13F-HR/A filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2013-10-29, with 1,604 holding rows worth $90,068,687,000.
- Accession
- 0001140361-13-039852
- Filer
- CIK 1465109
- Filed
- 2013-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, amendment of type restatement, 1,856 entries on the cover page, a total value of $90,068,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,068,687,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEUBERGER BERMAN LLC028-00454
- included managerNeuberger Berman Management LLC - DE028-13574
- included managerNB Alternatives Advisers LLC028-13575
- included managerNB Alternative Fund Management LLC028-13576
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,445 | $216,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 6,025 | $216,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 8,840 | $215,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 188,000 | $214,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW | 171871106 | COM | 78,610 | $214,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,990 | $213,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 2,458 | $213,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 8,332 | $211,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,040 | $211,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 2,796 | $211,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,613 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,700 | $208,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 10,927 | $208,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,213 | $207,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,780 | $207,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300AD0 | NOTE 0.875%11/1 | 207,000 | $207,000 | thousands by filing date | principal |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 4,520 | $206,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 2,700 | $206,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 46,710 | $206,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 194,000 | $206,000 | thousands by filing date | principal |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 195,000 | $205,000 | thousands by filing date | principal |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 29,000 | $205,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 12,264 | $204,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 9,086 | $203,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 200,000 | $202,000 | thousands by filing date | principal |
| CIENA CORP | 171779AE1 | NOTE | 198,000 | $202,000 | thousands by filing date | principal |
| NUVEEN GA DIVID | 67072B107 | COM | 16,832 | $202,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 98,920 | $200,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 11,151 | $197,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 220,000 | $197,000 | thousands by filing date | principal |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 25,669 | $196,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 10,600 | $194,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 18,670 | $187,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 15,587 | $186,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 18,376 | $180,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 13,120 | $173,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 18,620 | $173,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 20,220 | $172,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 26,948 | $170,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 13,465 | $169,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 24,392 | $164,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 275,000 | $163,000 | thousands by filing date | principal |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 11,710 | $163,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 11,092 | $163,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 19,371 | $155,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 20,426 | $152,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 11,300 | $148,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 11,069 | $147,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 57,708 | $147,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 15,775 | $145,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 22,530 | $138,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 13,000 | $134,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 12,072 | $133,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 16,821 | $131,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 32,868 | $131,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,301 | $128,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 61,215 | $127,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,867 | $123,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 20,207 | $120,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 14,000 | $119,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 11,340 | $119,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,713 | $117,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,350 | $115,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 18,470 | $115,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 10,312 | $113,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 27,103 | $113,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 26,744 | $112,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 15,185 | $108,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 11,768 | $106,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 18,681 | $105,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 17,310 | $105,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 17,500 | $103,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 16,297 | $99,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 10,000 | $98,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,245 | $97,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 20,647 | $94,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,155 | $92,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 10,000 | $91,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 13,630 | $89,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 14,615 | $89,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 13,604 | $85,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 11,300 | $79,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 10,000 | $79,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 16,536 | $78,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 10,007 | $75,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 12,000 | $74,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 17,152 | $73,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 26,493 | $73,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 43,557 | $68,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 15,158 | $62,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 29,000 | $57,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 66,628 | $56,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 43,525 | $56,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,000 | $53,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 18,484 | $52,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 12,325 | $42,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 23,027 | $42,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 10,546 | $34,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 20,000 | $31,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 10,000 | $30,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 10,000 | $30,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 12,701 | $19,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 10,000 | $12,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 14,100 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-039805 | superseded | 2013-10-29 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-13-039852 | this filing | 2013-10-29 | acceptance time not in the bulk data set |