13F-HR filed by PRENTISS SMITH & CO INC
PRENTISS SMITH & CO INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-26, with 335 holding rows worth $180,312,000.
- Accession
- 0001134687-15-000004
- Filer
- CIK 1134687
- Filed
- 2015-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 335 entries on the cover page, a total value of $180,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $180,312,000 with VALUE read as thousands by filing date, 13F file number 028-06387. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 127,510 | $11,721,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 17,881 | $10,879,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 207,785 | $10,670,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 142,362 | $10,242,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 195,422 | $8,503,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 197,728 | $8,109,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 80,619 | $7,956,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 299,336 | $7,858,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 153,629 | $7,293,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 72,598 | $6,777,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 100,959 | $6,054,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 81,005 | $5,585,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 166,090 | $4,966,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 493,624 | $4,803,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 42,386 | $4,621,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 131,876 | $4,174,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 51,251 | $3,524,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 202,955 | $3,136,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 93,053 | $3,094,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 91,600 | $2,761,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 47,704 | $2,563,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 11,728 | $2,522,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 26,524 | $2,366,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 34,262 | $2,323,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,144 | $2,241,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 84,711 | $2,047,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 28,707 | $1,562,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 56,682 | $1,430,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670207 | CLB | 9,953 | $1,298,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,782 | $1,203,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 39,802 | $1,170,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,976 | $1,156,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 30,689 | $1,000,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,343 | $998,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,189 | $886,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 6,512 | $864,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 67,328 | $829,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 9,547 | $793,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 8,246 | $732,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 19,799 | $732,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 7,168 | $730,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,000 | $629,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,201 | $579,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 4,716 | $546,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,850 | $535,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,371 | $516,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,863 | $508,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,390 | $508,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,345 | $497,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,546 | $488,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,754 | $486,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 93,816 | $461,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 5,000 | $414,000 | thousands by filing date | |
| SMUCKER (J.M.) CO | 832696207 | COMMON STOCK | 3,529 | $403,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,700 | $385,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,880 | $343,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 6,272 | $342,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,582 | $304,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,080 | $284,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,582 | $271,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 419 | $267,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 5,301 | $262,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,143 | $253,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,785 | $251,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,000 | $245,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,632 | $208,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 150 | $186,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,703 | $175,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,276 | $173,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,450 | $159,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 41,110 | $153,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 6,226 | $149,000 | thousands by filing date | |
| WELLS FARGO CO NEW DEP PFD V 1/1000 | 94988U730 | Preferred | 5,776 | $145,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,000 | $143,000 | thousands by filing date | |
| SCHWAB CHARLES CORP DEP SHS PFD C | 808513402 | Preferred | 5,666 | $143,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,384 | $141,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,560 | $140,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,875 | $139,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,825 | $126,000 | thousands by filing date | |
| Heineken Holding NV | N39338194 | COM | 1,726 | $123,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 1,615 | $122,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,026 | $119,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2,278 | $113,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,300 | $110,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 850 | $108,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 150 | $108,000 | thousands by filing date | |
| Owens & Minor Inc. | 690730106 | COMMON | 3,375 | $108,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,460 | $104,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,000 | $103,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $102,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,642 | $102,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,000 | $100,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 335 | $98,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,200 | $93,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,000 | $92,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 345 | $86,000 | thousands by filing date | |
| Duke Energy | 26441C105 | Common | 1,188 | $85,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,000 | $84,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 600 | $83,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,100 | $82,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 175 | $81,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,000 | $80,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,400 | $79,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 1,212 | $74,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,413 | $72,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,120 | $67,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 455 | $63,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 400 | $63,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 1,429 | $61,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,500 | $58,000 | thousands by filing date | |
| WP CAREY & CO LLC | 92930Y107 | COMMON STOCK | 1,000 | $58,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,000 | $56,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,750 | $53,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,500 | $53,000 | thousands by filing date | |
| LADENBURG THALMANN FINL 8% SER | 50575Q201 | PFD | 2,280 | $53,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 500 | $52,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 801 | $51,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,000 | $49,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,300 | $45,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,211 | $45,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,200 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 770 | $44,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,500 | $44,000 | thousands by filing date | |
| ABB ORD | 00256X991 | COMMON | 2,510 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 1,475 | $43,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,000 | $43,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 825 | $42,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,100 | $40,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 133 | $40,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 351 | $39,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 2,000 | $39,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,500 | $39,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 1,500 | $39,000 | thousands by filing date | |
| PPL Corp Com | 68351T106 | COMMON | 1,200 | $39,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 313 | $38,000 | thousands by filing date | |
| SMA Solar Technology AG | D7008K108 | COM | 875 | $38,000 | thousands by filing date | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 1,400 | $38,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 1,400 | $38,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 485 | $37,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 500 | $36,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 630 | $36,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,140 | $35,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 1,386 | $35,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 300 | $33,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,618 | $33,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,275 | $33,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,250 | $32,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 500 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 382 | $28,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 386 | $28,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 900 | $28,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 225 | $27,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 708 | $27,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 685 | $27,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 3,600 | $26,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 1,000 | $26,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 5,202 | $25,000 | thousands by filing date | |
| TRAVELERS GROUP INC | 894190107 | COMMON STOCK | 248 | $25,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 1,000 | $25,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475832 | PREFERRED STOCK | 1,000 | $25,000 | thousands by filing date | |
| Honeywell Intl. | 438506107 | COM | 260 | $25,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 500 | $24,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 5,800 | $24,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 400 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 400 | $23,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 2,720 | $22,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 500 | $21,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,000 | $21,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 237 | $20,000 | thousands by filing date | |
| VTI | 922908769 | COM | 205 | $20,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 600 | $20,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 165 | $19,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 325 | $19,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,000 | $19,000 | thousands by filing date | |
| NFJ | 65337H109 | EXCHANGE TRADED | 1,500 | $19,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 279 | $19,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 5,700 | $19,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 900 | $19,000 | thousands by filing date | |
| Hyster-Yale Mh Cl B | 449172998 | COMMON | 325 | $19,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,127 | $18,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 275 | $18,000 | thousands by filing date | |
| Glaxosmithkline Plc Adrf | 832378301 | COMMON | 467 | $18,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,000 | $18,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 600 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 502 | $17,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 700 | $17,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 200 | $16,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 150 | $16,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,000 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,125 | $16,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,200 | $16,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,500 | $15,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,200 | $15,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 200 | $15,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 292 | $14,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,500 | $14,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 175 | $13,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 800 | $13,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,700 | $13,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 425 | $13,000 | thousands by filing date | |
| Ares Capital 7.75% 2040 Call 1 | 04010l202 | PFD | 500 | $13,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,000 | $12,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,000 | $12,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 170 | $12,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,000 | $12,000 | thousands by filing date | |
| ALLY FINL INC PERP PFD-A FLT | 02005N308 | PREFERR | 450 | $12,000 | thousands by filing date | |
| BGC Partners 8.125% 2042 Call | 05541t408 | PFD | 450 | $12,000 | thousands by filing date | |
| Endurance Specialty 7.5% Cl 6/ | g30397304 | PFD | 450 | $12,000 | thousands by filing date | |
| ASSOCIATED BANC-CORPWIS DEPOSITARY | 045488202 | EQUITIES | 478 | $12,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 200 | $11,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 300 | $11,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 225 | $11,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 250 | $11,000 | thousands by filing date | |
| AMERICAN INTL | 026874107 | COM | 200 | $11,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 450 | $11,000 | thousands by filing date | |
| QWEST CORP | 74913G204 | PFD | 450 | $11,000 | thousands by filing date | |
| Glimcher Realty Trust 7.5% Pfd Series H | 379302508 | com | 450 | $11,000 | thousands by filing date | |
| Dupont Fabros 7.625% Pfd Series B | 26613q304 | com | 450 | $11,000 | thousands by filing date | |
| Dupont Fabros Tech 7.875% Pfd Series A | 26613q205 | com | 450 | $11,000 | thousands by filing date | |
| AVIVA PLC CAP SECS | 05382A203 | PRF | 400 | $11,000 | thousands by filing date | |
| Immunovaccine Inc | 45254B103 | COMMON | 20,000 | $11,000 | thousands by filing date | |
| SLM CORP N | 78442P403 | Preferred Stock | 500 | $11,000 | thousands by filing date | |
| SLM Corp. Pfd | 78442p601 | PREFERRED | 500 | $11,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 100 | $10,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 500 | $10,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 100 | $10,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,000 | $10,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 200 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 117 | $9,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 750 | $9,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 900 | $9,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 221 | $8,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 200 | $8,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,300 | $8,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 56 | $8,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 525 | $8,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 500 | $8,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 200 | $8,000 | thousands by filing date | |
| National Oilwell Varco | 669930109 | COMMON | 200 | $8,000 | thousands by filing date | |
| Coltene Holding AG | H1554J116 | COMMON | 135 | $8,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 400 | $7,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 297 | $7,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 110 | $7,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 300 | $7,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 700 | $7,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 75 | $7,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 700 | $7,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 1,400 | $7,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 75 | $6,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 91 | $6,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 125 | $6,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 34 | $6,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 350 | $6,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,000 | $6,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 150 | $6,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 31 | $5,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 30 | $5,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 50 | $5,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 96 | $5,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 100 | $5,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 79 | $5,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 880 | $5,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 100 | $5,000 | thousands by filing date | |
| AMP INCORPORATED | 031897101 | COMMON STOCK | 47 | $5,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 400 | $5,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 100 | $5,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 150 | $4,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 100 | $4,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 62 | $4,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 615 | $4,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 250 | $4,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 75 | $4,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 250 | $4,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 700 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 75 | $4,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 100 | $4,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 950 | $4,000 | thousands by filing date | |
| MAGNUM HUNTER RES 8% PFD | 55973B300 | ps | 700 | $4,000 | thousands by filing date | |
| Hydrogenics Corp | 448882100 | COMMON | 477 | $4,000 | thousands by filing date | |
| US Bioscience Inc. | 911646107 | COMMON | 200 | $4,000 | thousands by filing date | |
| KINDER MORGAN INC KANS | 49455P101 | COM | 108 | $3,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 75 | $3,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 31 | $3,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 600 | $3,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 100 | $3,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 60 | $3,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 750 | $3,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 30 | $3,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| PEROT SYSTEMS CORP | 714265105 | COMMON STOCK | 650 | $3,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 125 | $3,000 | thousands by filing date | |
| UNILEVER PLC | 904784501 | SPON ADR NEW | 75 | $3,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 150 | $3,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 200 | $3,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 700 | $3,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 600 | $3,000 | thousands by filing date | |
| Temenos Group | H854Q107 | COMMON | 75 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Texas Instruments Incorporated | 882508104 | COM | 40 | $2,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 20 | $2,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 65 | $2,000 | thousands by filing date | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 160 | $2,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 51 | $2,000 | thousands by filing date | |
| HITACHI LTD | 433578507 | COM | 35 | $2,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 150 | $2,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061506 | COMMON STOCK | 392 | $2,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 100 | $2,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 10 | $2,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 354 | $2,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 32 | $2,000 | thousands by filing date | |
| Rowan Companies Inc | 779382100 | COM | 140 | $2,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 100 | $2,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 19 | $2,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 149 | $2,000 | thousands by filing date | |
| GN STORE NORD A S ADR | 3621ME105 | ADR | 40 | $2,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 60 | $1,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 75 | $1,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 29 | $1,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 9 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 37 | $1,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 85 | $1,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 46 | $1,000 | thousands by filing date | |
| PROSHARES | 74347R297 | EXCHANGE TRADED | 6 | $1,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,500 | $1,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 100 | $1,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 20 | $1,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 225 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 100 | $1,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 100 | $1,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 154 | $1,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 100 | $1,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 100 | $1,000 | thousands by filing date | |
| CIELO SA | 171778202 | Common Stock | 108 | $1,000 | thousands by filing date | |
| Newcrest Mining ADS | 651191108 | ADR | 122 | $1,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 108 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001134687-15-000004 | this filing | 2015-10-26 | acceptance time not in the bulk data set |