13F-HR filed by ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-10-08, with 554 holding rows worth $6,360,244,000.
- Accession
- 0001140361-13-038099
- Filer
- CIK 1097278
- Filed
- 2013-10-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 554 entries on the cover page, a total value of $6,360,244,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,360,244,000 with VALUE read as thousands by filing date, 13F file number 028-05049. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ILLUMINA INC | 452327109 | COM | 4,000 | $299,000 | thousands by filing date | |
| NATIONSTAR MTG LLC / NATIONSTAR | 63860UAK6 | Fixed Income | 300,000 | $288,000 | thousands by filing date | principal |
| AEON CO LTD | EI0442406 | CONV | 20,000,000 | $288,000 | thousands by filing date | principal |
| Aes Corp Senior Note M/W | 00130HBN4 | SENIOR NOTE M/W | 250,000 | $285,000 | thousands by filing date | principal |
| QGEN US | ED5678484 | CONV | 180,000 | $281,000 | thousands by filing date | principal |
| VOLKSWAGEN INTL FIN NV | EJ4340075 | CONV | 200,000 | $267,000 | thousands by filing date | principal |
| NATIONSTAR MORT/CAP CORP | 63860UAH3 | CORP | 250,000 | $265,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 40,000 | $263,000 | thousands by filing date | |
| OPTSTL 12 1/2 12/15/16 144A | 68403RAA8 | CORP | 250,000 | $260,000 | thousands by filing date | principal |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 30,000 | $258,000 | thousands by filing date | |
| UNIT CORP NOTE M/W CLBL | 909218AB5 | NOTE M/W CLBL | 250,000 | $255,000 | thousands by filing date | principal |
| NATIONSTAR MTG LLC / | 63860UAL4 | Fixed Income | 250,000 | $244,000 | thousands by filing date | principal |
| PERMIAN HOLDINGS INC | 714239AA8 | CORP | 250,000 | $243,000 | thousands by filing date | principal |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 4,290 | $233,000 | thousands by filing date | |
| SPB 6 5/8 11/15/22 144A | 84763BAC0 | CORP | 200,000 | $210,000 | thousands by filing date | principal |
| SPB 6 3/8 11/15/20 144A | 84763BAA4 | CORP | 200,000 | $210,000 | thousands by filing date | principal |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 145,000 | $200,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 9,100 | $185,000 | thousands by filing date | |
| CUMULUS MEDIA INC-CL A | 231082116 | COM | 54,304 | $178,000 | thousands by filing date | |
| WWW 6 1/8 10/15/20 144A | 978097AA1 | CORP | 170,000 | $176,000 | thousands by filing date | principal |
| EPL 8 1/4 02/15/18 | 29270UAN5 | CORP | 170,000 | $175,000 | thousands by filing date | principal |
| TROX 6 3/8 08/15/20 REGS | EJ3279753 | CORP | 180,000 | $170,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,000 | $169,000 | thousands by filing date | |
| EARTHLINK INC | 270321AD4 | CORP | 175,000 | $168,000 | thousands by filing date | principal |
| LIGHTSTREAM RESOURCES | EJ0011217 | CORP | 170,000 | $164,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | 780153AU6 | Corporate Bond - Foreign US$ | 163,000 | $160,000 | thousands by filing date | principal |
| HOT TOPIC INC | 441339AA6 | CORP | 150,000 | $152,000 | thousands by filing date | principal |
| ASH 4 3/4 08/15/22 REGs | EJ5673565 | CORP | 150,000 | $149,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 22,500 | $145,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 2,968 | $143,000 | thousands by filing date | |
| SEE 8 3/8 09/15/21 144A | 81211KAR1 | CORP | 125,000 | $141,000 | thousands by filing date | principal |
| HEARTWARE INTL INC | 422368100 | COM | 1,400 | $133,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 27,950 | $127,000 | thousands by filing date | |
| SBH 5 3/4 06/01/22 | 79546VAJ5 | CORP | 100,000 | $102,000 | thousands by filing date | principal |
| PRFDAS 6 3/4 06/15/21 144A | 74387UAG6 | CORP | 100,000 | $100,000 | thousands by filing date | principal |
| COOPER-STANDARD HOLDING | 21676P111 | WRNT | 4,632 | $97,000 | thousands by filing date | |
| TRINSEO OP / TRINSEO FIN | EJ5309343 | CORP | 100,000 | $97,000 | thousands by filing date | principal |
| LEAR CORP WARRANTS | 521865113 | COMMON | 742 | $81,000 | thousands by filing date | |
| FIRST DATA CORPORATION | EI4925174 | CORP | 71,000 | $72,000 | thousands by filing date | principal |
| AMD 7 1/2 08/15/22 REGS | EJ3140518 | CORP | 70,000 | $68,000 | thousands by filing date | principal |
| LIGHTSTREAM RESOURCES LTD | 53227k101 | COM | 7,878 | $59,000 | thousands by filing date | |
| VERTELLUS SPECIALTIES | EI4191702 | CORP | 60,000 | $54,000 | thousands by filing date | principal |
| BUMBLE 9 12/15/17 REGS | EI4966756 | CORP | 50,000 | $53,000 | thousands by filing date | principal |
| UVN 6 7/8 05/15/19 REGS | EI6564054 | CORP | 50,000 | $53,000 | thousands by filing date | principal |
| Ak Stl Corp | 001546AM2 | High Yield | 60,000 | $52,000 | thousands by filing date | principal |
| LEAR | PPB004AH0 | CORP | 5,000,000 | $50,000 | thousands by filing date | principal |
| LEAR | PP8J05WL7 | CORP | 4,932,000 | $49,000 | thousands by filing date | principal |
| GM 4 1/4 05/15/23 144A | 37045XAK2 | CORP | 50,000 | $47,000 | thousands by filing date | principal |
| INN OF THE MOUNTAIN GODS | EI5754540 | CORP | 50,000 | $46,000 | thousands by filing date | principal |
| SHENGDATECH INC | 823213AD5 | CONV BND | 2,975,000 | $43,000 | thousands by filing date | principal |
| SIX 5 1/4 01/15/21 REGS | EJ4805291 | CORP | 30,000 | $29,000 | thousands by filing date | principal |
| Catalyst Paper Corp | 14889B102 | COM | 25,000 | $26,000 | thousands by filing date | |
| LYB US | 50828824 | COM | 82 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| .EVEIQW US | 1386232 | COM | 125,115 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-038099 | this filing | 2013-10-08 | acceptance time not in the bulk data set |