13F-HR/A filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR/A for the quarter ended 2012-12-31, filed 2013-08-16, with 1,833 holding rows worth $8,981,559,000.
- Accession
- 0001140361-13-033269
- Filer
- CIK 1163653
- Filed
- 2013-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2012
A holdings report, amendment of type restatement, 3,081 entries on the cover page, a total value of $8,981,559,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,981,557,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNOMURA SECURITIES INTERNATIONAL INC028-04983
- reports for this filerNOMURA INTERNATIONAL PLC028-04985
- reports for this filerNOMURA SECURITIES CO LTD028-04979
- reports for this filerNomura Corporate Research & Asset Management Inc.028-13982
- reports for this filerNomura Funds Research & Technologies America Inc.
- reports for this filerNOMURA SECURITIES BERMUDA LTD028-04993
- reports for this filerNomura Capital Markets plc028-15597
- reports for this filerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
- included managerNomura Funds Research & Technologies America Inc.
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNomura Capital Markets plc028-15597
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 9,999,507 | $1,423,601,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 33,810,365 | $389,614,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,648,731 | $319,125,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,059,767 | $269,050,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 60,568,275 | $265,895,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 421,908 | $223,411,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 13,000,000 | $219,152,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,413,499 | $202,917,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,181,800 | $168,249,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 6,740,000 | $166,935,000 | thousands by filing date | call |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,000,600 | $143,135,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 2,000,000 | $141,860,000 | thousands by filing date | call |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 898,473 | $99,808,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,797,706 | $94,986,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 4,400,000 | $69,280,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 5,269,444 | $68,183,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 406,864 | $65,897,000 | thousands by filing date | |
| LIBERTY GLOBAL INC SER A | 530555101 | COM | 1,033,379 | $64,891,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,541,236 | $60,918,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 5,893,609 | $57,806,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,234,592 | $54,698,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 1,000,000 | $52,929,000 | thousands by filing date | call |
| VIRGIN MEDIA INC | 92769LAB7 | CNV | 24,611,000 | $50,588,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 800,000 | $44,518,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 3,254,500 | $37,503,000 | thousands by filing date | put |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 25,670,000 | $32,614,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 738,553 | $32,398,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 362,066 | $31,551,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 654,356 | $31,229,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 403,187 | $29,616,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 667,000 | $29,552,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 55,000 | $29,124,000 | thousands by filing date | call |
| 38259p508 | COM | 38,833 | $27,470,000 | thousands by filing date | ||
| Microsoft Corp | 594918104 | COM | 1,015,221 | $27,148,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 995,441 | $26,482,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 500,000 | $26,465,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 1,412,840 | $25,654,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 631,450 | $24,329,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,138,690 | $24,160,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 641,600 | $23,309,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 1,195,000 | $22,811,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 408,095 | $22,682,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,433,120 | $21,996,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 1,104,179 | $21,779,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 1,380,000 | $21,729,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 1,654,000 | $21,402,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 150,000 | $21,355,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 382,788 | $21,267,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 409,016 | $20,841,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 500,000 | $20,152,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 117,093 | $19,676,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,000,478 | $19,673,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 440,000 | $19,490,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 334,085 | $19,358,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 358,653 | $18,984,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 297,713 | $18,426,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 314,285 | $18,237,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 615,046 | $17,455,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 200,000 | $17,428,000 | thousands by filing date | put |
| ONYX PHARMACEUTICALS INC | 683399AB5 | NOTE 4.000% 8/1 | 8,576,000 | $17,362,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 309,447 | $17,220,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 891,131 | $17,011,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 482,911 | $16,708,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 342,643 | $16,451,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 300,500 | $16,245,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 315,801 | $16,225,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100,000 | $16,196,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 400,000 | $16,121,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 411,730 | $16,118,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 144,657 | $16,077,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 368,739 | $16,074,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 157,677 | $16,025,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 44,219 | $15,645,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 81,571 | $15,627,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 642,500 | $15,004,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 109,550 | $14,813,000 | thousands by filing date | |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 581,177 | $14,801,000 | thousands by filing date | |
| ANIXTER INTERNATIONAL INC | 035290AJ4 | CNV | 12,750,000 | $14,618,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 706,229 | $14,581,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 160,436 | $14,389,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 300,066 | $13,874,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 300,000 | $13,873,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 405,037 | $13,654,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 194,707 | $13,635,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,776,535 | $13,511,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 274,062 | $13,264,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 298,397 | $13,217,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 151,035 | $13,161,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 357,339 | $13,141,000 | thousands by filing date | |
| NEXEN INC | 65334H102 | COM | 486,346 | $13,046,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 413,154 | $13,013,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 393,840 | $12,992,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 500,000 | $12,941,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 500,000 | $12,941,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 274,771 | $12,739,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 321,600 | $12,711,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 50,708 | $12,710,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 6,373,000 | $12,634,000 | thousands by filing date | principal |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 899,000 | $12,616,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 116,145 | $12,554,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 765,654 | $12,541,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 183,000 | $12,445,000 | thousands by filing date | put |
| RESEARCH IN MOTION LTD | 760975102 | COM | 1,044,331 | $12,390,000 | thousands by filing date | |
| MASTEC INC | 576323AM1 | NOTE 4.250%12/1 | 7,273,000 | $12,313,000 | thousands by filing date | principal |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 218,659 | $12,211,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 81,476 | $12,173,000 | thousands by filing date | |
| SHAW GROUP INC | 820280105 | COMMON STOCK | 259,494 | $12,092,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 176,664 | $12,014,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 2,118,048 | $11,995,000 | thousands by filing date | |
| PLAINS EXPLORATION + PRODUCT | 726505100 | COM | 255,247 | $11,946,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 981,098 | $11,812,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 228,267 | $11,774,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 125,611 | $11,769,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,345,546 | $11,671,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 212,733 | $11,391,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 333,469 | $11,387,000 | thousands by filing date | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 250,000 | $11,371,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 311,578 | $11,292,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 192,093 | $11,273,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 348,300 | $11,166,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 442,593 | $11,132,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 4,493,000 | $11,120,000 | thousands by filing date | principal |
| SOLERA HOLDINGS INC | 83421A104 | COM | 206,914 | $11,051,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 461,603 | $11,028,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 235,902 | $11,026,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 277,100 | $10,952,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 320,184 | $10,947,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 236,694 | $10,908,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 52,271 | $10,774,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 119,740 | $10,737,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 295,431 | $10,733,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 170,253 | $10,649,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 158,736 | $10,516,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 159,361 | $10,302,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 189,801 | $10,230,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 63,634 | $10,048,000 | thousands by filing date | |
| SUNRISE SENIOR LIVING INC | 86768K106 | COMMON STOCK | 692,276 | $9,952,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 214,430 | $9,869,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 583,134 | $9,830,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 7,763,000 | $9,824,000 | thousands by filing date | principal |
| UnitedHealth Group Inc | 91324P102 | COM | 180,000 | $9,770,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 140,867 | $9,626,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 212,786 | $9,570,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 167,472 | $9,554,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 285,729 | $9,517,000 | thousands by filing date | |
| CMS ENERGY CORP | 125896BD1 | CNV | 5,347,000 | $9,459,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 235,979 | $9,397,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 661,396 | $9,393,000 | thousands by filing date | |
| FOSSIL INC | 349882100 | COM | 100,754 | $9,304,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 138,276 | $9,280,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 817,213 | $9,149,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 220,501 | $9,024,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 276,059 | $9,000,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 200,000 | $8,859,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 357,515 | $8,855,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 247,998 | $8,809,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 224,027 | $8,671,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 103,277 | $8,631,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 292,567 | $8,631,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 117,397 | $8,483,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 266,457 | $8,371,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 167,767 | $8,239,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 254,596 | $8,224,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 145,090 | $8,207,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 172,800 | $8,167,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 65,042 | $8,157,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 233,800 | $8,057,000 | thousands by filing date | |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 5,000,000 | $7,985,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 5,030,000 | $7,910,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 179,733 | $7,768,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 88,096 | $7,761,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 225,500 | $7,723,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 6,788,000 | $7,592,000 | thousands by filing date | principal |
| YAHOO INC | 984332106 | COM | 380,288 | $7,565,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 5,092,000 | $7,541,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 3,039,000 | $7,515,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 212,661 | $7,508,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 266,740 | $7,505,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 108,245 | $7,499,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 202,067 | $7,471,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 296,006 | $7,415,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 106,589 | $7,305,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 153,968 | $7,296,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 4,301,000 | $7,243,000 | thousands by filing date | principal |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 86,012 | $7,219,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 205,371 | $7,179,000 | thousands by filing date | |
| PSS WORLD MEDICAL INC | 69366A100 | COMMON STOCK | 247,919 | $7,159,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 601,244 | $7,125,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 131,900 | $7,045,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 54,978 | $7,016,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 94,079 | $6,990,000 | thousands by filing date | |
| TW TELECOM INC | 887319AC5 | CNV | 5,091,000 | $6,964,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503403 | COM NEW | 11,197 | $6,951,000 | thousands by filing date | |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 5,428,000 | $6,918,000 | thousands by filing date | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 170,425 | $6,868,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 200,083 | $6,857,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 488,510 | $6,847,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532FAN0 | CNV | 6,028,000 | $6,739,000 | thousands by filing date | principal |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 560,834 | $6,718,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,378,354 | $6,718,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 71,494 | $6,670,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 101,800 | $6,581,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 86,785 | $6,541,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 567,300 | $6,537,000 | thousands by filing date | call |
| FAMILY DLR STORES INC | 307000109 | COM | 102,925 | $6,514,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 117,393 | $6,503,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 385,090 | $6,402,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 111,409 | $6,385,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 170,494 | $6,369,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 275,115 | $6,353,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 185,152 | $6,320,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 199,698 | $6,307,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 99,129 | $6,281,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 148,465 | $6,246,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 688,716 | $6,125,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 289,109 | $6,078,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 200,306 | $6,030,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 90,973 | $6,030,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 142,307 | $5,961,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 297,989 | $5,896,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 193,397 | $5,885,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 53,550 | $5,837,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 184,479 | $5,831,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 5,514,000 | $5,828,000 | thousands by filing date | principal |
| FOOT LOCKER INC | 344849104 | COM | 180,275 | $5,823,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 296,991 | $5,774,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 297,895 | $5,736,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 826,545 | $5,726,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 2,982,000 | $5,667,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 5,595,000 | $5,665,000 | thousands by filing date | principal |
| Abbott Laboratories | 002824100 | COM | 86,287 | $5,646,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 172,208 | $5,613,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 200,000 | $5,543,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 1,962,792 | $5,538,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 79,960 | $5,315,000 | thousands by filing date | |
| CHARLES RIVER LABORATORIES | 159864AB3 | CNV | 5,292,000 | $5,305,000 | thousands by filing date | principal |
| AFLAC INC COM | 001055102 | Stock | 99,922 | $5,303,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 114,600 | $5,300,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,000 | $5,295,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 60,000 | $5,286,000 | thousands by filing date | put |
| UNILEVER N V | 904784709 | N Y SHS NEW | 138,371 | $5,280,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 4,319,000 | $5,271,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 34,790 | $5,268,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 105,455 | $5,248,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 91,143 | $5,234,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 82,569 | $5,212,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 346,061 | $5,205,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 205,389 | $5,191,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 127,903 | $5,175,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,230,811 | $5,160,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 82,760 | $5,114,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 73,716 | $5,101,000 | thousands by filing date | |
| COINSTAR INC | 19259P300 | COM | 96,498 | $5,014,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 265,000 | $4,957,000 | thousands by filing date | call |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 80,346 | $4,948,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 65,991 | $4,862,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 9,892 | $4,851,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 85,439 | $4,831,000 | thousands by filing date | |
| CHINA GROWTH EQUITY INVESTME | G2114K115 | CMN | 475,000 | $4,821,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300AD0 | NOTE 0.875%11/1 | 4,865,000 | $4,807,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 86,014 | $4,802,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 115,953 | $4,794,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 5,427,000 | $4,792,000 | thousands by filing date | principal |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 336,894 | $4,728,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 115,000 | $4,695,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 89,783 | $4,667,000 | thousands by filing date | |
| ARBITRON INC | 03875Q108 | COM | 101,518 | $4,656,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 58,214 | $4,639,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 68,450 | $4,615,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 66,113 | $4,615,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 4,600,000 | $4,575,000 | thousands by filing date | principal |
| PARKWAY PPTYS INC | 70159Q104 | COM | 325,885 | $4,557,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 200,237 | $4,546,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 117,721 | $4,516,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 45,720 | $4,510,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 74,896 | $4,475,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 272,174 | $4,426,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 47,439 | $4,402,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 1,503,774 | $4,370,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 303,650 | $4,369,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 120,000 | $4,349,000 | thousands by filing date | put |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 741,248 | $4,325,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 174,312 | $4,316,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 50,430 | $4,266,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 115,673 | $4,259,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 140,410 | $4,259,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 142,392 | $4,258,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 48,795 | $4,221,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 232,200 | $4,194,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 50,952 | $4,172,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 200,000 | $4,129,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 53,697 | $4,109,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 2,585,000 | $4,071,000 | thousands by filing date | principal |
| NUCOR CORP COM | 670346105 | Stock | 94,064 | $4,059,000 | thousands by filing date | |
| GENCORP INC | 368682AN0 | SDCV | 3,301,000 | $4,059,000 | thousands by filing date | principal |
| PROASSURANCE CORP | 74267C106 | COM | 88,344 | $4,043,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 0 | $4,020,000 | thousands by filing date | callAmount filed as zero, left out of ratios. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 21,549 | $3,999,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 410,666 | $3,973,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 499,380 | $3,953,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 74,542 | $3,945,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 992,570 | $3,931,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 61,573 | $3,929,000 | thousands by filing date | |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 3,498,000 | $3,916,000 | thousands by filing date | principal |
| XCELENERGY INC | 98389B100 | COM | 146,011 | $3,902,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 113,658 | $3,871,000 | thousands by filing date | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 1,331,679 | $3,855,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 162,681 | $3,833,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 200,000 | $3,810,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 116,383 | $3,807,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 118,926 | $3,794,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 3,000,000 | $3,794,000 | thousands by filing date | principal |
| MONSTER WORLDWIDE INC | 611742107 | COM | 671,341 | $3,769,000 | thousands by filing date | |
| OMNICOM GROUP | 682134AA9 | CNV | 3,497,000 | $3,744,000 | thousands by filing date | principal |
| D.R. HORTON INC | 23331ABB4 | NOTE | 2,359,000 | $3,730,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 107,991 | $3,717,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 84,272 | $3,712,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 256,629 | $3,711,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 60,000 | $3,707,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 130,198 | $3,679,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 32,047 | $3,677,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 213,703 | $3,668,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 62,107 | $3,622,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 24,447 | $3,592,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 83,884 | $3,591,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 1,414,000 | $3,577,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 67,216 | $3,575,000 | thousands by filing date | |
| ROBBINS & MYERS INC | 770196103 | COMMON STOCK | 60,050 | $3,570,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 65,410 | $3,551,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 59,912 | $3,542,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 80,500 | $3,531,000 | thousands by filing date | put |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 1,775,000 | $3,526,000 | thousands by filing date | principal |
| US AIRWAYS GROUP INC | 911905AC1 | CNV | 1,171,000 | $3,522,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 4,000,000 | $3,518,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 44,641 | $3,500,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 79,360 | $3,482,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 50,000 | $3,417,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 100,000 | $3,415,000 | thousands by filing date | put |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 51,053 | $3,364,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 27,628 | $3,346,000 | thousands by filing date | |
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 2,024,000 | $3,324,000 | thousands by filing date | principal |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 54,355 | $3,307,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 84,789 | $3,276,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 266,646 | $3,274,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 119,486 | $3,271,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 89,964 | $3,248,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 127,280 | $3,247,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 34,179 | $3,234,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 60,928 | $3,211,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 96,836 | $3,206,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 170,078 | $3,200,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 77,592 | $3,188,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 35,000 | $3,163,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 84,370 | $3,159,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,186 | $3,158,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 68,200 | $3,135,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,796,000 | $3,134,000 | thousands by filing date | principal |
| WARNACO GROUP INC | 934390402 | COMMON STOCK | 43,486 | $3,104,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 191,695 | $3,095,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 15,187 | $3,085,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 55,287 | $3,076,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 72,374 | $3,075,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 3,054,000 | $3,054,000 | thousands by filing date | principal |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 46,754 | $3,043,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 130,000 | $3,038,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 39,199 | $3,037,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 54,625 | $3,035,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 97,505 | $3,034,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 74,218 | $3,021,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 110,000 | $3,016,000 | thousands by filing date | |
| CNO FINANCIAL GROUP INC | 12621EAC7 | CNV | 1,710,000 | $3,003,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAC5 | CNV | 2,760,000 | $2,996,000 | thousands by filing date | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 86,970 | $2,995,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 2,858,000 | $2,981,000 | thousands by filing date | principal |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 167,306 | $2,972,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 3,221,000 | $2,971,000 | thousands by filing date | principal |
| PRAXAIR INC | 74005P104 | COM | 27,194 | $2,968,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 277,317 | $2,948,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 28,977 | $2,943,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 247,500 | $2,939,000 | thousands by filing date | put |
| TYSON FOODS INC | 902494AP8 | NOTE | 2,425,000 | $2,933,000 | thousands by filing date | principal |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 101,459 | $2,912,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 252,620 | $2,895,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 2,515,000 | $2,853,000 | thousands by filing date | principal |
| GENESCO INC | 371532102 | COM | 51,759 | $2,846,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 47,021 | $2,842,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 300,000 | $2,841,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 143,421 | $2,828,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,178,164 | $2,826,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 2,916,000 | $2,810,000 | thousands by filing date | principal |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 2,699,000 | $2,808,000 | thousands by filing date | principal |
| WESTLAKE CORPORATION | 960413102 | COM | 35,251 | $2,796,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 29,765 | $2,792,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 84,814 | $2,789,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 48,058 | $2,781,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 116,670 | $2,778,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 40,000 | $2,778,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 22,351 | $2,765,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 72,614 | $2,764,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 55,094 | $2,761,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 2,669,000 | $2,750,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 39,441 | $2,731,000 | thousands by filing date | |
| METROPCS COMMUNICATIONS INC | 591708102 | COM | 274,526 | $2,729,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 21,652 | $2,721,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 62,307 | $2,674,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 40,766 | $2,670,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 83,147 | $2,667,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 55,614 | $2,662,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 38,402 | $2,658,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 33,768 | $2,653,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 33,179 | $2,647,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 76,304 | $2,645,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 2,628,000 | $2,626,000 | thousands by filing date | principal |
| DELL INC | 24702R101 | COM | 258,806 | $2,622,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 31,500 | $2,618,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 82,645 | $2,616,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 64,499 | $2,611,000 | thousands by filing date | |
| DUFF & PHELPS CORP-CLASS A | 26433B107 | CMN | 169,722 | $2,610,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5,261 | $2,577,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 88,431 | $2,572,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,959,000 | $2,557,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 131,663 | $2,553,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 20,000 | $2,552,000 | thousands by filing date | call |
| Intuit Inc. | 461202103 | COM | 42,628 | $2,535,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 2,130,000 | $2,533,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,500,000 | $2,531,000 | thousands by filing date | principal |
| EOG RES INC COM | 26875P101 | Stock | 20,925 | $2,528,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 100,000 | $2,513,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 556,060 | $2,512,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 63,609 | $2,500,000 | thousands by filing date | |
| REGIS CORP | 758932AA5 | NOTE | 2,029,000 | $2,496,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 150,000 | $2,494,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 199,797 | $2,486,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 120,608 | $2,471,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 103,765 | $2,470,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 2,438,000 | $2,464,000 | thousands by filing date | principal |
| CLOROX CO DEL | 189054109 | COM | 33,559 | $2,462,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 80,262 | $2,462,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 154,572 | $2,457,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 34,531 | $2,444,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,992,000 | $2,444,000 | thousands by filing date | principal |
| SONOCO PRODS CO | 835495102 | COM | 82,215 | $2,443,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 78,784 | $2,434,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 104,068 | $2,431,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 57,099 | $2,417,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 226,189 | $2,413,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 30,691 | $2,413,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 167,334 | $2,409,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 22,150 | $2,394,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 58,517 | $2,389,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 48,465 | $2,388,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 25,991 | $2,383,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 135,824 | $2,377,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 70,537 | $2,366,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 119,388 | $2,354,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 66,352 | $2,343,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 31,452 | $2,330,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 78,086 | $2,316,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 70,000 | $2,309,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 57,425 | $2,309,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 1,086,000 | $2,308,000 | thousands by filing date | principal |
| TE CONNECTIVITY LTD | H84989104 | SHS | 62,117 | $2,302,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 88,603 | $2,296,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 39,435 | $2,295,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 65,339 | $2,281,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 61,741 | $2,278,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 26,294 | $2,271,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 35,713 | $2,268,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 109,286 | $2,263,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319102 | COMMON STOCK | 121,416 | $2,249,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 38,773 | $2,237,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 331,944 | $2,236,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 106,325 | $2,228,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 2,070,000 | $2,227,000 | thousands by filing date | principal |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 32,961 | $2,224,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 25,664 | $2,217,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 53,232 | $2,209,000 | thousands by filing date | |
| HJ HEINZ CO | 423074103 | COM | 38,288 | $2,205,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 51,590 | $2,193,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 29,112 | $2,191,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 54,674 | $2,188,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 64,531 | $2,186,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 162,181 | $2,183,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 875,000 | $2,171,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 35,000 | $2,166,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 81,144 | $2,155,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 53,146 | $2,151,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 73,454 | $2,146,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 69,304 | $2,142,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 27,700 | $2,140,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 222,223 | $2,136,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 25,280 | $2,131,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 97,100 | $2,130,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 126,419 | $2,127,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 40,900 | $2,126,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 2,107,000 | $2,123,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 33,530 | $2,122,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 62,218 | $2,119,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 1,899,000 | $2,113,000 | thousands by filing date | principal |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 46,652 | $2,101,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001140361-13-033269 | this filing | 2013-08-16 | acceptance time not in the bulk data set |