13F-HR/A filed by MAINSTAY CAPITAL MANAGEMENT LLC /ADV
MAINSTAY CAPITAL MANAGEMENT LLC /ADV filed this 13F-HR/A for the quarter ended 2018-06-30, filed 2018-08-24, with 438 holding rows worth $126,782,000.
- Accession
- 0001127612-18-000007
- Filer
- CIK 1127612
- Filed
- 2018-08-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, amendment of type restatement, 443 entries on the cover page, a total value of $126,782,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $126,782,000 with VALUE read as thousands by filing date, 13F file number 028-18705. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 319,550 | $17,729,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 187,468 | $9,207,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 52,810 | $4,637,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 21,214 | $2,828,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 58,323 | $2,510,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 29,662 | $2,482,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 100,742 | $2,422,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 60,102 | $2,145,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 94,016 | $2,124,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 42,378 | $2,107,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 34,778 | $2,106,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 38,497 | $2,071,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 99,829 | $1,972,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 15,734 | $1,967,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 24,895 | $1,943,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 53,595 | $1,903,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 33,211 | $1,838,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 16,868 | $1,792,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 37,925 | $1,756,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 22,720 | $1,755,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 29,590 | $1,567,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 31,316 | $1,529,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 21,964 | $1,483,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,310 | $1,366,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 56,675 | $1,355,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 15,137 | $1,206,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 8,794 | $1,200,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 17,649 | $1,112,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,704 | $1,098,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 3,182 | $1,098,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 32,624 | $1,048,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 21,805 | $1,041,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 20,137 | $1,035,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 22,133 | $1,032,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 10,660 | $1,019,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 11,410 | $1,013,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 8,152 | $996,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 11,536 | $984,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 17,375 | $951,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 5,530 | $922,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 12,952 | $918,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,768 | $916,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 27,435 | $913,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,143 | $912,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 16,661 | $899,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 15,546 | $888,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,246 | $864,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 15,485 | $858,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 57,586 | $825,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 12,303 | $803,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,666 | $756,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,055 | $751,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,290 | $746,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 66,524 | $736,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,028 | $734,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 13,634 | $713,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 16,469 | $688,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 14,949 | $589,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,573 | $451,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 264 | $449,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 4,202 | $421,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,227 | $416,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 4,182 | $411,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,915 | $403,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,313 | $402,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,559 | $383,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 21,020 | $358,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 9,260 | $334,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,833 | $325,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,855 | $322,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 24,760 | $318,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 4,140 | $312,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,393 | $304,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,264 | $303,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,714 | $299,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,927 | $298,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 264 | $295,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,221 | $292,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 17,980 | $284,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 17,315 | $273,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 855 | $253,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,408 | $234,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,662 | $232,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 10,000 | $230,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,180 | $226,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,601 | $216,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,394 | $210,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 7,500 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,000 | $195,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,408 | $190,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 7,165 | $183,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,700 | $182,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,500 | $166,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 6,082 | $157,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,887 | $156,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 2,356 | $155,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 5,535 | $153,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 3,010 | $150,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,000 | $137,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,077 | $131,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 786 | $128,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,977 | $127,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,480 | $126,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 915 | $126,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 888 | $123,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,473 | $119,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 597 | $116,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 624 | $115,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 9,500 | $113,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 600 | $111,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 4,327 | $107,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,000 | $106,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,734 | $105,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,000 | $105,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 5,247 | $103,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 2,586 | $103,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,000 | $102,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 800 | $98,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 400 | $95,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,238 | $95,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 6,545 | $94,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,608 | $91,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 648 | $91,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 701 | $89,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 6,600 | $88,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,479 | $87,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,375 | $84,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 621 | $84,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 928 | $84,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 248 | $83,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 3,000 | $83,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 516 | $82,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 777 | $81,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 410 | $81,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,165 | $79,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 400 | $78,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 284 | $77,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 801 | $77,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 300 | $76,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,745 | $76,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,500 | $75,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 2,500 | $74,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 800 | $73,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,217 | $73,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 386 | $72,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 2,000 | $72,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,296 | $71,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 1,200 | $71,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 5,000 | $70,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 750 | $69,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 648 | $67,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 751 | $67,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,743 | $66,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 3,500 | $66,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 435 | $63,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,422 | $63,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 767 | $61,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 878 | $61,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 500 | $61,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 271 | $61,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 400 | $61,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 935 | $60,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 1,140 | $60,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 600 | $60,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 189 | $58,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,000 | $58,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 598 | $57,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 229 | $56,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 335 | $55,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1,042 | $55,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 600 | $53,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 615 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,200 | $52,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 304 | $51,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 377 | $51,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 600 | $51,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 622 | $50,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 711 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,143 | $50,000 | thousands by filing date | |
| BANK SNB CD | 065050BJ4 | CD | 50 | $50,000 | thousands by filing date | principal |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 394 | $49,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,117 | $49,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,184 | $49,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 500 | $49,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,000 | $48,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 550 | $47,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 41 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 378 | $46,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,000 | $46,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,800 | $46,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 320 | $45,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 2,500 | $45,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 274 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 510 | $43,000 | thousands by filing date | |
| WILLOW RUN MICHIGAN GUARANTY MUN | 971175NW0 | BMU | 40,000 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 715 | $42,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 261 | $41,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 600 | $40,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 513 | $40,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 500 | $40,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 405 | $39,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,119 | $39,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 944 | $38,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 700 | $37,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,637 | $37,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 800 | $37,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 500 | $37,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,500 | $37,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 5,000 | $37,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 500 | $37,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 425 | $36,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 200 | $36,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 427 | $36,000 | thousands by filing date | |
| IJH | 464287507 | COM | 182 | $35,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 5,000 | $35,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 4,000 | $35,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 375 | $34,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 820 | $34,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 167 | $33,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 634 | $33,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,200 | $33,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 500 | $33,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 577 | $33,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,000 | $32,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 516 | $31,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 297 | $31,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 410 | $31,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 400 | $31,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,200 | $31,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 3,000 | $30,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 434 | $29,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 117 | $29,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 300 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 650 | $28,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 210 | $28,000 | thousands by filing date | |
| THORNBURG INVT TR STRAT INC FD | 885215228 | MUTUAL | 2,370 | $28,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 625 | $27,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 649 | $27,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 464 | $27,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,111 | $27,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 1,300 | $27,000 | thousands by filing date | |
| CNL HEALTHCARE PROPERTIES INC | 12612C108 | COMMON STOCK-CL | 2,571 | $27,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 260 | $26,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 182 | $26,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 7,512 | $26,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 500 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,188 | $26,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,000 | $26,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 500 | $25,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 350 | $25,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 400 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 379 | $25,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,439 | $25,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 323 | $25,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 131 | $25,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 478 | $24,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 500 | $24,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 470 | $24,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 600 | $24,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 290 | $23,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 400 | $23,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 2,500 | $23,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 7,940 | $23,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 240 | $22,000 | thousands by filing date | |
| VTI | 922908769 | COM | 156 | $22,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 637 | $22,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 300 | $22,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 244 | $22,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 245 | $22,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 850 | $22,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 300 | $20,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 210 | $20,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,200 | $20,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 156 | $19,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 800 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 100 | $19,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 762 | $19,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 400 | $18,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 300 | $17,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 240 | $17,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 430 | $17,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 200 | $17,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 500 | $17,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 300 | $16,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 238 | $16,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 237 | $16,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 200 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 400 | $15,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 300 | $15,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 500 | $15,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 200 | $15,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 171 | $15,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 232 | $15,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 225 | $15,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 705 | $15,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 15,500 | $15,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 124 | $14,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 163 | $14,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 800 | $14,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 750 | $14,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 400 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 150 | $14,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 100 | $14,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,000 | $14,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 100 | $13,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 246 | $13,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 315 | $13,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 200 | $13,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 60 | $12,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 200 | $12,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 100 | $12,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 169 | $12,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 63 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 165 | $12,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 758 | $12,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 74 | $12,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 100 | $11,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 170 | $11,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,000 | $11,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 71 | $10,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 200 | $10,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 288 | $10,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 75 | $10,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 24 | $10,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 200 | $10,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 500 | $10,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,247 | $10,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 105 | $9,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 100 | $9,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 50 | $9,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,000 | $9,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 100 | $9,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 200 | $9,000 | thousands by filing date | |
| Cole Credit Property Trust IV | 19326U100 | Com | 863 | $9,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 300 | $8,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 179 | $8,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 150 | $8,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 50 | $8,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 219 | $8,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,200 | $8,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 306 | $8,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 100 | $8,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 57 | $8,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 106 | $7,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,118 | $7,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 31 | $7,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 50 | $7,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 100 | $7,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 101 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 200 | $7,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 1,000 | $7,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 1,585 | $7,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 18 | $6,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 100 | $6,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,072 | $6,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 142 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 210 | $6,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 557 | $6,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100 | $5,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 57 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 100 | $5,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 140 | $5,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 96 | $5,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,000 | $5,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 53 | $4,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 56 | $4,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 120 | $4,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 40 | $4,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 50 | $4,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 500 | $4,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 26 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 28 | $4,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 101 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 48 | $4,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 689 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 90 | $4,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,000 | $4,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,741 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 88 | $4,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 44 | $4,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 20 | $3,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 40 | $3,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 18 | $3,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 55 | $3,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 55 | $3,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 32 | $3,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 30 | $3,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 25 | $3,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 50 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 19 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 82 | $3,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 88 | $3,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 7 | $3,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 345 | $3,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,876 | $3,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 300 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 108 | $3,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 1,818 | $3,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 18 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 650 | $2,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 52 | $2,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 57 | $2,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 26 | $2,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 25 | $2,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 36 | $2,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 112 | $2,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 1,270 | $2,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 48 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 89 | $2,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 2,022 | $2,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 1,135 | $2,000 | thousands by filing date | |
| ALLEGIANT GOLD LTD COM | 01750B105 | COM | 4,300 | $2,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 11 | $1,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 14 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 47 | $1,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 1,600 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 11 | $1,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 19 | $1,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 29 | $1,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 39 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 266 | $1,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 68 | $1,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 1,060 | $1,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 300 | $1,000 | thousands by filing date | |
| Barkerville Gold | 067642108 | COM | 4,150 | $1,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 1,000 | $1,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 970 | $1,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALITY CARE PPTYS INC | 747545101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION ARCHITECTS CORP COM PAR $0 001 NEW APRIL 2011 | 45669R701 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001127612-18-000006 | superseded | 2018-08-23 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001127612-18-000007 | this filing | 2018-08-24 | acceptance time not in the bulk data set |