13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-09, with 57 holding rows worth $2,054,850,000.
- Accession
- 0001140361-13-031469
- Filer
- CIK 1222765
- Filed
- 2013-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 59 entries on the cover page, a total value of $2,054,850,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,054,850,000 with VALUE read as thousands by filing date, 13F file number 028-10693. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NYSE EURONEXT | 629491101 | COM | 5,440,079 | $225,219,000 | thousands by filing date | |
| LUFKIN INDS INC | 549764108 | COM | 1,967,004 | $174,020,000 | thousands by filing date | |
| ENERGY TRANSFER L P LP | 30064K105 | COM | 4,738,807 | $159,792,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 16,371,133 | $149,959,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 1,956,361 | $144,790,000 | thousands by filing date | |
| GARDNER DENVER INC | 365558105 | COM | 1,786,986 | $134,345,000 | thousands by filing date | |
| BMC SOFTWARE INC | 055921100 | COM | 2,611,074 | $117,863,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 3,347,344 | $108,286,000 | thousands by filing date | |
| BUCKEYE TECHNOLOGIES INC | 118255108 | COM | 2,477,442 | $91,764,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,085,392 | $69,172,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 2,071,763 | $67,850,000 | thousands by filing date | |
| NETSPEND HOLDINGS INC | 64118V106 | COMMON STOCK | 3,852,668 | $61,527,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 2,599,256 | $53,908,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 4,012,278 | $52,520,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 3,301,061 | $46,049,000 | thousands by filing date | |
| TRUE RELIGION APPAREL INC | 89784N104 | COM | 1,336,394 | $42,310,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 4,461,468 | $37,654,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 1,475,723 | $34,620,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 3,320 | $33,972,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| RUE21 INC | 781295100 | COM | 735,068 | $30,586,000 | thousands by filing date | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 5,669,917 | $28,236,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 1,121,946 | $27,061,000 | thousands by filing date | |
| KEYNOTE SYS INC | 493308100 | COM | 1,266,470 | $25,025,000 | thousands by filing date | |
| WHITEWAVE FOODS CO | 966244204 | COM CL B | 1,519,500 | $23,096,000 | thousands by filing date | |
| MARKET LEADER INC | 57056R103 | COM | 1,728,160 | $18,491,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 1,155,852 | $13,431,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 160,058 | $11,857,000 | thousands by filing date | |
| FISHER COMMUNICATIONS INC | 337756209 | COM | 276,547 | $11,360,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 339,410 | $8,817,000 | thousands by filing date | |
| AMERICAN GREETINGS CORP CL A | 026375105 | COM | 342,470 | $6,239,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 4,329,000 | $5,584,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 80,706 | $5,479,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 40,110 | $5,062,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 647,406 | $4,499,000 | thousands by filing date | |
| STEC INC | 784774101 | COM | 608,010 | $4,085,000 | thousands by filing date | |
| MET-PRO CORP | 590876306 | COM | 265,600 | $3,569,000 | thousands by filing date | |
| Genworth Financial Inc | 3724D106 | COM CL A | 310,130 | $3,538,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 32,750 | $2,818,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 2,562,000 | $2,619,000 | thousands by filing date | principal |
| GLOBALSTAR INC | 378973AD3 | NOTE 8.000% 4/0 | 1,586,969 | $1,543,000 | thousands by filing date | principal |
| ZOETIS INC CL A | 98978V103 | Stock | 38,508 | $1,193,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 81,700 | $1,041,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 45,387 | $641,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 22,498 | $621,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 12,140 | $513,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 30,415 | $440,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 120,497 | $359,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 320,000 | $328,000 | thousands by filing date | principal |
| PROLOR BIOTECH INC | 74344F106 | COM | 51,361 | $323,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,837 | $293,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 125,000 | $128,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 100,000 | $100,000 | thousands by filing date | principal |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 20,000 | $99,000 | thousands by filing date | put |
| DELL INC | 24702R101 | COM | 110,000 | $77,000 | thousands by filing date | call |
| ACTAVIS INC | 00507K103 | COM | 19,500 | $48,000 | thousands by filing date | put |
| Genworth Financial Inc | 3724D106 | COM CL A | 61,700 | $23,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| DOLE PLC ORD SHS | 256603101 | COM | 33,700 | $8,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-031469 | this filing | 2013-08-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-13-032387 | base | 2013-08-14 | acceptance time not in the bulk data set |