13F-HR filed by Clearbridge Investments, LLC
Clearbridge Investments, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 1,063 holding rows worth $65,506,460,000.
- Accession
- 0001140361-13-032541
- Filer
- CIK 1348883
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 1,063 entries on the cover page, a total value of $65,506,460,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $65,506,460,000 with VALUE read as thousands by filing date, 13F file number 028-11611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerLEGG MASON, INC.028-01700
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PANTRY INC | 698657103 | COM | 686,286 | $8,359,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 52,750 | $8,331,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 193,570 | $8,320,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 103,909 | $8,265,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 186,885 | $8,248,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 198,013 | $8,242,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 122,928 | $8,147,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 522,903 | $8,090,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 59,797 | $8,068,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 115,974 | $7,860,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 234,790 | $7,796,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 844,935 | $7,782,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 142,838 | $7,715,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 172,059 | $7,697,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 595,377 | $7,627,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 125,000 | $7,622,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 89,095 | $7,608,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 192,558 | $7,352,000 | thousands by filing date | |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 489,795 | $7,264,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 107,710 | $7,220,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 712,204 | $7,194,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 558,202 | $7,179,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 157,390 | $7,152,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 79,982 | $7,149,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 134,040 | $7,106,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 157,590 | $7,103,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 622,070 | $7,049,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,427,205 | $7,008,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 753,974 | $6,952,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 181,657 | $6,931,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 279,091 | $6,900,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 381,253 | $6,897,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 97,967 | $6,787,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 574,415 | $6,750,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 191,638 | $6,719,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 327,380 | $6,620,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 230,249 | $6,482,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 124,922 | $6,468,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 242,875 | $6,427,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 99,458 | $6,389,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 299,511 | $6,305,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 109,150 | $6,219,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 483,685 | $6,197,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 110,089 | $6,195,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 353,951 | $6,092,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 77,082 | $6,018,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 266,797 | $5,889,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 210,644 | $5,837,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 145,287 | $5,827,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 809,710 | $5,790,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 513,965 | $5,757,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 53,002 | $5,591,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 65,527 | $5,560,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 193,250 | $5,512,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 107,000 | $5,437,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 173,684 | $5,400,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 139,060 | $5,400,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 1,981,477 | $5,370,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 115,399 | $5,358,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 108,315 | $5,186,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 167,509 | $5,125,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 141,640 | $5,105,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 183,878 | $4,978,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 531,144 | $4,977,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 201,622 | $4,926,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 474,967 | $4,769,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 65,885 | $4,743,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 100,552 | $4,544,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 825,475 | $4,483,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 231,309 | $4,456,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 158,141 | $4,240,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 263,373 | $3,948,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 190,980 | $3,853,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 263,875 | $3,843,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 90,234 | $3,702,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 59,300 | $3,618,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 217,514 | $3,585,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 200,889 | $3,570,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 79,167 | $3,569,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 151,871 | $3,568,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 227,052 | $3,538,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 501,964 | $3,514,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 198,986 | $3,499,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 149,411 | $3,491,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 102,096 | $3,454,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 19,750 | $3,435,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 661,907 | $3,416,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 129,710 | $3,374,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 179,279 | $3,285,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 76,572 | $3,253,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 88,085 | $3,250,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 231,270 | $3,192,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 181,479 | $3,180,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 154,937 | $3,150,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 1,025,000 | $3,093,000 | thousands by filing date | principal |
| Abbott Laboratories | 002824100 | COM | 88,637 | $3,092,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 72,750 | $3,000,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 156,324 | $2,994,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 21,300 | $2,989,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 17,238 | $2,888,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 69,430 | $2,884,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 23,460 | $2,848,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 1,025,000 | $2,805,000 | thousands by filing date | principal |
| STEINER LEISURE LTD | P8744Y102 | ORD | 53,005 | $2,802,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 164,472 | $2,787,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 55,991 | $2,768,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 45,722 | $2,746,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 2,050,000 | $2,738,000 | thousands by filing date | principal |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,282,042 | $2,667,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 64,940 | $2,649,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 463,150 | $2,613,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 66,975 | $2,566,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 102,712 | $2,517,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 95,275 | $2,430,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 70,508 | $2,409,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 346,798 | $2,393,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 2,050,000 | $2,336,000 | thousands by filing date | principal |
| MYLAN INC | 628530107 | COM | 74,061 | $2,299,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 2,050,000 | $2,280,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 57,450 | $2,198,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 113,259 | $2,194,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 163,619 | $2,137,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 2,050,000 | $2,108,000 | thousands by filing date | principal |
| MGE ENERGY INC | 55277P104 | COM | 37,678 | $2,064,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 18,382 | $2,033,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 112,400 | $2,029,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 151,623 | $2,010,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 78,614 | $1,991,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 104,800 | $1,964,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 54,281 | $1,943,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 119,692 | $1,900,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 64,000 | $1,879,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 1,500,000 | $1,831,000 | thousands by filing date | principal |
| POLYONE CORP | 73179P106 | COM | 72,274 | $1,791,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 27,450 | $1,776,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 46,316 | $1,743,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 39,664 | $1,715,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 1,025,000 | $1,705,000 | thousands by filing date | principal |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 18,290 | $1,688,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 939,848 | $1,683,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 36,826 | $1,682,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 66,304 | $1,655,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 22,241 | $1,649,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 66,662 | $1,647,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 1,275,000 | $1,630,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901108 | COM | 102,817 | $1,619,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 264,000 | $1,592,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 58,618 | $1,578,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 42,860 | $1,577,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 60,500 | $1,568,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 625,000 | $1,541,000 | thousands by filing date | principal |
| UNITED STATIONERS INC | 913004107 | COM | 44,746 | $1,502,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 14,956 | $1,498,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 49,856 | $1,491,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 13,674 | $1,466,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 31,175 | $1,455,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 15,850 | $1,416,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 132,210 | $1,399,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 14,000 | $1,384,000 | thousands by filing date | |
| INSULET CORP | 45784PAC5 | CNV | 1,025,000 | $1,349,000 | thousands by filing date | principal |
| MAGNA INTL INC COM | 559222401 | Stock | 18,258 | $1,301,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 95,661 | $1,287,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 24,688 | $1,271,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 12,300 | $1,270,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 1,025,000 | $1,244,000 | thousands by filing date | principal |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 105,100 | $1,228,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 24,830 | $1,220,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 35,890 | $1,218,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 27,036 | $1,195,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 39,987 | $1,185,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 20,300 | $1,154,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 1,025,000 | $1,151,000 | thousands by filing date | principal |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 1,025,000 | $1,147,000 | thousands by filing date | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 27,323 | $1,141,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 48,794 | $1,132,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 24,539 | $1,120,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 1,025,000 | $1,087,000 | thousands by filing date | principal |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 18,540 | $1,075,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 49,275 | $1,068,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,025,000 | $1,055,000 | thousands by filing date | principal |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 18,313 | $1,050,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 13,000 | $1,032,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 9,450 | $1,016,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 28,530 | $1,004,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 1,025,000 | $997,000 | thousands by filing date | principal |
| WINDSTREAM CORP | 97381W104 | COM | 128,004 | $987,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 28,950 | $969,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 84,000 | $944,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 14,921 | $910,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 37,500 | $909,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 26,670 | $904,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 26,900 | $897,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 36,540 | $897,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 1,025,000 | $885,000 | thousands by filing date | principal |
| URBAN OUTFITTERS INC | 917047102 | COM | 21,895 | $881,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 14,800 | $860,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 162,138 | $852,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 17,680 | $847,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 7,852 | $846,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 8,014 | $842,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,736 | $803,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 44,000 | $792,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 29,849 | $784,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 14,737 | $784,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 17,259 | $778,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 15,000 | $773,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,340 | $765,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 11,745 | $753,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 12,455 | $734,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,750 | $729,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 54,200 | $723,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 10,880 | $716,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 14,504 | $713,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 26,000 | $682,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,013 | $678,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 266,944 | $663,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 31,298 | $648,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 16,100 | $640,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 33,600 | $637,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 22,000 | $631,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 15,280 | $619,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 25,041 | $614,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 20,316 | $609,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 10,210 | $596,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 17,985 | $585,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 10,550 | $585,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,133 | $583,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 21,556 | $581,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,493 | $577,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 22,000 | $574,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,299 | $565,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 8,895 | $564,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 21,300 | $539,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 30,552 | $535,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 24,620 | $535,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 41,334 | $533,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 9,698 | $521,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 21,500 | $518,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 23,946 | $480,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 26,085 | $480,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 14,390 | $458,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 34,106 | $458,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 15,000 | $451,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 9,880 | $443,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,335 | $432,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 6,400 | $432,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,700 | $429,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,816 | $426,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,690 | $414,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 6,000 | $402,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 15,800 | $398,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 96,300 | $391,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 10,325 | $386,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 7,640 | $386,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 9,000 | $381,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 6,000 | $379,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 58,093 | $376,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 5,348 | $375,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,963 | $375,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 11,240 | $368,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 7,220 | $347,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,274 | $346,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,500 | $346,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 12,689 | $315,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,807 | $306,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 6,200 | $306,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 11,700 | $287,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,000 | $274,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,300 | $257,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,446 | $256,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,380 | $254,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 5,000 | $253,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 11,560 | $249,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 3,770 | $244,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,850 | $242,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 12,119 | $240,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,607 | $233,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 6,000 | $233,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 5,525 | $224,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 13,470 | $224,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 12,606 | $222,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 4,310 | $217,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,900 | $217,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 6,000 | $208,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,002 | $207,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,330 | $206,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 10,000 | $206,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,355 | $203,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,000 | $201,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,274 | $198,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,080 | $191,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 15,210 | $190,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 13,636 | $189,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,146 | $186,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 6,317 | $186,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,150 | $183,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,500 | $183,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 2,405 | $181,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 5,200 | $180,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 15,691 | $177,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 9,440 | $177,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 24,680 | $174,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,312 | $173,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,330 | $170,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 120,000 | $170,000 | thousands by filing date | principal |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,826 | $167,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 6,780 | $167,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 324 | $164,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,928 | $163,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 5,200 | $162,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,898 | $158,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,000 | $157,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,750 | $154,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 12,025 | $153,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 6,430 | $151,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 4,000 | $150,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,658 | $149,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,750 | $147,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 6,775 | $143,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 2,275 | $142,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 800 | $139,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 3,125 | $138,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 1,861 | $138,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,000 | $136,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 4,113 | $133,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 6,030 | $132,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 7,606 | $131,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 3,672 | $129,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 6,766 | $129,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 7,571 | $128,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,290 | $128,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 3,333 | $128,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 4,243 | $125,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 6,350 | $124,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 5,151 | $124,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 8,616 | $124,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 5,000 | $122,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 3,520 | $120,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,400 | $119,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,216 | $118,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,000 | $117,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 14,960 | $117,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,000 | $115,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 5,500 | $114,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 1,510 | $110,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 4,733 | $109,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 4,545 | $109,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,500 | $108,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,130 | $104,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 9,810 | $104,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,100 | $103,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 20,072 | $103,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3,753 | $101,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,800 | $96,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 2,491 | $96,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,935 | $92,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 785 | $90,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,600 | $90,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,000 | $90,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 460 | $89,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 4,603 | $89,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 3,920 | $89,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 5,749 | $88,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,800 | $87,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,178 | $87,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 864 | $86,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 3,333 | $82,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 4,470 | $82,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 3,200 | $79,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,077 | $77,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 8,090 | $77,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 3,810 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 601 | $73,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 635 | $71,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 11,570 | $70,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 4,000 | $69,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,700 | $68,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 7,920 | $68,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,725 | $66,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 644 | $66,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,074 | $65,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 50,000 | $65,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 800 | $63,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,600 | $63,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 6,800 | $63,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 860 | $62,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 4,700 | $61,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 3,000 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 900 | $58,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 4,000 | $58,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,000 | $57,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,845 | $55,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 2,300 | $55,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 800 | $51,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,600 | $50,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 2,000 | $49,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 923 | $48,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 3,500 | $48,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,100 | $48,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 700 | $46,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 879 | $46,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,023 | $44,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 1,000 | $44,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,027 | $43,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,375 | $43,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,190 | $42,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 530 | $42,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 600 | $41,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 2,953 | $40,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 816 | $40,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 900 | $38,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,197 | $38,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 500 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 825 | $36,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 2,267 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 405 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 341 | $35,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,000 | $35,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 303 | $34,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 700 | $34,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 571 | $34,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 650 | $33,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,000 | $33,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,300 | $33,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 181 | $33,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 445 | $32,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,666 | $32,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,000 | $32,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,000 | $32,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 412 | $32,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 1,700 | $32,000 | thousands by filing date | |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 25,000 | $32,000 | thousands by filing date | principal |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,600 | $31,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 10,342 | $31,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 520 | $30,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 655 | $30,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 3,500 | $30,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 816 | $30,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 298 | $29,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 9,750 | $29,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 130 | $28,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 440 | $28,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 2,872 | $28,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 5,710 | $28,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 402 | $27,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,280 | $27,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 826 | $27,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,750 | $27,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 800 | $27,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 25,000 | $27,000 | thousands by filing date | principal |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 99,447 | $27,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 25,000 | $27,000 | thousands by filing date | principal |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 25,000 | $27,000 | thousands by filing date | principal |
| TARGA RES CORP COM | 87612G101 | Stock | 400 | $26,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 513 | $26,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,625 | $26,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 751 | $26,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 500 | $26,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,501 | $25,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 1,800 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,000 | $25,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 600 | $24,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,690 | $24,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 792 | $23,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 371 | $23,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 300 | $23,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 25,000 | $23,000 | thousands by filing date | principal |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 3,445 | $22,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 25,000 | $22,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 7,200 | $21,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 430 | $21,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 607 | $21,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,012 | $21,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 686 | $21,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,000 | $20,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 60,000 | $20,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 400 | $20,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 312 | $19,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 150 | $19,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 500 | $19,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 525 | $18,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 400 | $18,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 110 | $18,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,189 | $17,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 4,060 | $16,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 254 | $16,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 313 | $16,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 605 | $16,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,893 | $16,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 500 | $16,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 267 | $15,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 1,000 | $15,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,000 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 500 | $14,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 779 | $14,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,826 | $14,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 200 | $13,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 413 | $13,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 851 | $13,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 150 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-032541 | this filing | 2013-08-14 | acceptance time not in the bulk data set |