13F-HR filed by FBR & Co.
FBR & Co. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-07, with 46 holding rows worth $63,846,000.
- Accession
- 0001140361-13-041055
- Filer
- CIK 1371446
- Filed
- 2013-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 47 entries on the cover page, a total value of $63,846,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $63,846,000 with VALUE read as thousands by filing date, 13F file number 028-13581. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerFBR Capital Markets & Co028-14034
- included managerFBR Capital Markets PT Inc028-14017
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 1,112,328 | $22,847,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 198,800 | $4,906,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 40,000 | $2,993,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 2,318,000 | $2,889,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,800,000 | $2,487,000 | thousands by filing date | principal |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 2,150,000 | $2,337,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,113,000 | $2,187,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 1,822,000 | $2,110,000 | thousands by filing date | principal |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 1,846,000 | $2,100,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AC9 | BOND | 1,000,000 | $1,501,000 | thousands by filing date | principal |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 50,000 | $1,433,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 60,000 | $1,397,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 110,000 | $1,307,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 1,000,000 | $1,134,000 | thousands by filing date | principal |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 1,000,000 | $1,048,000 | thousands by filing date | principal |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 561,000 | $1,030,000 | thousands by filing date | principal |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 982,000 | $965,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 1,015,000 | $956,000 | thousands by filing date | principal |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 1,250,000 | $886,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 90,600 | $717,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 113,500 | $706,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 30,400 | $648,000 | thousands by filing date | principal |
| ARKANSAS BEST CORP | 040790107 | COM | 22,500 | $578,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 50,000 | $452,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 6,600 | $349,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 5,800 | $302,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 3,700 | $295,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 6,100 | $295,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 5,400 | $286,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,100 | $269,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,000 | $262,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 4,900 | $241,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 4,100 | $224,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 5,900 | $219,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 6,000 | $192,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 7,100 | $187,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 3,034 | $176,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 3,525 | $175,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 3,300 | $170,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 3,700 | $156,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 5,005 | $138,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 2,000 | $120,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 1,500 | $108,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 40,000 | $43,000 | thousands by filing date | principal |
| ARKANSAS BEST CORP | 040790957 | COM | 225 | $16,000 | thousands by filing date | put |
| NTELOS HLDGS CORP | 67020Q955 | PUT | 200 | $9,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-041055 | this filing | 2013-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-13-043539 | base | 2013-11-19 | acceptance time not in the bulk data set |