | $650,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 15,000 | $647,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 13,320 | $641,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 12,300 | $638,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 23,020 | $632,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 26,604 | $624,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 8,660 | $618,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 14,350 | $618,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 42,990 | $618,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 9,909 | $611,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 11,700 | $607,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 10,660 | $607,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 65,900 | $604,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 12,500 | $601,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 13,400 | $600,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 4,720 | $600,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 50,400 | $599,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 5,000 | $593,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 9,232 | $593,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 60,670 | $592,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 10,400 | $588,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 14,000 | $588,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,480 | $585,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 66,502 | $583,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 5,430 | $582,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 82,250 | $582,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 10,310 | $581,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 13,150 | $575,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 21,201 | $571,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 20,100 | $571,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,697 | $570,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 81,090 | $570,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 34,000 | $568,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 39,600 | $567,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 20,620 | $565,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 12,370 | $562,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 14,823 | $560,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 28,800 | $553,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 23,600 | $551,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,230 | $548,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 49,235 | $548,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 11,495 | $543,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 21,856 | $543,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 34,502 | $539,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 70,000 | $537,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 16,000 | $536,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,000 | $534,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 58,391 | $532,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 61,747 | $528,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 7,987 | $527,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,793 | $526,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 9,100 | $522,000 | thousands by filing date | call |
| ALLETE INC | 018522300 | COM NEW | 10,765 | $520,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 16,762 | $520,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 14,557 | $515,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 31,850 | $511,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 20,000 | $511,000 | thousands by filing date | put |
| COVIDIEN PLC | G2554F113 | SHS | 8,370 | $510,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 33,191 | $510,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 26,300 | $507,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 7,667 | $505,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 5,131 | $504,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 100,000 | $504,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 21,523 | $494,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,870 | $492,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 36,522 | $490,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 13,000 | $489,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 9,100 | $486,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 27,500 | $484,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 13,400 | $483,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 14,046 | $481,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 41,495 | $477,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 20,600 | $476,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 36,840 | $476,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 9,392 | $474,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 11,000 | $472,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 21,500 | $472,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 16,000 | $472,000 | thousands by filing date | put |
| RUE21 INC | 781295100 | COM | 11,700 | $472,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 32,100 | $472,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,250 | $470,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 26,495 | $468,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 3,562 | $464,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 16,432 | $464,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 78,000 | $463,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,972 | $461,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 10,000 | $461,000 | thousands by filing date | put |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 16,002 | $459,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAL2 | DBCV 6/1 | 400,000 | $457,000 | thousands by filing date | principal |
| MOHAWK INDS INC | 608190104 | COM | 3,500 | $456,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 9,822 | $452,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,000 | $451,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 14,613 | $451,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,900 | $447,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 42,909 | $445,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 19,722 | $442,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 10,154 | $440,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 11,300 | $438,000 | thousands by filing date | call |
| EMULEX CORP | 292475209 | COM NEW | 56,500 | $438,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 4,000 | $434,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 4,000 | $434,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 6,400 | $433,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 12,531 | $433,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 6,700 | $431,000 | thousands by filing date | call |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 18,400 | $429,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,120 | $422,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 13,680 | $421,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,633 | $420,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 9,100 | $417,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 13,576 | $415,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 15,000 | $413,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 21,183 | $412,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 9,019 | $408,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 15,760 | $406,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 5,000 | $405,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 12,000 | $402,000 | thousands by filing date | put |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 30,000 | $402,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 14,000 | $401,000 | thousands by filing date | put |
| DIGITAL GENERATION INC | 25400B108 | COM | 31,000 | $401,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 4,000 | $399,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 1,650 | $397,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 70,300 | $395,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 19,512 | $394,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 35,000 | $392,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 11,800 | $392,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 6,085 | $390,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,050 | $389,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 101,800 | $388,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 30,000 | $387,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 6,889 | $385,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,730 | $384,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,160 | $382,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 15,000 | $377,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 7,700 | $376,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 10,329 | $374,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 21,948 | $373,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3,500 | $372,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 10,084 | $367,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 5,400 | $366,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 15,878 | $366,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 5,000 | $365,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 5,056 | $365,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,620 | $363,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 7,000 | $362,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 7,900 | $361,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,250 | $360,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,226 | $359,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 2,658 | $358,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 2,250 | $357,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 16,431 | $356,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 54,000 | $356,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 4,754 | $354,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 22,606 | $352,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,378 | $348,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 6,337 | $346,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 47,852 | $345,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,280 | $343,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 4,546 | $343,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,000 | $342,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,930 | $341,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 18,000 | $338,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 3,900 | $335,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 17,900 | $334,000 | thousands by filing date | call |
| CAPLEASE INC | 140288101 | COM | 39,100 | $332,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 20,364 | $325,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 19,100 | $324,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 4,096 | $323,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 20,700 | $322,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 6,000 | $322,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 10,000 | $320,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,945 | $319,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 27,100 | $318,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,500 | $314,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 9,302 | $314,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 11,000 | $314,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 12,300 | $310,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 760 | $310,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 11,500 | $307,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 3,850 | $305,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 4,710 | $305,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 127,200 | $304,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 9,000 | $302,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 2,620 | $302,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 15,000 | $302,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 48,472 | $301,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,000 | $301,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 6,850 | $301,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,700 | $300,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 12,713 | $299,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 7,500 | $297,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 20,000 | $296,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 23,000 | $294,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,050 | $293,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 11,100 | $292,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 10,535 | $291,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 17,500 | $291,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 31,250 | $291,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 6,425 | $290,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 15,400 | $287,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 6,517 | $286,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 15,000 | $286,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,755 | $285,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 7,800 | $285,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 20,800 | $285,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,510 | $282,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 6,147 | $282,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,495 | $279,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,935 | $277,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 17,000 | $277,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,000 | $276,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 5,000 | $276,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 12,286 | $276,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,400 | $273,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 6,399 | $273,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 5,000 | $273,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 13,200 | $273,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 21,500 | $270,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 6,647 | $269,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 20,000 | $268,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 60,400 | $268,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 7,126 | $268,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 11,035 | $265,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 14,562 | $265,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,589 | $263,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 4,500 | $263,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 33,042 | $263,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 11,560 | $262,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 2,880 | $260,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 7,000 | $260,000 | thousands by filing date | |
| BCSB BANCORP INC | 055367106 | COM | 10,644 | $260,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 19,732 | $259,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,729 | $259,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 3,414 | $258,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,000 | $258,000 | thousands by filing date | put |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 13,500 | $256,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 13,500 | $256,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,071 | $255,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,100 | $251,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 5,000 | $251,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 9,000 | $249,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 5,550 | $249,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 18,200 | $248,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 6,600 | $246,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 7,854 | $246,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 10,858 | $244,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 20,000 | $243,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 8,227 | $243,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 7,200 | $242,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,871 | $242,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 23,212 | $242,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 18,379 | $242,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,800 | $241,000 | thousands by filing date | call |
| PINNACLE ENTMT INC | 723456109 | COM | 9,500 | $238,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 4,200 | $237,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,700 | $237,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 4,780 | $237,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 66,990 | $237,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 7,402 | $236,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 19,260 | $235,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 10,450 | $235,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 15,200 | $234,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,150 | $234,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 6,000 | $234,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 6,261 | $233,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 4,399 | $232,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 15,000 | $232,000 | thousands by filing date | put |
| TOWER FINANCIAL CORP | 891769101 | COM | 10,000 | $232,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 8,000 | $230,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 11,200 | $230,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042409 | this filing | 2013-11-14 | acceptance time not in the bulk data set |