13F-HR/A filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR/A for the quarter ended 2012-12-31, filed 2013-08-16, with 1,833 holding rows worth $8,981,559,000.
- Accession
- 0001140361-13-033269
- Filer
- CIK 1163653
- Filed
- 2013-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2012
A holdings report, amendment of type restatement, 3,081 entries on the cover page, a total value of $8,981,559,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,981,557,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNOMURA SECURITIES INTERNATIONAL INC028-04983
- reports for this filerNOMURA INTERNATIONAL PLC028-04985
- reports for this filerNOMURA SECURITIES CO LTD028-04979
- reports for this filerNomura Corporate Research & Asset Management Inc.028-13982
- reports for this filerNomura Funds Research & Technologies America Inc.
- reports for this filerNOMURA SECURITIES BERMUDA LTD028-04993
- reports for this filerNomura Capital Markets plc028-15597
- reports for this filerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
- included managerNomura Funds Research & Technologies America Inc.
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNomura Capital Markets plc028-15597
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRAND CANYON ED INC COM | 38526M106 | Stock | 10,018 | $234,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 14,200 | $234,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 9,927 | $231,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,466 | $230,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 25,399 | $229,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 5,424 | $228,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,860 | $228,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 24,123 | $228,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 5,277 | $228,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 12,641 | $228,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 6,200 | $227,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 12,383 | $227,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 16,940 | $227,000 | thousands by filing date | |
| NETSPEND HOLDINGS INC | 64118V106 | COMMON STOCK | 19,255 | $227,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 34,889 | $227,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 3,002 | $226,000 | thousands by filing date | |
| GLOBAL EAGLE ACQUISITION COR | 37951D110 | CMN | 300,000 | $225,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 6,536 | $224,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 3,373 | $224,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 4,294 | $224,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 6,489 | $223,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 8,284 | $223,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 10,158 | $222,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 7,964 | $222,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 4,956 | $222,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 196,734 | $221,000 | thousands by filing date | |
| TNS INC | 872960109 | CMN | 10,657 | $221,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 9,821 | $220,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 20,958 | $220,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 24,965 | $218,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 9,324 | $218,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 8,173 | $217,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 5,000 | $216,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 9,269 | $216,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 15,124 | $216,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 39,265 | $216,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 9,468 | $215,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,770 | $214,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,376 | $213,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 8,825 | $213,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 33,066 | $213,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,815 | $212,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 27,492 | $212,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 40,897 | $212,000 | thousands by filing date | |
| CH ENERGY GROUP INC | 12541M102 | COM | 3,223 | $210,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 178,000 | $210,000 | thousands by filing date | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,224 | $209,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 7,136 | $209,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 25,223 | $209,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 10,589 | $209,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 22,673 | $209,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 7,244 | $209,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 44,165 | $209,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 5,130 | $209,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 7,493 | $208,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 11,097 | $207,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 6,557 | $207,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 24,311 | $207,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 14,347 | $207,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 6,168 | $205,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 17,355 | $205,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 4,170 | $205,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 3,402 | $203,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 16,667 | $203,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 2,400 | $202,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 4,528 | $201,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 85,000 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,461 | $200,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 20,591 | $200,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 34,458 | $198,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 36,168 | $198,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 18,777 | $195,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 195,000 | $195,000 | thousands by filing date | principal |
| ADA ES INC | 005208103 | COM | 11,626 | $195,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 59,314 | $194,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 26,513 | $194,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 12,438 | $193,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 69,156 | $193,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 13,922 | $192,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 14,200 | $192,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 73,444 | $192,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 16,546 | $192,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 35,650 | $190,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 154,000 | $190,000 | thousands by filing date | principal |
| WAFD INC | 938824109 | COM | 11,192 | $189,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 18,974 | $189,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 28,525 | $189,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 46,111 | $189,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 54,653 | $188,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 12,618 | $188,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 15,252 | $187,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 35,391 | $187,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 11,263 | $187,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 11,415 | $186,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 17,960 | $185,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,522 | $184,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 10,021 | $184,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 23,951 | $184,000 | thousands by filing date | |
| TITANIUM METALS CORP | 888339207 | COMMON STOCK | 10,952 | $181,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 34,279 | $181,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 16,937 | $180,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 20,048 | $180,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 72,061 | $178,000 | thousands by filing date | |
| NATIONAL BANK OF GREECE | 633643606 | CMN | 68,213 | $177,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 15,362 | $175,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 24,972 | $175,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 36,194 | $174,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 23,800 | $172,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 21,304 | $172,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 35,331 | $172,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 15,600 | $171,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 11,628 | $171,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 12,657 | $170,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 11,874 | $170,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L107 | CMN | 166,000 | $170,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 11,583 | $169,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 12,737 | $169,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 14,700 | $169,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 42,862 | $166,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 10,443 | $165,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 14,919 | $165,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 3,700 | $164,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 17,678 | $163,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 10,745 | $162,000 | thousands by filing date | |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 46,149 | $162,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 60,113 | $160,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 68,910 | $160,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 105,051 | $158,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 16,030 | $157,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 15,302 | $156,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 15,521 | $156,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 30,000 | $156,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 24,160 | $155,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 12,182 | $155,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 53,000 | $155,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 17,588 | $153,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 29,300 | $152,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 18,339 | $151,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 11,453 | $151,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 13,693 | $151,000 | thousands by filing date | |
| AQUASITION CORP | Y0192H129 | CMN | 15,000 | $150,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 23,021 | $149,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 13,630 | $149,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 22,844 | $148,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 34,677 | $147,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 15,621 | $146,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,100 | $145,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 26,600 | $145,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 29,270 | $145,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,850 | $145,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 19,836 | $144,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 23,672 | $144,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 62,387 | $144,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 55,362 | $140,000 | thousands by filing date | |
| MARKET VECTORS RARE EARTH/ST | 57060U472 | CMN | 10,712 | $140,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 11,399 | $139,000 | thousands by filing date | |
| AFFILIATED MANAGERS 3.950/15/38 | 008252AL2 | NOTE | 126,000 | $139,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW | 171871106 | COM | 25,064 | $137,000 | thousands by filing date | |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 39,953 | $137,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 10,170 | $137,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 49,620 | $136,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 11,451 | $135,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 27,400 | $135,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 14,120 | $132,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 68,000 | $132,000 | thousands by filing date | principal |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 14,492 | $130,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 40,225 | $128,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 12,241 | $128,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 110,000 | $128,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 10,698 | $127,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 6,797 | $127,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 41,991 | $127,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 14,160 | $126,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 21,183 | $125,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 59,360 | $124,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 20,736 | $124,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 11,394 | $123,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 22,635 | $122,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 11,551 | $121,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 16,790 | $121,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 25,520 | $121,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 14,570 | $119,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 40,257 | $117,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 14,801 | $117,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 22,907 | $116,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 16,280 | $116,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 10,700 | $116,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 26,000 | $114,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 20,000 | $114,000 | thousands by filing date | |
| HOT TOPIC INC | 441339108 | COM | 11,723 | $113,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 13,021 | $111,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 13,500 | $111,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 16,578 | $110,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 18,920 | $110,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 35,000 | $110,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 15,197 | $110,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 14,495 | $109,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 11,450 | $109,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 12,184 | $109,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 13,590 | $108,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 14,628 | $107,000 | thousands by filing date | |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 26,067 | $107,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 17,927 | $106,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 33,663 | $106,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 40,652 | $106,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 19,735 | $104,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,200 | $102,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 5,256 | $102,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 22,900 | $98,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 19,116 | $98,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 70,860 | $96,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 35,340 | $96,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 10,000 | $95,000 | thousands by filing date | call |
| INTERSECTIONS INC | 460981301 | COM | 10,013 | $95,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,713 | $94,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 14,349 | $94,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 28,956 | $94,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 34,950 | $94,000 | thousands by filing date | |
| USEC INC | 90333E108 | COM | 176,800 | $93,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 10,942 | $90,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 10,729 | $89,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 10,031 | $89,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 11,500 | $89,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 15,360 | $88,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 30,069 | $87,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 11,608 | $85,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 52,000 | $83,000 | thousands by filing date | principal |
| HALCON RES CORP | 40537Q209 | COM NEW | 11,504 | $83,000 | thousands by filing date | |
| COMPLETE GENOMICS INC | 20454K104 | CMN | 26,362 | $83,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 13,592 | $82,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 10,150 | $82,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBR0 | NOTE 6.500%10/0 | 57,000 | $81,000 | thousands by filing date | principal |
| WENDYS CO COM | 95058W100 | Stock | 16,894 | $79,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 10,000 | $79,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 14,214 | $77,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 58,100 | $77,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 12,400 | $76,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 16,401 | $76,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 22,984 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,737 | $74,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 12,293 | $72,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 11,900 | $72,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 15,534 | $72,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 22,583 | $71,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 13,500 | $70,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 69,000 | $70,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 1,000 | $69,000 | thousands by filing date | put |
| UNITED ONLINE INC | 911268100 | COM | 12,100 | $68,000 | thousands by filing date | |
| NEUTRAL TANDEM INC | 64128B108 | COM | 26,600 | $68,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 26,522 | $66,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 22,837 | $66,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 13,497 | $65,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 10,000 | $65,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AG0 | NOTE 2.625%12/1 | 63,000 | $65,000 | thousands by filing date | principal |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 20,200 | $65,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B119 | CMN | 99,500 | $65,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 12,200 | $64,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 12,097 | $64,000 | thousands by filing date | |
| MEMC ELECTRONIC MATERIALS | 552715104 | COM | 20,012 | $64,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779101 | COM | 100,978 | $64,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 27,992 | $63,000 | thousands by filing date | |
| Jaguar Mining Inc | 47009m103 | COM | 96,330 | $63,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 16,566 | $62,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 15,012 | $61,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 15,984 | $61,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 10,084 | $61,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 48,700 | $60,000 | thousands by filing date | |
| GREATBATCH INC | 39153LAB2 | CNV | 60,000 | $60,000 | thousands by filing date | principal |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 43,094 | $59,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 14,256 | $59,000 | thousands by filing date | |
| OMNICOM GROUP | 681919AT3 | CNV | 53,000 | $59,000 | thousands by filing date | principal |
| COLDWATER CREEK INC | 193068202 | COM | 11,837 | $58,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 15,000 | $58,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 13,800 | $57,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 33,800 | $57,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 17,400 | $56,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 40,000 | $55,000 | thousands by filing date | principal |
| RENTECH INC COM | 760112102 | COM | 20,225 | $54,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 27,850 | $53,000 | thousands by filing date | |
| CENTRAL EURO DISTRIBUTION CP | 153435102 | CMN | 24,760 | $53,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 16,131 | $50,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 21,075 | $48,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 34,100 | $47,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 10,500 | $47,000 | thousands by filing date | |
| ANTHERA PHARMACEUTICALS INC | 03674U102 | COM | 73,015 | $46,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 11,013 | $45,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 18,945 | $45,000 | thousands by filing date | |
| DST SYSTEMS INC | 233326AE7 | CNV | 35,000 | $45,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 45,600 | $42,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AK9 | DEBT | 45,000 | $41,000 | thousands by filing date | principal |
| Gevo Inc | 374396109 | COMMON | 20,000 | $38,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,000 | $37,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 12,900 | $36,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 30,000 | $35,000 | thousands by filing date | principal |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 23,127 | $32,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 10,743 | $32,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 16,500 | $30,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 29,050 | $30,000 | thousands by filing date | |
| FEI COMPANY | 30241LAF6 | CNV | 15,000 | $28,000 | thousands by filing date | principal |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 19,000 | $26,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954107 | COM | 43,300 | $25,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 22,200 | $24,000 | thousands by filing date | |
| FURNITURE BRANDS INTL INC | 360921100 | CMN | 20,934 | $24,000 | thousands by filing date | |
| TRANSWITCH CORP | 894065309 | COM | 35,000 | $23,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 25,000 | $23,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 20,000 | $23,000 | thousands by filing date | principal |
| GREAT PANTHER MINING | 39115V101 | COM | 14,496 | $22,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 17,700 | $22,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 16,600 | $22,000 | thousands by filing date | |
| ALVARION LTD | M0861T100 | CMN | 59,250 | $22,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,500 | $21,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 11,388 | $20,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790103 | CMN | 26,130 | $19,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901507 | CMN | 59,008 | $19,000 | thousands by filing date | |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 17,000 | $17,000 | thousands by filing date | principal |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 10,200 | $17,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 15,000 | $16,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 18,300 | $14,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074QAF9 | CNV | 12,000 | $12,000 | thousands by filing date | principal |
| DEER CONSUMER PRODUCTS INC | 24379J200 | CMN | 5,000 | $11,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A106 | CMN | 11,100 | $11,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 19,500 | $9,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 34,500 | $9,000 | thousands by filing date | |
| CHINA SHEN ZHOU MINING & RES | 16942H109 | CMN | 21,000 | $9,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 236 | $8,000 | thousands by filing date | |
| POWERWAVE TECHNOLOGIES INC | 739363307 | CMN | 26,000 | $8,000 | thousands by filing date | |
| ZALICUS INC | 98887C105 | COM | 11,200 | $7,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AF5 | NOTE 4.500%12/0 | 15,000 | $6,000 | thousands by filing date | principal |
| KIT DIGITAL INC | 482470200 | CMN | 12,880 | $6,000 | thousands by filing date | |
| CARDIUM THERAPEUTICS INC | 141916106 | COM | 15,000 | $3,000 | thousands by filing date | |
| CEL-SCI CORP | 150837409 | COM NEW | 10,729 | $3,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 32 | $2,000 | thousands by filing date | |
| HOLIDAY RV SUPERSTORES INC | 434902201 | CMN | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001140361-13-033269 | this filing | 2013-08-16 | acceptance time not in the bulk data set |