13F-HR/A filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2013-10-29, with 1,604 holding rows worth $90,068,687,000.
- Accession
- 0001140361-13-039852
- Filer
- CIK 1465109
- Filed
- 2013-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, amendment of type restatement, 1,856 entries on the cover page, a total value of $90,068,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,068,687,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEUBERGER BERMAN LLC028-00454
- included managerNeuberger Berman Management LLC - DE028-13574
- included managerNB Alternatives Advisers LLC028-13575
- included managerNB Alternative Fund Management LLC028-13576
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 127,400 | $2,472,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 78,335 | $2,438,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 16,723 | $2,432,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 53,872 | $2,418,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 30,907 | $2,410,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 621,074 | $2,407,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 197,000 | $2,388,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 127,258 | $2,386,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 141,287 | $2,384,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 11,168 | $2,355,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 68,930 | $2,348,000 | thousands by filing date | |
| AVATAR HOLDINGS INC | 053494AF7 | CONVERTIBLE BONDS | 2,360,000 | $2,336,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 91,125 | $2,318,000 | thousands by filing date | |
| AV HOMES INC | 00234PAB8 | BOND | 1,975,000 | $2,290,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 569,247 | $2,288,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 21,997 | $2,284,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 90,057 | $2,278,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 16,396 | $2,274,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 203,100 | $2,265,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 67,705 | $2,261,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 37,581 | $2,247,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 94,375 | $2,244,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 85,748 | $2,227,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 68,653 | $2,223,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 44,096 | $2,211,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 42,614 | $2,207,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 65,513 | $2,203,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 65,298 | $2,181,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 54,984 | $2,168,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 31,450 | $2,165,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 18,035 | $2,162,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 39,200 | $2,162,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 62,615 | $2,160,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 46,338 | $2,147,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 2,049,000 | $2,126,000 | thousands by filing date | principal |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 126,662 | $2,125,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 47,656 | $2,095,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 31,029 | $2,087,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 83,275 | $2,079,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 54,031 | $2,068,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 42,970 | $2,066,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 212,000 | $2,059,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 47,145 | $2,058,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 28,682 | $2,048,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 42,300 | $2,041,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 96,310 | $2,036,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 167,050 | $2,031,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 39,296 | $2,021,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 158,100 | $2,013,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 37,900 | $2,008,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 65,600 | $2,001,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 29,910 | $2,001,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 51,629 | $1,992,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 39,059 | $1,988,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 128,010 | $1,983,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 22,350 | $1,965,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 396,900 | $1,945,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 101,700 | $1,941,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 28,800 | $1,939,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 9,689 | $1,929,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 55,485 | $1,915,000 | thousands by filing date | |
| GENTIUM S P A | 37250B104 | SPONSORED ADR | 70,100 | $1,902,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 29,524 | $1,896,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 55,400 | $1,896,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 225,000 | $1,881,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 45,750 | $1,873,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 22,818 | $1,865,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 7,547 | $1,857,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 65,450 | $1,850,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 59,845 | $1,835,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 46,200 | $1,834,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 59,635 | $1,831,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 51,500 | $1,829,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 165,000 | $1,825,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 59,800 | $1,817,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 50,600 | $1,800,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 84,418 | $1,791,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 30,420 | $1,785,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 11,658 | $1,760,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 36,478 | $1,755,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 203,300 | $1,740,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 60,550 | $1,723,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 80,600 | $1,707,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 103,200 | $1,705,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 65,852 | $1,696,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 99,410 | $1,695,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 41,270 | $1,689,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 22,216 | $1,685,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 1,344,278 | $1,667,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 46,400 | $1,663,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 103,000 | $1,662,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 44,750 | $1,661,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 76,478 | $1,661,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 97,682 | $1,645,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 91,085 | $1,623,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 42,780 | $1,621,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 33,610 | $1,617,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 34,300 | $1,616,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 92,342 | $1,615,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 25,425 | $1,612,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 99,800 | $1,602,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 41,253 | $1,589,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 34,700 | $1,588,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 20,411 | $1,579,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 14,784 | $1,570,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 31,900 | $1,570,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 39,000 | $1,568,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 41,700 | $1,556,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 18,126 | $1,554,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 101,109 | $1,550,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 33,800 | $1,544,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 91,400 | $1,536,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 13,507 | $1,521,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 118,433 | $1,516,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 103,909 | $1,513,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 35,352 | $1,513,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 60,900 | $1,508,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 55,400 | $1,505,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 50,062 | $1,504,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 36,033 | $1,495,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 32,800 | $1,494,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 18,872 | $1,489,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 181,237 | $1,477,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 22,900 | $1,466,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 37,104 | $1,452,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 36,012 | $1,448,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 82,800 | $1,446,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 31,361 | $1,442,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 79,869 | $1,431,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 3,381 | $1,429,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 29,886 | $1,428,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 127,574 | $1,426,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 105,000 | $1,411,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 59,400 | $1,407,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 31,228 | $1,402,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 21,917 | $1,398,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 20,450 | $1,382,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 26,962 | $1,363,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 26,800 | $1,360,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 86,900 | $1,357,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 44,188 | $1,338,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 43,085 | $1,329,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 71,350 | $1,323,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 25,354 | $1,317,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 93,257 | $1,308,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 25,520 | $1,308,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 221,392 | $1,302,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 40,044 | $1,300,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 30,108 | $1,288,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 64,300 | $1,265,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 62,766 | $1,260,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 33,304 | $1,257,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 13,537 | $1,252,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 33,000 | $1,239,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 17,708 | $1,221,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 31,765 | $1,220,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 51,613 | $1,211,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 40,757 | $1,208,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 27,458 | $1,202,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 26,500 | $1,198,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 36,387 | $1,198,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 34,946 | $1,198,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 44,250 | $1,196,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 31,676 | $1,189,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 21,885 | $1,187,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 67,000 | $1,185,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 19,541 | $1,181,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 36,707 | $1,178,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 75,329 | $1,176,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 47,600 | $1,173,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 117,519 | $1,169,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 22,316 | $1,156,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 28,335 | $1,139,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 43,244 | $1,139,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 55,150 | $1,134,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 19,023 | $1,109,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 33,365 | $1,107,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 113,450 | $1,099,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 38,330 | $1,099,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 66,219 | $1,099,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 16,704 | $1,095,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 27,056 | $1,091,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 474,835 | $1,087,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 106,111 | $1,086,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20,050 | $1,082,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 14,098 | $1,070,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 26,831 | $1,064,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 12,250 | $1,060,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 21,719 | $1,059,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 67,795 | $1,042,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 16,116 | $1,037,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 5,095 | $1,028,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 10,102 | $1,023,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 25,169 | $1,020,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 48,702 | $1,006,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 25,342 | $1,003,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 16,648 | $1,002,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 22,411 | $987,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 54,031 | $974,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 17,900 | $973,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 87,500 | $965,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 17,445 | $964,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5,550 | $939,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 8,888 | $936,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 71,684 | $924,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 14,312 | $914,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 24,745 | $902,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 150,740 | $901,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 16,289 | $899,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 38,466 | $897,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 27,995 | $891,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 14,465 | $884,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 74,352 | $884,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 41,460 | $883,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 128,600 | $882,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 70,975 | $865,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 6,720 | $838,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 29,656 | $830,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 39,350 | $820,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 59,453 | $815,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 5,489 | $804,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 9,647 | $800,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 18,190 | $799,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 16,657 | $793,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 18,820 | $777,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 12,800 | $771,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 37,140 | $771,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 7,662 | $769,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 18,589 | $767,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 6,872 | $767,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 22,810 | $754,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 138,900 | $750,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 16,112 | $742,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 28,800 | $736,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 14,082 | $735,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 16,956 | $735,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 20,997 | $732,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 12,690 | $730,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,840 | $729,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 16,286 | $729,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 16,620 | $728,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 19,127 | $722,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 12,785 | $712,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 18,592 | $710,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 17,552 | $706,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 647,000 | $696,000 | thousands by filing date | principal |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 16,180 | $694,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 15,434 | $692,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 16,774 | $691,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 18,010 | $689,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 20,280 | $680,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 16,556 | $673,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 17,237 | $672,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 636,000 | $670,000 | thousands by filing date | principal |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 8,544 | $661,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 15,469 | $649,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 25,000 | $643,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 14,565 | $641,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 16,015 | $641,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 126,200 | $636,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 15,282 | $634,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 28,950 | $633,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 36,060 | $630,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 20,717 | $629,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,010 | $622,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 4,540 | $622,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 9,109 | $621,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 30,000 | $620,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,970 | $618,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 23,540 | $613,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 8,400 | $599,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 80,225 | $596,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 19,074 | $595,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 18,491 | $594,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 300,000 | $593,000 | thousands by filing date | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 12,118 | $591,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 26,500 | $589,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 45,110 | $586,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 15,312 | $582,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,799 | $582,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 11,280 | $581,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 120,808 | $575,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 9,061 | $575,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 14,718 | $575,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 14,155 | $572,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 9,870 | $572,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 32,302 | $571,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 110,000 | $570,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 15,282 | $569,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 32,021 | $561,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 28,000 | $557,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 9,181 | $549,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 16,945 | $549,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 22,637 | $548,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 37,685 | $537,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 12,304 | $528,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 12,500 | $527,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 20,005 | $527,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 70,250 | $523,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,304 | $521,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 18,838 | $520,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 511 | $517,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 5,300 | $517,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 35,555 | $516,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,800 | $515,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 13,600 | $514,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 4,722 | $513,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 75,210 | $511,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 13,745 | $510,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 11,750 | $507,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 8,134 | $507,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 13,053 | $506,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 18,041 | $504,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 11,615 | $498,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 8,041 | $497,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 16,105 | $493,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 34,191 | $492,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 5,936 | $488,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 35,527 | $488,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 8,450 | $488,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 9,590 | $483,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 27,350 | $482,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 850 | $482,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,033 | $478,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,215 | $478,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 8,021 | $477,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 7,941 | $476,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 15,250 | $469,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 5,321 | $465,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 7,636 | $464,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 439,000 | $456,000 | thousands by filing date | principal |
| AVNET INC COM | 053807103 | Stock | 10,880 | $454,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 6,876 | $454,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 28,000 | $454,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 4,083 | $450,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 8,550 | $447,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 6,117 | $445,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4,869 | $443,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 14,732 | $442,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 54,386 | $442,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 6,743 | $437,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 10,385 | $436,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 41,882 | $434,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 4,705 | $429,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 52,430 | $428,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 6,825 | $427,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 8,800 | $427,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 22,550 | $425,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 30,000 | $424,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 7,961 | $411,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 15,322 | $409,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,240 | $408,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 9,096 | $405,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 8,868 | $399,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 19,560 | $397,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 50,732 | $397,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 650 | $397,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 13,677 | $394,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 13,937 | $392,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 198,075 | $390,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 26,470 | $389,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 5,071 | $387,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 32,796 | $374,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 34,175 | $374,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 12,021 | $373,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,773 | $372,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 20,520 | $371,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 190,259 | $369,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 17,594 | $368,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 11,388 | $366,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 28,473 | $364,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 19,090 | $364,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 27,485 | $363,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 7,775 | $361,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 64,070 | $361,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 21,179 | $360,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 9,291 | $358,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 11,688 | $349,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 5,724 | $346,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,297 | $343,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 16,626 | $343,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 30,495 | $342,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,375 | $342,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 12,000 | $342,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,734 | $341,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 8,540 | $338,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 7,370 | $335,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 10,750 | $332,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 6,440 | $329,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 12,640 | $328,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 13,000 | $325,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 13,520 | $323,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 93,813 | $323,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,446 | $319,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 14,032 | $315,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 867,240 | $315,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 20,852 | $309,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,122 | $308,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 67,315 | $304,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,356 | $302,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 11,550 | $302,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 6,900 | $301,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 8,910 | $299,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 52,226 | $297,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,700 | $295,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,855 | $295,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,404 | $295,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 13,890 | $294,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 26,620 | $293,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 4,800 | $292,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18,739 | $290,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,500 | $289,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 12,025 | $288,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 18,276 | $288,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 6,230 | $287,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,486 | $285,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 32,650 | $285,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 79,132 | $284,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 9,060 | $283,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,301 | $283,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 7,544 | $279,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 5,110 | $279,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 8,236 | $279,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 13,950 | $279,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 274,000 | $279,000 | thousands by filing date | principal |
| EXELIS INC | 30162A108 | COM | 17,760 | $279,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 5,030 | $278,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 11,315 | $277,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,558 | $273,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 8,497 | $270,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 8,979 | $270,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 5,361 | $270,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 6,271 | $269,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 260,000 | $269,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 295,000 | $269,000 | thousands by filing date | principal |
| SCIQUEST INC NEW | 80908T101 | COM | 11,928 | $268,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 8,233 | $266,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 6,200 | $265,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 37,684 | $265,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 14,000 | $265,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,229 | $264,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,164 | $263,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 18,898 | $260,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 9,283 | $260,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 11,695 | $260,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 7,500 | $259,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,450 | $256,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 20,477 | $255,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 14,704 | $255,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 4,650 | $254,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 10,326 | $253,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,250 | $253,000 | thousands by filing date | |
| HORNBECK OFFSHORE 1.625 | 440543AE6 | FRNT 1.625%11/1 | 213,000 | $252,000 | thousands by filing date | principal |
| PEPCO HOLDINGS INC | 713291102 | COM | 13,605 | $251,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 30,895 | $251,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 4,917 | $250,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 7,815 | $250,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 228,000 | $249,000 | thousands by filing date | principal |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 39,415 | $249,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 32,111 | $247,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 15,470 | $247,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 4,080 | $246,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 10,430 | $245,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 11,950 | $245,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 48,266 | $244,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 13,759 | $244,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 21,500 | $243,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 8,536 | $242,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 13,125 | $242,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 7,190 | $242,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 8,540 | $241,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 239,000 | $241,000 | thousands by filing date | principal |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,302 | $240,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 20,315 | $240,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 5,050 | $239,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 4,000 | $238,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,000 | $237,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 259,000 | $237,000 | thousands by filing date | principal |
| ROBERT HALF INC. COM | 770323103 | Stock | 6,010 | $235,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 5,516 | $235,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 6,022 | $234,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 25,762 | $233,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 22,723 | $229,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 10,000 | $229,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 17,660 | $228,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 250,000 | $228,000 | thousands by filing date | principal |
| PENN WEST PETE LTD NEW | 707887105 | COM | 20,400 | $227,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 22,734 | $226,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 11,350 | $225,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 24,704 | $225,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,801 | $224,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 22,976 | $224,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 7,512 | $224,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,593 | $222,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,116 | $221,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 22,999 | $221,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,185 | $218,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 10,500 | $218,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 5,445 | $217,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 10,357 | $217,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-039805 | superseded | 2013-10-29 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-13-039852 | this filing | 2013-10-29 | acceptance time not in the bulk data set |