13F-HR filed by ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 594 holding rows worth $7,437,808,000.
- Accession
- 0001140361-13-042357
- Filer
- CIK 1097278
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 594 entries on the cover page, a total value of $7,437,808,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,437,808,000 with VALUE read as thousands by filing date, 13F file number 028-05049. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUBSEA 7 SA | EF6907051 | CONV | 600,000 | $601,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 126,000 | $600,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 27,000 | $598,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AK9 | DEBT | 371,000 | $597,000 | thousands by filing date | principal |
| The Jones Group Inc | 48020T101 | COM | 38,887 | $584,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 7,935 | $580,000 | thousands by filing date | |
| FUJIFILM Holdings Corp | 001225634 | COM | 23,900 | $572,000 | thousands by filing date | |
| MIDSTATES PETRO INC/LLC | 59804VAC9 | CORP | 575,000 | $568,000 | thousands by filing date | principal |
| Equinix, Inc. | 29444U502 | EQIX | 2,962 | $544,000 | thousands by filing date | |
| TEMBEC INDUSTRIES INC | 87971KAG2 | CORP | 500,000 | $544,000 | thousands by filing date | principal |
| CROSSTEX ENERGY LP/CROSS | 22764LAB9 | CORP | 500,000 | $531,000 | thousands by filing date | principal |
| W & T OFFSHORE INC | 92922PAC0 | CORP | 500,000 | $530,000 | thousands by filing date | principal |
| HALCON RESOURCES CORP | 40537QAB6 | CORP | 500,000 | $529,000 | thousands by filing date | principal |
| OASIS PETROLEUM INC | 674215AF5 | CORP | 500,000 | $528,000 | thousands by filing date | principal |
| VISHAY INTERTECHN INC CVT 144A | 928298AJ7 | CONVERT | 607,000 | $523,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 10,000 | $517,000 | thousands by filing date | |
| Windstream Corp | 97381WAT1 | bond | 500,000 | $516,000 | thousands by filing date | principal |
| IHEARTCOMMUNICATIONS INC | 184502BN1 | CORP | 500,000 | $516,000 | thousands by filing date | principal |
| Kawasaki Heavy Industries Ltd | 001226452 | COM | 119,000 | $514,000 | thousands by filing date | |
| PITTSBURGH GLASS WORKS L | 725143AA9 | CORP | 500,000 | $514,000 | thousands by filing date | principal |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 10,000 | $513,000 | thousands by filing date | |
| FIDELITY & GUARANTY LIFE | 315786AA1 | CORP | 500,000 | $508,000 | thousands by filing date | principal |
| CARLSON WAGONLIT BV | 142812AB2 | CORP | 500,000 | $505,000 | thousands by filing date | principal |
| D.R. HORTON INC | 23331ABH1 | CORP | 500,000 | $504,000 | thousands by filing date | principal |
| NATIONSTAR MORT/CAP CORP | 63860UAM2 | CORP | 500,000 | $503,000 | thousands by filing date | principal |
| TIME WARNER CABLE INC | 88732J207 | COM | 4,500 | $502,000 | thousands by filing date | |
| JARDEN CORP | 47110CAZ4 | TERM | 500,000 | $500,000 | thousands by filing date | principal |
| GENESIS ENERGY LP/GENESI | 37185LAE2 | CORP | 500,000 | $490,000 | thousands by filing date | principal |
| Sega Sammy Holdings Inc | 020091967 | COM | 17,000 | $489,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,162 | $487,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 34,919 | $486,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 467,000 | $486,000 | thousands by filing date | principal |
| NEENAH PAPER INC | 640079AD1 | CORP | 500,000 | $478,000 | thousands by filing date | principal |
| Daifuku Co Ltd | 002364786 | COM | 44,000 | $475,000 | thousands by filing date | |
| BARMINCO FINANCE PTY LTD | 067687AA1 | CORP | 500,000 | $456,000 | thousands by filing date | principal |
| FINISAR CORP | 31787A507 | COM NEW | 20,000 | $453,000 | thousands by filing date | |
| Commercial Metals Co | 201723AK9 | CORP | 500,000 | $450,000 | thousands by filing date | principal |
| SWIFT SERVICES HLDGS INC | 870755AB1 | CORP | 400,000 | $444,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 8,821 | $414,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 76,532 | $403,000 | thousands by filing date | |
| Clayton Williams Energy | 969490AE1 | CORP | 400,000 | $398,000 | thousands by filing date | principal |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 12,500 | $397,000 | thousands by filing date | |
| TRIBUNE CO/NEW-CW13 | 896047115 | TRBNW | 6,242 | $394,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 15,107 | $391,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 15,000 | $391,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 42,441 | $390,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,861 | $373,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 17,500 | $358,000 | thousands by filing date | |
| Vivendi SA | 012182074 | COM | 15,000 | $345,000 | thousands by filing date | |
| Ep Ener/Everest Acq Fin | 29977HAB6 | CORP | 300,000 | $338,000 | thousands by filing date | principal |
| Hughes Satelite Systems | 444454AB8 | CORP | 300,000 | $317,000 | thousands by filing date | principal |
| GULFMARK OFFSHORE INC | 402629AG4 | CORP | 310,000 | $310,000 | thousands by filing date | principal |
| HERCULES OFFSHORE INC | 427093AH2 | CORP | 285,000 | $285,000 | thousands by filing date | principal |
| Prologis,Inc. | 74340W103 | COM | 7,500 | $282,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 248,000 | $270,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 37,751 | $269,000 | thousands by filing date | |
| NATIONSTAR MORT/CAP CORP | 63860UAH3 | CORP | 250,000 | $261,000 | thousands by filing date | principal |
| UNIT CORP NOTE M/W CLBL | 909218AB5 | NOTE M/W CLBL | 250,000 | $256,000 | thousands by filing date | principal |
| LIBERTY LATIN AMERICA - CL A | 094506433 | Common | 3,200 | $254,000 | thousands by filing date | |
| ACTIVISION BLIZZARD | 00507VAE9 | CORP | 250,000 | $251,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 8,400 | $250,000 | thousands by filing date | |
| PERMIAN HOLDINGS INC | 714239AA8 | CORP | 250,000 | $244,000 | thousands by filing date | principal |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 145,000 | $235,000 | thousands by filing date | principal |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 4,256,000 | $228,000 | thousands by filing date | principal |
| VRINGO INC | 92911N112 | W EXP 06/21/201 | 200,000 | $206,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 31,964 | $187,000 | thousands by filing date | |
| CUMULUS MEDIA INC-CL A | 231082116 | COM | 34,304 | $181,000 | thousands by filing date | |
| Central European Media Enterprises Ltd | 011566324 | CMN | 30,800 | $162,000 | thousands by filing date | |
| HOT TOPIC INC | 441339AA6 | CORP | 150,000 | $154,000 | thousands by filing date | principal |
| MTR GAMING GROUP INC | 553769100 | COM | 30,115 | $142,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 2,946,000 | $141,000 | thousands by filing date | principal |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 40,000 | $141,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 15,490 | $114,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 1,519 | $111,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 20,000 | $105,000 | thousands by filing date | |
| COOPER-STANDARD HOLDING | 21676P111 | WRNT | 4,332 | $104,000 | thousands by filing date | |
| LEAR CORP WARRANTS | 521865113 | COMMON | 742 | $103,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 15,000 | $100,000 | thousands by filing date | |
| HILTON WORLDWIDE FINANCE | 432891AC3 | CORP | 100,000 | $100,000 | thousands by filing date | principal |
| TRINSEO OP / TRINSEO FIN | EJ5309343 | CORP | 100,000 | $99,000 | thousands by filing date | principal |
| PROSPECT MEDICAL HOLDING | EJ1528318 | CORP | 80,000 | $84,000 | thousands by filing date | principal |
| UNITED STATES TREAS BDS | 912810RB6 | US Government Note/Bond | 90,000 | $76,000 | thousands by filing date | principal |
| SIMMONS FOODS INC | EI4544033 | CORP | 70,000 | $73,000 | thousands by filing date | principal |
| LIGHTSTREAM RESOURCES | EJ0011217 | CORP | 70,000 | $68,000 | thousands by filing date | principal |
| LIGHTSTREAM RESOURCES LTD | 53227k101 | COM | 9,330 | $67,000 | thousands by filing date | |
| VERTELLUS SPECIALTIES | EI4191702 | CORP | 60,000 | $56,000 | thousands by filing date | principal |
| LEAR | PPB004AH0 | CORP | 5,000,000 | $50,000 | thousands by filing date | principal |
| LEAR | PP8J05WL7 | CORP | 4,932,000 | $49,000 | thousands by filing date | principal |
| SHENGDATECH INC | 823213AD5 | CONV BND | 2,975,000 | $43,000 | thousands by filing date | principal |
| GLOBALSTAR INC | 378973408 | COM | 30,000 | $33,000 | thousands by filing date | |
| Catalyst Paper Corp | 14889B102 | COM | 21,984 | $24,000 | thousands by filing date | |
| FIRST DATA CORPORATION | EI4925174 | CORP | 21,000 | $22,000 | thousands by filing date | principal |
| INTERPUBLIC GROUP COS | 460690100 | COM | 389 | $7,000 | thousands by filing date | |
| INN OF THE MOUNTAIN GODS | EI5754540 | CORP | 310 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042357 | this filing | 2013-11-14 | acceptance time not in the bulk data set |