13F-HR filed by PRENTISS SMITH & CO INC
PRENTISS SMITH & CO INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-16, with 260 holding rows worth $188,561,000.
- Accession
- 0001134687-14-000003
- Filer
- CIK 1134687
- Filed
- 2014-04-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 260 entries on the cover page, a total value of $188,561,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $188,561,000 with VALUE read as thousands by filing date, 13F file number 028-06387. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Procter & Gamble Co | 742718109 | COM | 158,564 | $12,780,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 143,809 | $12,227,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 234,045 | $11,641,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 214,859 | $9,209,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 141,093 | $8,437,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 353,506 | $7,924,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 453,261 | $7,733,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 166,327 | $7,526,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 128,121 | $7,207,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 72,723 | $7,144,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 77,037 | $6,793,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 566,290 | $6,399,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 315,069 | $5,643,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 80,884 | $5,372,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 106,019 | $5,043,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 177,145 | $4,856,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 55,516 | $4,830,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 151,060 | $3,899,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 101,661 | $3,291,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 26,410 | $2,950,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 80,233 | $2,459,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,904 | $2,433,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 78,935 | $2,044,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 39,709 | $2,041,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 19,505 | $1,516,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 107,533 | $1,447,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,345 | $1,259,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 28,080 | $1,201,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 15,885 | $1,189,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 14,455 | $1,178,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670207 | CLB | 9,330 | $1,166,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 32,006 | $1,122,000 | thousands by filing date | |
| 38259p508 | COM | 964 | $1,074,000 | thousands by filing date | ||
| CELGENE CORP | 151020104 | COM | 7,544 | $1,053,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 18,530 | $994,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 8,280 | $969,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 29,109 | $949,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 28,095 | $909,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 57,757 | $901,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 13,200 | $872,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 12,999 | $871,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 9,483 | $861,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 70,275 | $860,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 7,585 | $809,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 19,526 | $799,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 56,707 | $773,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 14,847 | $769,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,950 | $760,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 10,443 | $741,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 18,900 | $728,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 21,556 | $692,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 32,980 | $659,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 15,676 | $554,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,523 | $504,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 5,000 | $434,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,382 | $363,000 | thousands by filing date | |
| SMUCKER (J.M.) CO | 832696207 | COMMON STOCK | 3,650 | $355,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,531 | $336,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,686 | $308,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 5,290 | $300,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,275 | $271,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,703 | $271,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,420 | $266,000 | thousands by filing date | |
| Fenix Outdoor Ab Ord | W3R63S102 | COMMON | 4,334 | $228,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,257 | $219,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 5,642 | $179,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,000 | $177,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,716 | $168,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 2,500 | $163,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 41,110 | $158,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,500 | $146,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,634 | $137,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,050 | $125,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 1,664 | $125,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2,532 | $121,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,000 | $121,000 | thousands by filing date | |
| Owens & Minor Inc. | 690730106 | COMMON | 3,375 | $118,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,600 | $112,000 | thousands by filing date | |
| Heineken Holding NV | N39338194 | COM | 1,726 | $111,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,560 | $110,000 | thousands by filing date | |
| VTI | 922908769 | COM | 950 | $93,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,567 | $93,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,700 | $92,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,149 | $91,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,000 | $90,000 | thousands by filing date | |
| SMA Solar Technology AG | D7008K108 | COM | 1,675 | $89,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,280 | $86,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,740 | $85,000 | thousands by filing date | |
| Duke Energy | 26441C105 | Common | 1,188 | $85,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,200 | $84,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,000 | $84,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,211 | $81,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,000 | $81,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,000 | $80,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,500 | $80,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 1,632 | $80,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,400 | $79,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 6,404 | $76,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 500 | $74,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,300 | $70,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,200 | $68,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,200 | $67,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,000 | $66,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 490 | $62,000 | thousands by filing date | |
| ABB ORD | 00256X991 | COMMON | 2,350 | $61,000 | thousands by filing date | |
| WP CAREY & CO LLC | 92930Y107 | COMMON STOCK | 1,000 | $60,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 600 | $56,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,533 | $56,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 700 | $55,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,500 | $54,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 2,000 | $54,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 2,000 | $54,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,000 | $53,000 | thousands by filing date | |
| UNILEVER PLC | 904784501 | SPON ADR NEW | 1,284 | $53,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 1,062 | $52,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 564 | $52,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 766 | $50,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 700 | $49,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 389 | $48,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 4,100 | $44,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,100 | $43,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 3,000 | $42,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 549 | $40,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 2,400 | $40,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 600 | $40,000 | thousands by filing date | |
| PPL Corp Com | 68351T106 | COMMON | 1,200 | $40,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 600 | $39,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 386 | $37,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,000 | $37,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 2,820 | $37,000 | thousands by filing date | |
| Glaxosmithkline Plc Adrf | 832378301 | COMMON | 667 | $36,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 300 | $35,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 540 | $35,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 415 | $34,000 | thousands by filing date | |
| GENERAL MOTORS CORP | 370442105 | COMMON STOCK | 1,000 | $34,000 | thousands by filing date | |
| PEROT SYSTEMS CORP | 714265105 | COMMON STOCK | 2,850 | $34,000 | thousands by filing date | |
| MAGNUM HUNTER RES 8% PFD | 55973B300 | ps | 700 | $34,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 325 | $32,000 | thousands by filing date | |
| Hyster-Yale Mh Cl B | 449172998 | COMMON | 325 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 455 | $31,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 3,250 | $31,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,250 | $31,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 767 | $31,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 900 | $31,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 1,400 | $31,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 5,000 | $31,000 | thousands by filing date | |
| EXPRESS SCRIPTS INC | 302182100 | COM | 400 | $30,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,582 | $29,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,852 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,000 | $28,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,200 | $28,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 800 | $28,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 4,268 | $27,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 800 | $26,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 475 | $25,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 500 | $25,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 500 | $25,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,100 | $25,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 400 | $24,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 225 | $24,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,500 | $24,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,000 | $23,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 2,000 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 500 | $23,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 500 | $23,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 750 | $23,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 279 | $22,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 278 | $21,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 500 | $21,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 286 | $21,000 | thousands by filing date | |
| TRAVELERS GROUP INC | 894190107 | COMMON STOCK | 248 | $21,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 200 | $21,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 800 | $19,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 225 | $19,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 413 | $19,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 250 | $18,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 250 | $18,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 459 | $18,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 436 | $18,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 450 | $18,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 270 | $18,000 | thousands by filing date | |
| Immunovaccine Inc | 45254B103 | COMMON | 20,360 | $18,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,000 | $17,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 700 | $17,000 | thousands by filing date | |
| Hydrogenics Corp | 448882100 | COMMON | 609 | $17,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 207 | $16,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 135 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 600 | $16,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 525 | $15,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,000 | $15,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 150 | $14,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 192 | $14,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 148 | $14,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,300 | $14,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 700 | $14,000 | thousands by filing date | |
| Fifth Third Bancorp | 689389104 | COMMON | 603 | $14,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 226 | $13,000 | thousands by filing date | |
| Suncor Energy Inc. | 867229106 | COM | 384 | $13,000 | thousands by filing date | |
| Plum Creek Timber L.P. | 729237107 | COMMON | 312 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 333 | $12,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 167 | $12,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 297 | $11,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 185 | $11,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 500 | $11,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 33 | $10,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 180 | $10,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 5,000 | $10,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 300 | $9,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 400 | $9,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 500 | $9,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 200 | $9,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 140 | $8,000 | thousands by filing date | |
| Honeywell Intl. | 438506107 | COM | 85 | $8,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 200 | $7,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 1,000 | $7,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 950 | $7,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 167 | $6,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 113 | $5,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 70 | $5,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 79 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 100 | $5,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 500 | $5,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 33 | $5,000 | thousands by filing date | |
| AMERICAN INTL | 026874107 | COM | 100 | $5,000 | thousands by filing date | |
| Rowan Companies Inc | 779382100 | COM | 140 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 340 | $5,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 45 | $4,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 60 | $4,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 33 | $4,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 100 | $4,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 30 | $3,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 700 | $3,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 103 | $3,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 100 | $3,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 167 | $3,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 100 | $3,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 40 | $2,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 28 | $2,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 48 | $2,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 85 | $2,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 354 | $2,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 100 | $2,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 150 | $2,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 400 | $2,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 28 | $1,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 650 | $1,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 100 | $1,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 600 | $1,000 | thousands by filing date | |
| Newcrest Mining ADS | 651191108 | ADR | 122 | $1,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES | 74347R297 | EXCHANGE TRADED | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VODAFONE GP PLC | 92857W209 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Earthshell Corp | 27032B209 | COMMON | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Frontline Capital Groxxx | 35921N101 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Global PVQ | D623R103 | COMMON | 285 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| Solarworld | D7045Y103 | COMMON | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cons Freight Bankrupt 12/ | 209232107 | COMMON | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001134687-14-000003 | this filing | 2014-04-16 | acceptance time not in the bulk data set |