13F-HR/A filed by PRENTISS SMITH & CO INC
PRENTISS SMITH & CO INC filed this 13F-HR/A for the quarter ended 2017-09-30, filed 2018-05-03, with 248 holding rows worth $173,305,000.
- Accession
- 0001134687-18-000004
- Filer
- CIK 1134687
- Filed
- 2018-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, amendment of type new holdings, 248 entries on the cover page, a total value of $173,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $173,305,000 with VALUE read as thousands by filing date, 13F file number 028-06387. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 126,272 | $10,840,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 56,074 | $10,632,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 195,712 | $10,443,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 356,391 | $10,143,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 72,578 | $9,436,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 132,062 | $9,419,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,530 | $9,140,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 166,954 | $8,947,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 37,202 | $8,392,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 139,037 | $8,059,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 156,504 | $7,567,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 438,685 | $7,480,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 314,674 | $6,139,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 119,446 | $5,042,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 105,125 | $3,535,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 34,427 | $3,132,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 67,615 | $3,102,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 31,479 | $2,893,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 25,602 | $2,099,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,173 | $1,498,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 10,218 | $1,490,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 29,267 | $1,426,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 78,751 | $1,377,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 26,691 | $1,309,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 29,037 | $1,137,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 46,932 | $1,135,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,275 | $1,121,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 19,106 | $1,054,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 14,308 | $987,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,102 | $949,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,037 | $891,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,175 | $884,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,179 | $833,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 9,963 | $769,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,908 | $697,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,178 | $675,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,532 | $654,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,950 | $618,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 15,799 | $602,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 6,877 | $590,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,819 | $552,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,867 | $542,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,100 | $537,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,613 | $536,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,898 | $532,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 5,000 | $478,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,840 | $445,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,568 | $444,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 78,542 | $423,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 931 | $416,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,877 | $406,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,195 | $406,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,321 | $399,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,575 | $375,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,531 | $354,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,405 | $353,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,703 | $347,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 255 | $248,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,706 | $248,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,372 | $242,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,842 | $216,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $192,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,811 | $185,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 100 | $183,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,888 | $176,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 3,312 | $171,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,243 | $165,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 17,000 | $157,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,450 | $155,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,333 | $149,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,100 | $148,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,449 | $148,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,000 | $140,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,460 | $136,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 850 | $129,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,366 | $126,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,200 | $126,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,026 | $124,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 1,794 | $124,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 385 | $121,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 930 | $115,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 886 | $108,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,200 | $102,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,188 | $100,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 3,375 | $99,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,229 | $98,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,225 | $94,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,250 | $93,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,391 | $91,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,200 | $89,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 700 | $87,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,000 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,000 | $78,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 2,000 | $76,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 568 | $75,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 625 | $71,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 800 | $66,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 902 | $65,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,200 | $64,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 700 | $63,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 535 | $62,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,000 | $62,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 790 | $61,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 261 | $60,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 670 | $59,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 133 | $59,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 3,115 | $57,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 515 | $56,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,860 | $56,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,420 | $55,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,500 | $55,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,557 | $55,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 875 | $52,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 776 | $50,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 300 | $50,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 240 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 770 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 1,475 | $45,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 684 | $44,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,111 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 475 | $40,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 420 | $40,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 560 | $40,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,500 | $40,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 506 | $39,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 412 | $39,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 967 | $39,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 2,757 | $39,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,000 | $38,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 600 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 382 | $36,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,000 | $36,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 730 | $35,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 500 | $34,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 500 | $32,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 720 | $31,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 515 | $31,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 500 | $31,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 390 | $30,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 248 | $30,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 200 | $30,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 300 | $30,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 757 | $29,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 500 | $29,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,533 | $29,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 150 | $28,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 390 | $28,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,000 | $28,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 500 | $27,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,000 | $26,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 310 | $26,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 413 | $25,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,250 | $23,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,000 | $23,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 268 | $22,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 648 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,125 | $22,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 85 | $21,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 170 | $21,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 363 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 250 | $20,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 700 | $20,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,500 | $20,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 1,000 | $20,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 500 | $20,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 229 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 502 | $19,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 251 | $18,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 150 | $18,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,000 | $18,000 | thousands by filing date | |
| IJH | 464287507 | COM | 94 | $17,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 150 | $17,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 334 | $17,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,500 | $17,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 111 | $17,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 666 | $17,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 100 | $16,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 73 | $16,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 583 | $16,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 425 | $16,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 200 | $15,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 250 | $15,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 334 | $14,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 750 | $14,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 85 | $13,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 150 | $13,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,574 | $13,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 155 | $12,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 35 | $12,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 800 | $12,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 142 | $12,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 500 | $11,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 100 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 101 | $11,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,000 | $11,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 75 | $10,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 209 | $10,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 125 | $10,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 200 | $10,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 500 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 200 | $10,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 200 | $10,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 642 | $10,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 350 | $9,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 400 | $8,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 200 | $8,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 74 | $8,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 132 | $8,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 47 | $7,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 90 | $6,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 131 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 100 | $6,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 79 | $6,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 67 | $6,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 100 | $5,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 50 | $5,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 125 | $5,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 96 | $5,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 62 | $5,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 92 | $5,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 49 | $4,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 39 | $4,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 80 | $4,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 400 | $4,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 30 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 40 | $3,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 109 | $3,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 354 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 10 | $2,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 37 | $2,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 140 | $2,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 500 | $2,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 650 | $2,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 233 | $2,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 32 | $1,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 9 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 53 | $1,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 100 | $1,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 100 | $1,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 40 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001134687-17-000005 | superseded | 2017-10-23 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001134687-18-000004 | this filing | 2018-05-03 | acceptance time not in the bulk data set |